Managers / Q1 2019 · view latest →
CENTAURUS FINANCIAL, INC.
CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790
Reported Value
$17.0B
Q1 2019
Positions
552
Filings on Record
31
2019–present window
Filed
Jul 1, 2019
amendment (RESTATEMENT)
Summary
Centaurus Financial, Inc. reported $17.0B in U.S.-listed holdings across 552 positions for Q1 2019.
Its largest position, AOK, represents 5.8% of the portfolio.
Compared with Q4 2018, the fund opened 122 new positions and exited 40.
Portfolio Metrics
Turnover
+0.0%
vs prior filed quarter
Top-10 Concentration
+39.6%
share of reported value
Largest Position
+5.8%
Ishares Tr
New / Exited
122 / 40
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 31.5% · $5.4B
- Common Stock · 28.7% · $4.9B
- REIT · 14.7% · $2.5B
- Closed-End Fund · 13.2% · $2.2B
- Other · 9.5% · $1.6B
- Other · 2.3% · $391M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2018 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| IGRCBRE CLARION GLOBAL REAL EST | NEW | +1.1K | 1.1K | +$147M | $147M |
| ARCCARES CAP CORP | NEW | +1.9K | 1.9K | +$111M | $111M |
| SHSPSHARPSPRING INC | NEW | +1.7K | 1.7K | +$107M | $107M |
| IMVPINVESCO INDIA EXCHG TRED FD | NEW | +2.0K | 2.0K | +$80M | $80M |
| CMCCOMMERCIAL METALS CO | NEW | +1.0K | 1.0K | +$60M | $60M |
| PROSPECT CAPITAL CORPORATION | NEW | +49 | 49 | +$50M | $50M |
| ARES CAP CORP | NEW | +50 | 50 | +$50M | $50M |
| PFLPIMCO INCOME STRATEGY FUND | NEW | +529 | 529 | +$46M | $46M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2019
317 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | AOKISHARES TR | CONSER ALLOC ETF · MSCI ACWI ETF · USA MOMENTUM FCT · PFD AND INCM SEC · INTL QLTY FACTOR · USA QUALITY FCTR · MSCI INDIA ETF · FALN ANGLS USD · MIN VOL USA ETF · ULTR SH TRM BD · MIN VOL EAFE ETF · IBOXX HI YD ETF · CORE S&P SCP ETF · MRNGSTR LG-CP GR · 20 YR TR BD ETF · U.S. TECH ETF · 1 3 YR TREAS BD · SELECT DIVID ETF · MSCI EMG MKT ETF · CORE MSCI EAFE · MULTIFACTOR INTL · IBNDS MAR20 ETF · GNMA BOND ETF · RUS TOP 200 ETF · FLTG RATE NT ETF · MBS ETF · S&P 500 GRWT ETF · MRGSTR SM CP GR · NATIONAL MUN ETF · MODERT ALLOC ETF · 0-5 YR TIPS ETF · MSCI EAFE ETF · TIPS BD ETF · MORTGE REL ETF · INTL SEL DIV ETF · CORE S&P MCP ETF · CORE S&P500 ETF · CORE US AGGBD ET · RUS 1000 GRW ETF · RUSSELL 2000 ETF · CORE HIGH DV ETF · S&P 500 VAL ETF · TRS FLT RT BD · AGGRES ALLOC ETF · SH TR CRPORT ETF · S&P SML 600 GWT · JPMORGAN USD EMG · RUS 1000 VAL ETF · MRNGSTR LG-CP ET · U.S. MED DVC ETF | 5.76% | $980M | 66.9K |
| 2 | SPARTAN MTRS INC | COM | 5.45% | $927M | 8.2K |
| 3 | OAKTREE SPECIALTY LENDING CO | COM | 4.81% | $818M | 4.2K |
| 4 | HTGCHERCULES CAPITAL INChistory → | COM | 4.69% | $797M | 10.1K |
| 5 | COLONY CR REAL ESTATE INC | COM CL A | 4.69% | $797M | 12.5K |
| 6 | RITMNEW RESIDENTIAL INVT CORPhistory → | COM NEW | 4.58% | $779M | 13.2K |
| 7 | PGHYINVESCO EXCHNG TRADED FD TR | GBL SRT TRM HY · S&P500 LOW VOL · EMRNG MKT SVRG · GLOBAL WATER · FTSE RAFI EMNG · CEF INM COMPSI · FNDMNTL HY CRP · PFD ETF · KBW HIG DV YLD · S&P SMLCP LOW · S&P MIDCP LOW · S&P SMLCP HELT | 3.05% | $519M | 15.2K |
| 8 | HYZDWISDOMTREE TR | HEDGED HI YLD BD · US MIDCAP FUND · US SMALLCAP FUND · US MIDCAP DIVID · DYNAMIC LNG EQ · INTRST RATE HDGE · FNDMTL HGH YLD · US SMALLCAP DIVD · EUROPE HEDGED EQ · YIELD ENHANCD US · INTL EQUITY FD · US DIVID EX FNCL | 2.35% | $400M | 13.0K |
| 9 | FTSLFIRST TR EXCHANGE TRADED FD | SENIOR LN FD · CONSUMR DISCRE · HLTH CARE ALPH · TECH ALPHADEX · FST LOW OPPT EFT · DJ INTERNT IDX · DJ GLBL DIVID · UTILITIES ALPH · INDLS PROD DUR · CONSUMR STAPLE · CLOUD COMPUTING · US EQTY OPPT ETF · CAP STRENGTH ETF | 2.13% | $362M | 20.4K |
| 10 | KIMKIMCO RLTY CORPhistory → | COM | 2.06% | $351M | 6.5K |
| 11 | SPMDSPDR SERIES TRUST | S&P OILGAS EXP · BLOOMBERG BRCLYS · PORTFOLIO MD ETF · BLOMBRG BRC TIPS · COMP SOFTWARE · S&P SEMICNDCTR · PORTFOLIO LN COR · BLMBRG BRC CNVRT · S&P 600 SMCP GRW · S&P REGL BKG · PORTFOLIO INTRMD · PORTFOLIO LR ETF · FTSE INT GVT ETF · DJ REIT ETF · NYSE TECH ETF · S&P 600 SMCP VAL · PRTFLO S&P500 VL · PRTFLO S&P500 GW · S&P 400 MDCP VAL · AEROSPACE DEF · S&P DIVID ETF | 1.91% | $326M | 13.5K |
| 12 | ZTRVIRTUS GLOBAL DIVID INCOME Fhistory → | COM | 1.74% | $295M | 3.2K |
| 13 | VGIVIRTUS GLOBAL MULTI-SEC INChistory → | COM | 1.72% | $293M | 3.6K |
| 14 | XLUSELECT SECTOR SPDR TR | SBI INT-UTILS · TECHNOLOGY · SBI INT-INDS · RL EST SEL SEC · SBI INT-FINL · SBI CONS STPLS · SBI HEALTHCARE · COMMUNICATION · SBI CONS DISCR · ENERGY | 1.55% | $263M | 16.5K |
| 15 | FNDFLOOR & DECOR HLDGS INChistory → | CL A | 1.53% | $260M | 10.7K |
| 16 | CLMCORNERSTONE STRATEGIC VALUEhistory → | COM | 1.43% | $242M | 3.0K |
| 17 | ALRMALARM COM HLDGS INChistory → | COM | 1.21% | $206M | 13.4K |
| 18 | FVDFIRST TR VALUE LINE DIVID INhistory → | SHS | 1.10% | $187M | 6.1K |
| 19 | PIDINVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI · GBL LISTED PVT · RUSEL MDCP GWT · DYNMC LRG VALU · HIG YLD EQ DIV · S&P500 PUR GWT · S&P SPIN OFF · BUYBACK ACHIEV | 1.07% | $183M | 5.9K |
| 20 | BKOBLUEROCK RESIDENTIAL GRW REIhistory → | COM CL A | 0.96% | $164M | 1.8K |
| 21 | NOKNOKIA CORPhistory → | SPONSORED ADR | 0.96% | $163M | 933 |
| 22 | ARCCARES CAP CORP | COM · NOTE 4.625% 3/0 | 0.94% | $161M | 1.9K |
| 23 | VXFVANGUARD INDEX FDS | EXTEND MKT ETF · S&P 500 ETF SHS · TOTAL STK MKT · VALUE ETF · REAL ESTATE ETF · SML CP GRW ETF · GROWTH ETF · SMALL CP ETF · MID CAP ETF · SM CP VAL ETF · MCAP VL IDXVIP · MCAP GR IDXVIP | 0.93% | $158M | 23.9K |
| 24 | IGRCBRE CLARION GLOBAL REAL ESThistory → | COM | 0.86% | $147M | 1.1K |
| 25 | GDXVANECK VECTORS ETF TR | GOLD MINERS ETF · BDC INCOME ETF · MORNINGSTAR WIDE | 0.86% | $146M | 3.2K |
| 26 | PSECPROSPECT CAPITAL CORPORATION | COM · NOTE 4.950% 7/1 | 0.85% | $144M | 664 |
| 27 | FDLFIRST TR MORNINGSTAR DIV LEAhistory → | SHS | 0.83% | $141M | 4.3K |
| 28 | IEMGISHARES INC | CORE MSCI EMKT · MIN VOL GBL ETF | 0.83% | $141M | 9.1K |
| 29 | SPYDSPDR SER TR | PRTFLO S&P500 HI · BLOMBERG BRC INV · PORTFOLIO SM ETF · BLOOMBERG SRT TR · S&P1500MOMTILT | 0.82% | $140M | 4.8K |
| 30 | JPUSJP MORGAN EXCHANGE TRADED FD | JPMORGAN DIVER · DIV RTN GLB EQ · ULTRA SHRT INC | 0.76% | $130M | 8.4K |
| 31 | DBX ETF TR | XTRACK MSCI EMRG · XTRACK HRVST CSI | 0.74% | $127M | 2.9K |
| 32 | GSV CAP CORP | COM | 0.73% | $123M | 935 |
| 33 | VWOVANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · TT WRLD ST ETF · FTSE EUROPE ETF · FTSE PACIFIC ETF | 0.72% | $123M | 5.4K |
| 34 | XMCRXMFS CHARTER INCOME TRhistory → | SH BEN INT | 0.72% | $123M | 969 |
| 35 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · ACTIVE BD ETF · INV GRD CRP BD | 0.71% | $120M | 12.2K |
| 36 | DSGXDESCARTES SYS GROUP INChistory → | COM | 0.69% | $117M | 4.2K |
| 37 | ALPS ETF TR | ALERIAN MLP | 0.69% | $117M | 1.2K |
| 38 | INDEXIQ ETF TR | IQ ENCH COR PL · IQ MRGR ARB ETF | 0.68% | $116M | 2.5K |
| 39 | DMOWESTERN ASSET MTG DEF OPPTYhistory → | COM | 0.68% | $115M | 2.4K |
| 40 | CLEARBRIDGE ENERGY MIDSTRM O | COM | 0.66% | $111M | 1.1K |
| 41 | VEREIT INC | COM | 0.65% | $110M | 924 |
| 42 | RWXSPDR INDEX SHS FDS | DJ INTL RL ETF · STOXX EUR 50 ETF · DJ GLB RL ES ETF · S&P INTL ETF · MSCI ACWI ETF · PORTFOLIO DEVLPD · S&P EM MKT DIV | 0.64% | $109M | 4.3K |
| 43 | SHSPSHARPSPRING INChistory → | COM | 0.63% | $107M | 1.7K |
| 44 | SLVISHARES SILVER TRUSThistory → | ISHARES | 0.56% | $96M | 1.4K |
| 45 | AMDADVANCED MICRO DEVICES INChistory → | COM | 0.53% | $90M | 2.3K |
| 46 | RABROOKFIELD REAL ASSETS INCOMhistory → | SHS BEN INT | 0.52% | $88M | 1.9K |
| 47 | AMERICAN FIN TR INC | COM CLASS A | 0.50% | $85M | 920 |
| 48 | ELDORADO RESORTS INC | COM | 0.49% | $83M | 3.9K |
| 49 | EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 0.48% | $82M | 1.5K |
| 50 | BACBANK AMER CORPhistory → | COM | 0.48% | $82M | 2.3K |
| 51 | MAINMAIN STREET CAPITAL CORPhistory → | COM | 0.48% | $81M | 3.0K |
| 52 | FTFFRANKLIN LTD DURATION INC TRhistory → | COM | 0.47% | $80M | 772 |
| 53 | IMVPINVESCO INDIA EXCHG TRED FDhistory → | INDIA ETF | 0.47% | $80M | 2.0K |
| 54 | GENERAL ELECTRIC CO | COM | 0.45% | $76M | 758 |
| 55 | VDEVANGUARD WORLD FDS | ENERGY ETF · INF TECH ETF · UTILITIES ETF · CONSUM DIS ETF · HEALTH CAR ETF · FINANCIALS ETF · INDUSTRIAL ETF · COMM SRVC ETF · CONSUM STP ETF · MATERIALS ETF | 0.40% | $67M | 9.2K |
| 56 | XHIEXMILLER HOWARD HIGH INC EQTYhistory → | COM SHS BEN IN | 0.38% | $64M | 731 |
| 57 | TABULA RASA HEALTHCARE INC | COM | 0.35% | $60M | 3.4K |
| 58 | CMCCOMMERCIAL METALS COhistory → | COM | 0.35% | $60M | 1.0K |
| 59 | TAT&T INChistory → | COM | 0.32% | $54M | 1.7K |
| 60 | KMIKINDER MORGAN INC DELhistory → | COM | 0.32% | $54M | 1.1K |
| 61 | PTYPIMCO CORPORATE & INCOME OPPhistory → | COM | 0.31% | $53M | 934 |
| 62 | VCITVANGUARD SCOTTSDALE FDS | INT-TERM CORP · VNG RUS1000IDX · SHRT TRM CORP BD · LG-TERM COR BD | 0.31% | $53M | 5.3K |
| 63 | XEXGXEATON VANCE TAX MNGD GBL DVhistory → | COM | 0.31% | $53M | 428 |
| 64 | FPFFIRST TR INTER DUR PFD & INhistory → | COM | 0.31% | $52M | 1.1K |
| 65 | NBHNEUBERGER BERMAN MUNI FD INChistory → | COM | 0.30% | $51M | 735 |
| 66 | SPFFGLOBAL X FDS | X YIELDCO RENE · REIT ETF · GLBX SUPRINC ETF · GLOBX SUPDV US | 0.28% | $48M | 726 |
| 67 | INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB · DEFENSIVE EQTY | 0.28% | $48M | 1.2K |
| 68 | XETYXEATON VANCE TX MGD DIV EQ INhistory → | COM | 0.27% | $46M | 522 |
| 69 | PFLPIMCO INCOME STRATEGY FUNDhistory → | COM | 0.27% | $46M | 529 |
| 70 | AAPLAPPLE INChistory → | COM | 0.26% | $44M | 8.3K |
| 71 | PIMCO DYNMIC CREDIT AND MRT | COM SHS | 0.25% | $43M | 1.0K |
| 72 | KEMET CORP | COM NEW | 0.25% | $42M | 711 |
| 73 | BSVVANGUARD BD INDEX FD INC | SHORT TRM BOND · TOTAL BND MRKT · INTERMED TERM | 0.24% | $41M | 3.3K |
| 74 | SCHDSCHWAB STRATEGIC TR | US DIVIDEND EQ · US MID-CAP ETF · SHT TM US TRES · US LCAP GR ETF · US SML CAP ETF | 0.24% | $41M | 2.3K |
| 75 | CIMCHIMERA INVT CORPhistory → | COM NEW | 0.24% | $40M | 755 |
| 76 | VEAVANGUARD TAX MANAGED INTL FDhistory → | FTSE DEV MKT ETF | 0.23% | $39M | 1.6K |
| 77 | XAODXABERDEEN TOTAL DYNAMIC DIVDhistory → | COM SH BEN INT | 0.23% | $39M | 321 |
| 78 | NMIHNMI HLDGS INChistory → | CL A | 0.23% | $38M | 995 |
| 79 | PFEPFIZER INChistory → | COM | 0.22% | $38M | 1.6K |
| 80 | GREENSKY INC | CL A | 0.22% | $37M | 480 |
| 81 | UBSUBS GROUP AGhistory → | SHS | 0.21% | $36M | 431 |
| 82 | RVTROYCE VALUE TR INChistory → | COM | 0.21% | $35M | 482 |
| 83 | MGVVANGUARD WORLD FD | MEGA CAP VAL ETF · MEGA GRWTH IND · MEGA CAP INDEX | 0.20% | $34M | 3.3K |
| 84 | SBRASABRA HEALTH CARE REIT INChistory → | COM | 0.20% | $34M | 653 |
| 85 | BKRBAKER HUGHES A GE COhistory → | CL A | 0.20% | $33M | 926 |
| 86 | MFICAPOLLO INVT CORPhistory → | COM NEW | 0.18% | $31M | 475 |
| 87 | ANNALY CAP MGMT INC | COM | 0.18% | $31M | 310 |
| 88 | THWTEKLA WORLD HEALTHCARE FDhistory → | BEN INT SHS | 0.18% | $31M | 392 |
| 89 | IQIINVESCO QUALITY MUNI INC TRShistory → | COM | 0.18% | $31M | 371 |
| 90 | DELAWARE ENHANCED GBL DIV & | COM | 0.18% | $30M | 293 |
| 91 | CVSCVS HEALTH CORPhistory → | COM | 0.18% | $30M | 1.6K |
| 92 | ZUORA INC | COM CL A | 0.18% | $30M | 604 |
| 93 | VIOOVANGUARD ADMIRAL FDS INChistory → | SMLLCP 600 IDX | 0.17% | $30M | 4.2K |
| 94 | BXUSDBLACKSTONE GROUP L Phistory → | COM UNIT LTD | 0.17% | $30M | 1.0K |
| 95 | DFPFLAHERTY & CRUMRINE DYN PFDhistory → | SHS | 0.17% | $29M | 691 |
| 96 | OPPENHEIMER ETF TR | S&P ULTRA DIVIDE · S&P SMALLCAP 600 | 0.17% | $29M | 1.2K |
| 97 | AVKADVENT CLAYMORE CV SECS & INhistory → | COM | 0.16% | $28M | 410 |
| 98 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 0.16% | $28M | 7.8K |
| 99 | CCITIGROUP INChistory → | COM NEW | 0.16% | $28M | 1.7K |
| 100 | ETF MANAGERS TR | PRIME CYBR SCRTY · ETFMG ALTR HRVST · PRIME MOBILE PAY | 0.16% | $27M | 1.1K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $2.1B | 1,058 | May 18, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $2.2B | 1,046 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $2.1B | 1,034 | Nov 20, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $1.7B | 963 | Aug 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $1.7B | 892 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $1.6B | 837 | Nov 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $1.4B | 761 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $1.3B | 774 | Feb 26, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $1.2B | 750 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $1.1B | 737 | Aug 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $1.2B | 901 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $1.1B | 836 | Feb 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $1.0B | 827 | Aug 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $1.3B | 887 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $1.3B | 913 | Feb 1, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $1.2B | 883 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $1.2B | 888 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $1.0B | 811 | Apr 30, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $950M | 772 | Jan 25, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $722M | 643 | Nov 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $677M | 618 | Aug 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $500M | 521 | Apr 21, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $714M | 630 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $639M | 447 | Nov 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $635M | 597 | Aug 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $17.0B | 552 | Jul 1, 2019 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2018 | $14M | 470 | Feb 12, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.