SEC 13F Intelligence

Managers / Q4 2021 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$1.3B
Q4 2021
Positions
913
Filings on Record
30
2019–present window
Filed
Feb 1, 2022
original filing

Summary

Centaurus Financial, Inc. reported $1.3B in U.S.-listed holdings across 913 positions for Q4 2021.

Its largest position, MTUM, represents 11.5% of the portfolio.

Compared with Q3 2021, the fund opened 112 new positions and exited 83.

Portfolio Metrics

Turnover
+8.3%
vs prior filed quarter
Top-10 Concentration
+34.8%
share of reported value
Largest Position
+11.5%
Ishares Tr
New / Exited
112 / 83
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $17.0BQ1 ’19Q2 ’19: $635MQ3 ’19: $639MQ4 ’19: $714MQ1 ’20: $500MQ1 ’20Q2 ’20: $677MQ3 ’20: $722MQ4 ’20: $950MQ1 ’21: $1.0BQ1 ’21Q2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.2BQ2 ’23: $1.1BQ2 ’23Q3 ’23: $1.2BQ4 ’23: $1.3BQ1 ’24: $1.4BQ3 ’24: $1.6BQ3 ’24Q1 ’25: $1.7BQ2 ’25: $1.7BQ3 ’25: $2.1BQ4 ’25: $2.2BQ4 ’25Q1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 44.5%Common Stock: 39.4%Closed-End Fund: 11.2%REIT: 3.4%Other: 0.8%Other: 0.7%
  • ETP · 44.5% · $588M
  • Common Stock · 39.4% · $521M
  • Closed-End Fund · 11.2% · $148M
  • REIT · 3.4% · $45M
  • Other · 0.8% · $11M
  • Other · 0.7% · $9M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VCLTVANGUARD SCOTTSDALE FDSNEW+25.6K25.6K+$3M$3M
XPHSPDR SER TRNEW+57.0K57.0K+$3M$3M
KRANESHARES TRNEW+72.8K72.8K+$2M$2M
LTPZPIMCO ETF TRNEW+16.3K16.3K+$1M$1M
CANADIAN PAC RY LTDNEW+17.9K17.9K+$1M$1M
TJXTJX COS INC NEWNEW+15.9K15.9K+$1M$1M
KLACKLA CORPNEW+2.7K2.7K+$1M$1M
ACGLARCH CAP GROUP LTDNEW+25.1K25.1K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

329 positions (from 500 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MTUMISHARES TRMSCI USA MMENTM · MSCI ACWI ETF · MSCI USA MIN VOL · MBS ETF · MSCI USA QLT FCT · U.S. MED DVC ETF · CORE S&P500 ETF · ESG AWR MSCI USA · CONSER ALLOC ETF · BARCLAYS 7 10 YR · 20 YR TR BD ETF · ISHS 5-10YR INVT · US TREAS BD ETF · S&P 500 GRWT ETF · US HOME CONS ETF · CORE DIV GRWTH · MSCI USA SMCP MN · EAFE GRWTH ETF · EAFE VALUE ETF · U.S. TECH ETF · FALN ANGLS USD · PFD AND INCM SEC · INTL SEL DIV ETF · IBOXX INV CP ETF · RUS 1000 ETF · MSCI USA VALUE · CORE TOTAL USD · GLOBAL TECH ETF · RUS TOP 200 ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · CORE MSCI EAFE · IBOXX HI YD ETF · MSCI EURO FL ETF · NATIONAL MUN ETF · MRGSTR MD CP GRW · MSCI EAFE MIN VL · ESG ADVNCD HY BD · GLOBAL FINLS ETF · RUSSELL 2000 ETF · CYBERSECURITY · US HLTHCR PR ETF · CORE S&P US VLU · RUS 1000 GRW ETF · SELECT DIVID ETF · US HLTHCARE ETF · US TRSPRTION · ISHARES SEMICDTR · 10-20 YR TRS ETF · US CONSUM DISCRE · US CONSM STAPLES · U.S. FINLS ETF · MSCI INDIA ETF · MSCI INTL QUALTY · GLOBAL 100 ETF · U.S. FIN SVC ETF · ROBOTICS ARTIF · U.S. ENERGY ETF11.50%$152M1.89M
2XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · SBI CONS DISCR · COMMUNICATION · SBI INT-UTILS · SBI CONS STPLS · FINANCIAL · ENERGY · RL EST SEL SEC · SBI INT-INDS · SBI MATERIALS3.95%$52M526.0K
3VXFVANGUARD INDEX FDSEXTEND MKT ETF · VALUE ETF · S&P 500 ETF SHS · REAL ESTATE ETF · MID CAP ETF · GROWTH ETF · SML CP GRW ETF · SMALL CP ETF · LARGE CAP ETF · MCAP GR IDXVIP · SM CP VAL ETF · TOTAL STK MKT · MCAP VL IDXVIP3.53%$47M232.6K
4SPYMSPDR SER TRPORTFOLIO S&P500 · S&P METALS MNG · PORTFOLIO AGRGTE · PRTFLO S&P500 VL · BLOOMBERG SHT TE · BLOOMBERG CONV · PORTFOLIO S&P400 · PORTFOLIO S&P600 · S&P PHARMAC · AEROSPACE DEF · PORTFOLIO SHORT · PORTFLI TIPS ETF · S&P BK ETF · S&P 600 SMCP VAL · S&P SEMICNDCTR · S&P REGL BKG · FTSE INT GVT ETF · PORTFOLIO INTRMD · S&P HOMEBUILD · S&P DIVID ETF3.49%$46M1.02M
5MFS INTER INCOME TRSH BEN INT3.36%$44M12.36M
6AAPLAPPLE INChistory →COM2.73%$36M203.5K
7CLMCORNERSTONE STRATEGIC VALUEhistory →COM1.71%$23M1.58M
8MINTPIMCO ETF TRENHAN SHRT MA AC · 15+ YR US TIPS1.55%$20M202.9K
9SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF · US MID-CAP ETF · 1 5YR CORP BD · US SML CAP ETF · SHT TM US TRES · US TIPS ETF · US LRG CAP ETF1.51%$20M251.2K
10MSFTMICROSOFT CORPhistory →COM1.45%$19M57.0K
11QQQINVESCO QQQ TRhistory →UNIT SER 11.41%$19M47.0K
12VHTVANGUARD WORLD FDSHEALTH CAR ETF · INF TECH ETF · ENERGY ETF · CONSUM DIS ETF · FINANCIALS ETF · CONSUM STP ETF · MATERIALS ETF · UTILITIES ETF · INDUSTRIAL ETF · COMM SRVC ETF1.35%$18M101.9K
13FNDFLOOR & DECOR HLDGS INChistory →CL A1.22%$16M124.2K
14OAKTREE SPECIALTY LENDING COCOM1.17%$16M2.08M
15SHYFT GROUP INCCOM1.12%$15M301.8K
16BNDWVANGUARD SCOTTSDALE FDSTOTAL WLD BD ETF · LG-TERM COR BD · INTER TERM TREAS · SHRT TRM CORP BD · INT-TERM CORP · VNG RUS2000IDX · SHORT TERM TREAS · MTG-BKD SECS ETF1.08%$14M180.4K
17SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.06%$14M29.6K
18MAMASTERCARD INCORPORATEDhistory →CL A1.03%$14M37.9K
19AMZNAMAZON COM INChistory →COM0.95%$13M3.8K
20ALRMALARM COM HLDGS INChistory →COM0.95%$13M148.0K
21QYLDGLOBAL X FDSNASDAQ 100 COVER · RUSSELL 2000 · GLB X SUPERDIV · US INFR DEV ETF · LITHIUM BTRY ETF · US PFD ETF0.92%$12M530.9K
22FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · CAP STRENGTH ETF · ENERGY ALPHADX · SENIOR LN FD · RISNG DIVD ACHIV · TECH ALPHADEX · HLTH CARE ALPH · FIRST TR ENH NEW · LUNT US FACTOR · NASD TECH DIV0.91%$12M211.3K
23BXMTBLACKSTONE MTG TR INChistory →COM CL A0.86%$11M373.1K
24PGHYINVESCO EXCH TRADED FD TR IIGBL SRT TRM HY · S&P500 LOW VOL · KBW HIG DV YLD · EMRNG MKT SVRG · KBW PREM YIELD · S&P SMALLCAP 600 · S&P SMLCP HELT0.83%$11M368.1K
25HTGCHERCULES CAPITAL INChistory →COM0.82%$11M653.7K
26NVDANVIDIA CORPORATIONhistory →COM0.78%$10M35.2K
27ZTRVIRTUS GLOBAL DIVID & INCOMECOM0.76%$10M1.05M
28XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 PUR GWT · DYNMC LEISURE0.73%$10M36.1K
29WCNWASTE CONNECTIONS INCCOM0.73%$10M70.7K
30ACWVISHARES INCMSCI GBL MIN VOL · CORE MSCI EMKT0.73%$10M113.7K
31QDEFFLEXSHARES TRQLT DIV DEF IDX · INT QLTDVDYNAM0.70%$9M176.9K
32FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS · CBOE VEST US EQ0.66%$9M202.1K
33MGKVANGUARD WORLD FDMEGA GRWTH IND · MEGA CAP VAL ETF · MEGA CAP INDEX0.63%$8M52.6K
34ETWEATON VANCE TAX-MANAGED GLOBCOM0.62%$8M743.8K
35VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.60%$8M148.8K
36GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.60%$8M2.7K
37VXUSVANGUARD STAR FDSVG TL INTL STK F0.55%$7M113.9K
38VGIVIRTUS GLOBAL MULTI-SECTOR ICOM0.53%$7M629.8K
39DXDYNEX CAP INCCOM0.51%$7M403.1K
40TYLTYLER TECHNOLOGIES INCCOM0.50%$7M12.3K
41JPMJPMORGAN CHASE & COCOM0.48%$6M40.5K
42DSGXDESCARTES SYS GROUP INCCOM0.46%$6M73.7K
43TSLATESLA INCCOM0.46%$6M5.7K
44ADSKAUTODESK INCCOM0.44%$6M20.6K
45RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.41%$5M257.1K
46METAMETA PLATFORMS INCCL A0.39%$5M15.5K
47CHTRCHARTER COMMUNICATIONS INC NCL A0.39%$5M8.0K
48DISDISNEY WALT COCOM0.38%$5M32.5K
49VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.38%$5M29.3K
50ARKKARK ETF TRINNOVATION ETF · NEXT GNRTN INTER · AUTNMUS TECHNLGY · FINTECH INNOVA · GENOMIC REV ETF0.38%$5M61.9K
51DARDARLING INGREDIENTS INCCOM0.37%$5M71.3K
52PFEPFIZER INCCOM0.37%$5M82.9K
53VVISA INCCOM CL A0.37%$5M22.3K
54BXBLACKSTONE INCCOM0.36%$5M37.2K
55BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.36%$5M16.0K
56MKLMARKEL CORPCOM0.36%$5M3.9K
57XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.35%$5M716.1K
58PATKPATRICK INDS INCCOM0.35%$5M57.2K
59ARCCARES CAPITAL CORPCOM0.33%$4M208.2K
60JEPIJ P MORGAN EXCHANGE-TRADED FEQUITY PREMIUM · US DIVIDEND · ULTRA SHRT INC0.33%$4M87.6K
61TWLOTWILIO INCCL A0.32%$4M15.9K
62SPGIS&P GLOBAL INCCOM0.31%$4M8.8K
63SPIRIT RLTY CAP INC NEWCOM NEW0.30%$4M83.5K
64BABOEING COCOM0.30%$4M19.9K
65XSOEWISDOMTREE TREM EX ST-OWNED · US MIDCAP DIVID · HEDGED HI YLD BD0.30%$4M108.5K
66DBX ETF TRXTRACK MSCI EMRG0.29%$4M143.7K
67RVTROYCE VALUE TR INCCOM0.28%$4M190.0K
68BACBK OF AMERICA CORPCOM · 7.25%CNV PFD L0.28%$4M67.8K
69HDHOME DEPOT INCCOM0.27%$4M8.7K
70CRMSALESFORCE COM INCCOM0.27%$4M14.1K
71FSKFS KKR CAP CORPCOM0.26%$3M165.2K
72TMOTHERMO FISHER SCIENTIFIC INCCOM0.26%$3M5.1K
73ACNACCENTURE PLC IRELANDSHS CLASS A0.26%$3M8.1K
74XETYXEATON VANCE TAX-MANAGED DIVECOM0.24%$3M212.4K
75PYPLPAYPAL HLDGS INCCOM0.24%$3M16.9K
76CVXCHEVRON CORP NEWCOM0.24%$3M26.8K
77AMDADVANCED MICRO DEVICES INCCOM0.24%$3M21.7K
78KOCOCA COLA COCOM0.23%$3M52.3K
79STLDSTEEL DYNAMICS INCCOM0.23%$3M49.0K
80COSTCOSTCO WHSL CORP NEWCOM0.23%$3M5.3K
81ISRGINTUITIVE SURGICAL INCCOM NEW0.22%$3M8.3K
82WMTWALMART INCCOM0.22%$3M20.1K
83ROKROCKWELL AUTOMATION INCCOM0.22%$3M8.2K
84BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT · INTERMED TERM0.22%$3M33.9K
85UNPUNION PAC CORPCOM0.22%$3M11.3K
86GLDSPDR GOLD TRGOLD SHS0.21%$3M16.5K
87JNJJOHNSON & JOHNSONCOM0.21%$3M16.0K
88MDBMONGODB INCCL A0.21%$3M5.2K
89BNDXVANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.20%$3M48.9K
90DMOWESTERN ASSET MTG DEFINED OPCOM0.20%$3M175.4K
91EXMOCEXXON MOBIL CORPCOM0.20%$3M43.6K
92NEENEXTERA ENERGY INCCOM0.20%$3M28.3K
93COWZPACER FDS TRUS CASH COWS 100 · PACER US SMALL · LUNT LRG CP ALTR0.20%$3M57.3K
94AVGOBROADCOM INCCOM0.20%$3M3.9K
95GFLGFL ENVIRONMENTAL INCSUB VTG SHS0.19%$3M68.1K
96OPPRIVERNORTH DOUBLELINE STRATECOM0.19%$3M179.6K
97VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.19%$3M22.7K
98AMTAMERICAN TOWER CORP NEWCOM0.19%$3M8.6K
99NFLXNETFLIX INCCOM0.18%$2M4.0K
100ABBVABBVIE INCCOM0.18%$2M17.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$17.0B552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.