SEC 13F Intelligence

Managers / Q3 2021 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$1.2B
Q3 2021
Positions
883
Filings on Record
31
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Centaurus Financial, Inc. reported $1.2B in U.S.-listed holdings across 883 positions for Q3 2021.

Its largest position, MTUM, represents 12.6% of the portfolio.

Compared with Q2 2021, the fund opened 83 new positions and exited 87.

Portfolio Metrics

Turnover
+10.6%
vs prior filed quarter
Top-10 Concentration
+34.8%
share of reported value
Largest Position
+12.6%
Ishares Tr
New / Exited
83 / 87
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $14MQ4 ’18Q1 ’19: $17.0BQ2 ’19: $635MQ3 ’19: $639MQ4 ’19: $714MQ4 ’19Q1 ’20: $500MQ2 ’20: $677MQ3 ’20: $722MQ4 ’20: $950MQ4 ’20Q1 ’21: $1.0BQ2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ4 ’21Q1 ’22: $1.3BQ2 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.2BQ1 ’23Q2 ’23: $1.1BQ3 ’23: $1.2BQ4 ’23: $1.3BQ1 ’24: $1.4BQ1 ’24Q3 ’24: $1.6BQ1 ’25: $1.7BQ2 ’25: $1.7BQ3 ’25: $2.1BQ3 ’25Q4 ’25: $2.2BQ1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 46.2%Common Stock: 38.6%Closed-End Fund: 10.7%REIT: 3.0%Other: 0.8%Other: 0.6%
  • ETP · 46.2% · $551M
  • Common Stock · 38.6% · $461M
  • Closed-End Fund · 10.7% · $128M
  • REIT · 3.0% · $36M
  • Other · 0.8% · $10M
  • Other · 0.6% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EMBISHARES TRNEW+14.0K14.0K+$2M$2M
ANGLVANECK ETF TRUSTNEW+45.0K45.0K+$1M$1M
J P MORGAN EXCHANGE-TRADED FNEW+21.8K21.8K+$1M$1M
EPIWISDOMTREE TRNEW+31.4K31.4K+$1M$1M
INNOVATOR ETFS TRNEW+23.5K23.5K+$1M$1M
RYLDGLOBAL X FDSNEW+44.4K44.4K+$1M$1M
IYRISHARES TRNEW+10.1K10.1K+$1M$1M
KRANESHARES TRNEW+36.0K36.0K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

327 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MTUMISHARES TRMSCI USA MMENTM · MSCI USA MIN VOL · U.S. MED DVC ETF · MSCI ACWI ETF · MBS ETF · CORE S&P500 ETF · ESG AWR MSCI USA · MSCI USA QLT FCT · CONSER ALLOC ETF · 20 YR TR BD ETF · ISHS 5-10YR INVT · US TREAS BD ETF · EXPANDED TECH · MSCI USA SMCP MN · EAFE GRWTH ETF · EAFE VALUE ETF · RUSSELL 2000 ETF · S&P 500 GRWT ETF · FALN ANGLS USD · INTL SEL DIV ETF · S&P SML 600 GWT · PFD AND INCM SEC · U.S. TECH ETF · BARCLAYS 7 10 YR · IBOXX INV CP ETF · RUS 1000 ETF · JPMORGAN USD EMG · MSCI USA VALUE · CORE TOTAL USD · BROAD USD HIGH · CORE S&P SCP ETF · RUS TOP 200 ETF · 0-5 YR TIPS ETF · MSCI INDIA ETF · CORE S&P MCP ETF · MSCI EAFE MIN VL · CORE MSCI EAFE · NATIONAL MUN ETF · IBOXX HI YD ETF · U.S. REAL ES ETF · MRGSTR MD CP GRW · U.S. FINLS ETF · ESG ADVNCD HY BD · US HLTHCARE ETF · GLOBAL FINLS ETF · S&P MC 400VL ETF · ISHARES SEMICDTR · SP SMCP600VL ETF · 1 3 YR TREAS BD · CORE DIV GRWTH · U.S. BAS MTL ETF · U.S. FIN SVC ETF · RUS 1000 GRW ETF · SELECT DIVID ETF · 3 7 YR TREAS BD · 0-5YR HI YL CP · US TRSPRTION · 10-20 YR TRS ETF · US HOME CONS ETF · ROBOTICS ARTIF · ISHARES BIOTECH · ISHS 1-5YR INVS · TIPS BD ETF12.58%$150M1.85M
2SPYMSPDR SER TRPORTFOLIO S&P500 · BLMBRG BRC CNVRT · PORTFOLIO AGRGTE · S&P BIOTECH · PRTFLO S&P500 VL · S&P SEMICNDCTR · BLOOMBERG SRT TR · PORTFOLIO S&P400 · PORTFOLIO S&P600 · AEROSPACE DEF · S&P METALS MNG · PORTFOLIO SHORT · PORTFLI TIPS ETF · S&P 600 SMCP VAL · PORTFOLIO INTRMD · FTSE INT GVT ETF3.66%$44M886.1K
3VXFVANGUARD INDEX FDSEXTEND MKT ETF · VALUE ETF · S&P 500 ETF SHS · MID CAP ETF · GROWTH ETF · SML CP GRW ETF · SMALL CP ETF · MCAP VL IDXVIP · REAL ESTATE ETF · LARGE CAP ETF · MCAP GR IDXVIP · SM CP VAL ETF · TOTAL STK MKT3.42%$41M210.1K
4XLKSELECT SECTOR SPDR TRTECHNOLOGY · COMMUNICATION · SBI CONS DISCR · SBI HEALTHCARE · FINANCIAL · ENERGY · RL EST SEL SEC · SBI CONS STPLS · SBI INT-INDS · SBI MATERIALS3.36%$40M452.6K
5MFS INTER INCOME TRSH BEN INT3.12%$37M10.27M
6AAPLAPPLE INChistory →COM2.38%$28M200.9K
7SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF · US MID-CAP ETF · 1 5YR CORP BD · US TIPS ETF · US SML CAP ETF · SHT TM US TRES · US LRG CAP ETF1.69%$20M269.8K
8QQQINVESCO QQQ TRhistory →UNIT SER 11.55%$18M51.6K
9MINTPIMCO ETF TRhistory →ENHAN SHRT MA AC1.51%$18M176.7K
10CLMCORNERSTONE STRATEGIC VALUEhistory →COM1.48%$18M1.38M
11FNDFLOOR & DECOR HLDGS INChistory →CL A1.26%$15M124.4K
12OAKTREE SPECIALTY LENDING COCOM1.26%$15M2.13M
13MSFTMICROSOFT CORPhistory →COM1.25%$15M53.1K
14VGTVANGUARD WORLD FDSINF TECH ETF · CONSUM DIS ETF · HEALTH CAR ETF · FINANCIALS ETF · CONSUM STP ETF · MATERIALS ETF · UTILITIES ETF · INDUSTRIAL ETF · COMM SRVC ETF · ENERGY ETF1.14%$14M77.5K
15FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · NASDAQ CYB ETF · CAP STRENGTH ETF · FIRST TR ENH NEW · ENERGY ALPHADX · SENIOR LN FD · TECH ALPHADEX · FST LOW OPPT EFT · HLTH CARE ALPH1.13%$13M248.1K
16MAMASTERCARD INCORPORATEDhistory →CL A1.03%$12M35.5K
17BNDWVANGUARD SCOTTSDALE FDSTOTAL WLD BD ETF · INTER TERM TREAS · VNG RUS2000IDX · SHRT TRM CORP BD · INT-TERM CORP · SHORT TERM TREAS · MTG-BKD SECS ETF1.01%$12M158.2K
18SHYFT GROUP INCCOM0.97%$12M305.0K
19HTGCHERCULES CAPITAL INChistory →COM0.96%$11M687.3K
20ALRMALARM COM HLDGS INChistory →COM0.94%$11M143.8K
21BXMTBLACKSTONE MTG TR INChistory →COM CL A0.93%$11M367.1K
22AMZNAMAZON COM INChistory →COM0.93%$11M3.4K
23SPYSPDR S&P 500 ETF TRhistory →TR UNIT0.92%$11M25.7K
24BOTZGLOBAL X FDSRBTCS ARTFL INTE · NASDAQ 100 COVER · RUSSELL 2000 · GLB X SUPERDIV · LITHIUM BTRY ETF · US PFD ETF · US INFR DEV ETF · FINTECH ETF0.91%$11M408.3K
25ACWVISHARES INCMSCI GBL MIN VOL · CORE MSCI EMKT0.79%$9M113.4K
26XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 PUR GWT · S&P500 EQL ENR · DYNMC FOOD BEV0.77%$9M49.6K
27WCNWASTE CONNECTIONS INCCOM0.75%$9M71.3K
28PGHYINVESCO EXCH TRADED FD TR IIGBL SRT TRM HY · KBW HIG DV YLD · SR LN ETF · KBW PREM YIELD · S&P SMLCP HELT · S&P SMALLCAP 6000.74%$9M366.6K
29ZTRVIRTUS GLOBAL DIVID & INCOMECOM0.72%$9M917.7K
30QDEFFLEXSHARES TRQLT DIV DEF IDX · INT QLTDVDYNAM0.70%$8M173.6K
31WCLDWISDOMTREE TRCLOUD COMPUTNG · EM EX ST-OWNED · US MIDCAP DIVID · INDIA ERNGS FD · US SMALLCAP FUND · HEDGED HI YLD BD0.69%$8M200.0K
32NVDANVIDIA CORPORATIONCOM0.67%$8M38.8K
33VGIVIRTUS GLOBAL MULTI-SECTOR ICOM0.67%$8M676.8K
34VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.64%$8M143.7K
35FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.61%$7M136.7K
36MGKVANGUARD WORLD FDMEGA GRWTH IND · MEGA CAP VAL ETF · MEGA CAP INDEX0.59%$7M49.7K
37GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.59%$7M2.6K
38CHTRCHARTER COMMUNICATIONS INC NCL A0.59%$7M9.6K
39VXUSVANGUARD STAR FDSVG TL INTL STK F0.58%$7M108.6K
40XEXGXEATON VANCE TAX-MANAGED GLOBCOM0.51%$6M583.2K
41DSGXDESCARTES SYS GROUP INCCOM0.50%$6M74.1K
42ARKKARK ETF TRINNOVATION ETF · NEXT GNRTN INTER · FINTECH INNOVA · AUTNMUS TECHNLGY · GENOMIC REV ETF0.50%$6M64.1K
43TYLTYLER TECHNOLOGIES INCCOM0.48%$6M12.5K
44JPMJPMORGAN CHASE & COCOM0.47%$6M34.3K
45JEPIJ P MORGAN EXCHANGE-TRADED FEQUITY PREMIUM · BETABUILDERS CDA · US DIVIDEND · ULTRA SHRT INC0.45%$5M108.4K
46RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.44%$5M249.2K
47VVISA INCCOM CL A0.43%$5M23.0K
48ADSKAUTODESK INCCOM0.42%$5M17.4K
49DXDYNEX CAP INCCOM0.41%$5M284.1K
50XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.41%$5M745.5K
51PATKPATRICK INDS INCCOM0.40%$5M57.5K
52TWLOTWILIO INCCL A0.40%$5M14.8K
53DISDISNEY WALT COCOM0.39%$5M27.2K
54DARDARLING INGREDIENTS INCCOM0.38%$5M63.5K
55MKLMARKEL CORPCOM0.38%$5M3.8K
56TSLATESLA INCCOM0.38%$5M5.8K
57METAFACEBOOK INCCL A0.37%$4M13.0K
58BIZDVANECK ETF TRUSTBDC INCOME ETF · FALLEN ANGEL HG · MRNGSTR WDE MOAT0.36%$4M170.6K
59ARCCARES CAPITAL CORPCOM0.36%$4M209.6K
60BXBLACKSTONE INCCOM0.35%$4M36.3K
61BABOEING COCOM0.35%$4M19.1K
62FSKFS KKR CAP CORPCOM0.34%$4M182.8K
63SPIRIT RLTY CAP INC NEWCOM NEW0.32%$4M84.1K
64MRNAMODERNA INCCOM0.32%$4M9.9K
65SPGIS&P GLOBAL INCCOM0.31%$4M8.7K
66DBX ETF TRXTRACK MSCI EMRG0.31%$4M136.0K
67BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM · LONG TERM BOND0.31%$4M42.3K
68RVTROYCE VALUE TR INCCOM0.30%$4M195.8K
69PFEPFIZER INCCOM0.30%$4M82.0K
70BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.29%$3M12.5K
71CRMSALESFORCE COM INCCOM0.27%$3M11.8K
72DMOWESTERN ASSET MTG DEFINED OPCOM0.26%$3M201.7K
73TMOTHERMO FISHER SCIENTIFIC INCCOM0.25%$3M5.2K
74STLDSTEEL DYNAMICS INCCOM0.24%$3M49.5K
75XETYXEATON VANCE TAX-MANAGED DIVECOM0.24%$3M206.2K
76WMTWALMART INCCOM0.24%$3M20.3K
77HDHOME DEPOT INCCOM0.23%$3M8.2K
78KOCOCA COLA COCOM0.22%$3M50.8K
79CVXCHEVRON CORP NEWCOM0.22%$3M26.2K
80FDEVFIDELITY COVINGTON TRUSTINTL MULTIFACTOR · QLTY FCTOR ETF · MSCI CONSM DIS · MSCI FINLS IDX0.22%$3M68.5K
81GLDSPDR GOLD TRGOLD SHS0.21%$3M15.4K
82PYPLPAYPAL HLDGS INCCOM0.21%$2M9.6K
83JNJJOHNSON & JOHNSONCOM0.21%$2M15.2K
84YYYAMPLIFY ETF TRHIGH INCOME · BLOCKCHAIN LDR0.20%$2M112.7K
85MDBMONGODB INCCL A0.20%$2M5.2K
86SBUXSTARBUCKS CORPCOM0.20%$2M21.8K
87COSTCOSTCO WHSL CORP NEWCOM0.20%$2M5.3K
88TAT&T INCCOM0.20%$2M88.7K
89AMDADVANCED MICRO DEVICES INCCOM0.20%$2M23.3K
90VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.20%$2M15.5K
91VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.20%$2M23.0K
92NFLXNETFLIX INCCOM0.19%$2M3.8K
93SGITEMPUR SEALY INTL INCCOM0.19%$2M49.1K
94GFLGFL ENVIRONMENTAL INCSUB VTG SHS0.19%$2M61.0K
95COWZPACER FDS TRUS CASH COWS 100 · PACER US SMALL0.19%$2M51.9K
96ISRGINTUITIVE SURGICAL INCCOM NEW0.18%$2M2.2K
97THWTEKLA WORLD HEALTHCARE FDBEN INT SHS0.18%$2M130.6K
98STONE HBR EMERGING MKTS TOTACOM0.18%$2M254.3K
99NEENEXTERA ENERGY INCCOM0.18%$2M26.7K
100USALIBERTY ALL STAR EQUITY FDSH BEN INT0.17%$2M241.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$17.0B552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$14M470Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.