SEC 13F Intelligence

Managers / Q1 2020 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$500M
Q1 2020
Positions
521
Filings on Record
30
2019–present window
Filed
Apr 21, 2020
original filing

Summary

Centaurus Financial, Inc. reported $500M in U.S.-listed holdings across 521 positions for Q1 2020.

Its largest position, MTUM, represents 14.8% of the portfolio.

Compared with Q4 2019, the fund opened 51 new positions and exited 161.

Portfolio Metrics

Turnover
+10.4%
vs prior filed quarter
Top-10 Concentration
+40.2%
share of reported value
Largest Position
+14.8%
Ishares Tr
New / Exited
51 / 161
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $17.0BQ1 ’19Q2 ’19: $635MQ3 ’19: $639MQ4 ’19: $714MQ1 ’20: $500MQ1 ’20Q2 ’20: $677MQ3 ’20: $722MQ4 ’20: $950MQ1 ’21: $1.0BQ1 ’21Q2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.2BQ2 ’23: $1.1BQ2 ’23Q3 ’23: $1.2BQ4 ’23: $1.3BQ1 ’24: $1.4BQ3 ’24: $1.6BQ3 ’24Q1 ’25: $1.7BQ2 ’25: $1.7BQ3 ’25: $2.1BQ4 ’25: $2.2BQ4 ’25Q1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 53.9%Common Stock: 30.6%Closed-End Fund: 7.2%Other: 4.1%REIT: 3.4%Other: 0.8%
  • ETP · 53.9% · $270M
  • Common Stock · 30.6% · $153M
  • Closed-End Fund · 7.2% · $36M
  • Other · 4.1% · $20M
  • REIT · 3.4% · $17M
  • Other · 0.8% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IEFISHARES TRNEW+18.7K18.7K+$2M$2M
EDVVANGUARD WORLD FDNEW+13.1K13.1K+$2M$2M
TLHISHARES TRNEW+12.6K12.6K+$2M$2M
DWSHADVISORSHARES TRNEW+59.6K59.6K+$2M$2M
BLVVANGUARD BD INDEX FDSNEW+14.6K14.6K+$2M$2M
ZROZPIMCO ETF TRNEW+8.6K8.6K+$2M$2M
BNDWVANGUARD SCOTTSDALE FDSNEW+18.2K18.2K+$1M$1M
GOVTISHARES TRNEW+51.4K51.4K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

320 positions (from 499 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MTUMISHARES TRUSA MOMENTUM FCT · MSCI ACWI ETF · CONSER ALLOC ETF · USA QUALITY FCTR · MSCI MIN VOL ETF · MIN VOL EAFE ETF · 0-5 YR TIPS ETF · 3 7 YR TREAS BD · BARCLAYS 7 10 YR · CORE S&P MCP ETF · 20 YR TR BD ETF · 10-20 YR TRS ETF · INTL QLTY FACTOR · CORE S&P SCP ETF · PFD AND INCM SEC · U.S. MED DVC ETF · US TREAS BD ETF · CORE S&P500 ETF · EDGE MSCI MINM · SELECT DIVID ETF · IBOXX INV CP ETF · S&P 500 GRWT ETF · GNMA BOND ETF · CORE MSCI EAFE · ULTR SH TRM BD · IBOXX HI YD ETF · CORE DIV GRWTH · FALN ANGLS USD · SHORT TREAS BD · RUS 1000 GRW ETF · MSCI EMG MKT ETF · MSCI EAFE ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · S&P 500 VAL ETF · NATIONAL MUN ETF · NASDAQ BIOTECH · FLTG RATE NT ETF · TIPS BD ETF · U.S. TECH ETF · S&P MC 400GR ETF · CORE HIGH DV ETF · MULTIFACTOR INTL · BROAD USD HIGH · JPMORGAN USD EMG · RUS 1000 VAL ETF · MODERT ALLOC ETF · S&P SML 600 GWT · RUS MD CP GR ETF · MBS ETF · U.S. FIN SVC ETF · INTL SEL DIV ETF · US AER DEF ETF · U.S. PHARMA ETF · US HLTHCARE ETF · 1 3 YR TREAS BD · GLOBAL TECH ETF · MIN VOL EUROPE · YLD OPTIM BD14.79%$74M1.17M
2MINTPIMCO ETF TRENHAN SHRT MA AC · 25YR+ ZERO U S · ACTIVE BD ETF · 0-5 HIGH YIELD4.27%$21M209.3K
3PGHYINVESCO EXCHANGE-TRADED FD TGBL SRT TRM HY · S&P500 LOW VOL · S&P 500 TOP 50 · EMRNG MKT SVRG · FTSE RAFI EMNG · S&P500 PUR GWT · 1 30 LADER TRE · FNDMNTL HY CRP · PFD ETF · NATL AMT MUNI · CEF INM COMPSI · DYNMC LRG GWTH · VAR RATE PFD3.81%$19M673.0K
4XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-UTILS · SBI HEALTHCARE · COMMUNICATION · SBI CONS STPLS · RL EST SEL SEC · SBI CONS DISCR · SBI INT-FINL · SBI INT-INDS3.60%$18M298.7K
5VXFVANGUARD INDEX FDSEXTEND MKT ETF · S&P 500 ETF SHS · GROWTH ETF · VALUE ETF · MID CAP ETF · SML CP GRW ETF · SMALL CP ETF · REAL ESTATE ETF · SM CP VAL ETF · MCAP VL IDXVIP · TOTAL STK MKT · MCAP GR IDXVIP · LARGE CAP ETF3.07%$15M138.2K
6SPYDSPDR SER TRPORTFOLIO AGRGTE · PRTFLO S&P500 HI · PRTFLO S&P500 VL · BLOMBERG BRC INV · PORTFOLIO LN TSR · PORTFOLIO S&P400 · PORTFOLIO S&P600 · AEROSPACE DEF · BLOOMBERG BRCLYS · PRTFLO S&P500 GW · S&P 600 SMCP VAL · PORTFOLIO S&P500 · FTSE INT GVT ETF · PORTFOLIO SHORT · BLMBRG BRC CNVRT · S&P DIVID ETF · SPDR BLOOMBERG · S&P REGL BKG2.82%$14M453.8K
7AAPLAPPLE INChistory →COM2.26%$11M44.4K
8ALRMALARM COM HLDGS INChistory →COM1.96%$10M251.9K
9FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · DJ INTERNT IDX · FST LOW OPPT EFT · TECH ALPHADEX · NY ARCA BIOTECH · UTILITIES ALPH · HLTH CARE ALPH · CONSUMR STAPLE · CAP STRENGTH ETF · NO AMER ENERGY · FIRST TR TA HIYL1.86%$9M177.1K
10ACWVISHARES INCMIN VOL GBL ETF · CORE MSCI EMKT · MSCI CHILE ETF1.81%$9M149.7K
11OAKTREE SPECIALTY LENDING COCOM1.69%$8M2.60M
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.63%$8M31.7K
13BSVVANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM · LONG TERM BOND · TOTAL BND MRKT1.52%$8M86.0K
14SPARTAN MTRS INCCOM1.48%$7M574.3K
15HYZDWISDOMTREE TRHEDGED HI YLD BD · US MIDCAP FUND · INTRST RATE HDGE · US MIDCAP DIVID · YIELD ENHANCD US · US SMALLCAP FUND1.32%$7M263.9K
16FNDFLOOR & DECOR HLDGS INChistory →CL A1.28%$6M199.4K
17BNDWVANGUARD SCOTTSDALE FDSTOTAL WLD BD ETF · SHRT TRM CORP BD · SHORT TERM TREAS · INTER TERM TREAS · VNG RUS2000IDX · INT-TERM CORP · VNG RUS1000GRW · MORTG-BACK SEC · LONG TERM TREAS1.26%$6M83.2K
18VGTVANGUARD WORLD FDSINF TECH ETF · HEALTH CAR ETF · CONSUM STP ETF · CONSUM DIS ETF · UTILITIES ETF · INDUSTRIAL ETF · COMM SRVC ETF · MATERIALS ETF · FINANCIALS ETF · ENERGY ETF1.26%$6M53.6K
19ISTAR INCCOM1.21%$6M571.4K
20VGIVIRTUS GLOBAL MULTI-SEC INChistory →COM1.15%$6M594.4K
21AMZNAMAZON COM INChistory →COM1.09%$5M2.8K
22EDVVANGUARD WORLD FDEXTENDED DUR · MEGA CAP VAL ETF · MEGA GRWTH IND · MEGA CAP INDEX1.06%$5M49.3K
23HTGCHERCULES CAPITAL INCCOM0.99%$5M649.3K
24ZTRVIRTUS TOTAL RETURN FUND INCCOM0.85%$4M589.3K
25MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.84%$4M15.9K
26VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US · TT WRLD ST ETF0.81%$4M116.0K
27CLMCORNERSTONE STRATEGIC VALUECOM0.80%$4M494.8K
28DMOWESTERN ASSET MTG DEFINED OPCOM0.80%$4M312.9K
29INDEXIQ ETF TRIQ MRGR ARB ETF · IQ ENCH COR PL0.78%$4M153.2K
30DIASPDR DOW JONES INDL AVRG ETFUT SER 10.77%$4M17.5K
31GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.76%$4M3.3K
32METAFACEBOOK INCCL A0.66%$3M19.9K
33DSGXDESCARTES SYS GROUP INCCOM0.66%$3M95.9K
34MSFTMICROSOFT CORPCOM0.64%$3M20.3K
35DISDISNEY WALT COCOM DISNEY0.64%$3M33.1K
36RITMNEW RESIDENTIAL INVT CORPCOM NEW0.63%$3M627.0K
37JPMJPMORGAN CHASE & COCOM0.62%$3M34.3K
38FDLFIRST TR MORNINGSTAR DIVID LSHS0.60%$3M135.5K
39COLONY CR REAL ESTATE INCCOM CL A0.60%$3M767.2K
40QQQINVESCO QQQ TRUNIT SER 10.59%$3M15.5K
41DXDYNEX CAP INCCOM0.57%$3M273.1K
42DBX ETF TRXTRACK MSCI EMRG · XTRACK MSCI EURP0.56%$3M147.1K
43VYMVANGUARD WHITEHALL FDSHIGH DIV YLD · INTL HIGH ETF0.51%$3M41.5K
44BACBK OF AMERICA CORPCOM · 7.25%CNV PFD L0.50%$3M79.1K
45VVISA INCCOM CL A0.49%$2M15.2K
46GLDSPDR GOLD TRUSTGOLD SHS0.47%$2M15.9K
47DWSHADVISORSHARES TRDORSY SHRT ETF · RANGER EQUITY BE0.47%$2M92.9K
48QDEFFLEXSHARES TRQLT DIV DEF IDX0.44%$2M60.5K
49STONE HBR EMERGING MKTS TOTACOM0.41%$2M313.4K
50GDXVANECK VECTORS ETF TRGOLD MINERS ETF · MORNINGSTAR WIDE · FALLEN ANGEL HG · HIGH YLD MUN ETF · BDC INCOME ETF0.38%$2M75.3K
51SCHMSCHWAB STRATEGIC TRUS MID-CAP ETF · US DIVIDEND EQ · US LCAP GR ETF · US BRD MKT ETF · SHT TM US TRES · US SML CAP ETF · US AGGREGATE B0.38%$2M36.9K
52TWLOTWILIO INCCL A0.38%$2M21.3K
53BMYBRISTOL-MYERS SQUIBB COCOM0.36%$2M32.6K
54SHSPSHARPSPRING INCCOM0.36%$2M300.0K
55BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.36%$2M9.7K
56VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.35%$2M17.1K
57RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.34%$2M116.5K
58YYYAMPLIFY ETF TRHIGH INCOME0.34%$2M132.6K
59PFEPFIZER INCCOM0.34%$2M51.7K
60TAT&T INCCOM0.33%$2M57.3K
61RWXSPDR INDEX SHS FDSDJ INTL RL ETF · PORTFOLIO DEVLPD0.33%$2M62.6K
62FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.32%$2M30.2K
63JPSTJ P MORGAN EXCHANGE-TRADED FULTRA SHRT INC · DIV RTN GLB EQ0.31%$2M31.7K
64WPCWP CAREY INCCOM0.31%$2M26.4K
65WINGWINGSTOP INCCOM0.30%$1M18.6K
66HIIHUNTINGTON INGALLS INDS INCCOM0.27%$1M7.5K
67BABOEING COCOM0.27%$1M9.1K
68VZVERIZON COMMUNICATIONS INCCOM0.26%$1M24.4K
69ARCCARES CAPITAL CORPCOM0.26%$1M119.5K
70IGRCBRE CLARION GLOBAL REAL ESTCOM0.25%$1M242.4K
71ACNACCENTURE PLC IRELANDSHS CLASS A0.25%$1M7.8K
72PATKPATRICK INDS INCCOM0.25%$1M44.7K
73COSTCOSTCO WHSL CORP NEWCOM0.25%$1M4.4K
74XHIEXMILLER HOWARD HIGH INC EQTYCOM SHS BEN IN0.25%$1M220.8K
75CVSCVS HEALTH CORPCOM0.25%$1M20.7K
76UPSUNITED PARCEL SERVICE INCCL B0.24%$1M13.1K
77FVDFIRST TR VALUE LINE DIVID INSHS0.23%$1M41.9K
78MAINMAIN STR CAP CORPCOM0.23%$1M55.9K
79MAMASTERCARD INCCL A0.23%$1M4.7K
80ELDORADO RESORTS INCCOM0.23%$1M79.4K
81PGPROCTER & GAMBLE COCOM0.22%$1M10.2K
82HOLLYFRONTIER CORPCOM0.22%$1M45.6K
83GSGOLDMAN SACHS GROUP INCCOM0.22%$1M7.2K
84BXBLACKSTONE GROUP INCCOM CL A0.22%$1M24.3K
85CLXCLOROX CO DELCOM0.22%$1M6.2K
86MOALTRIA GROUP INCCOM0.21%$1M27.6K
87LMTLOCKHEED MARTIN CORPCOM0.21%$1M3.1K
88WFCWELLS FARGO CO NEWPERP PFD CNV A · COM0.21%$1M6.2K
89WMTWALMART INCCOM0.20%$979,0008.6K
90MRKMERCK & CO. INCCOM0.18%$919,00011.9K
91INTCINTEL CORPCOM0.18%$906,00016.7K
92SOSOUTHERN COCOM0.18%$898,00016.6K
93JNJJOHNSON & JOHNSONCOM0.18%$881,0006.7K
94VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.17%$873,00026.2K
95SBUXSTARBUCKS CORPCOM0.17%$865,00013.2K
96HDHOME DEPOT INCCOM0.17%$861,0004.6K
97MDBMONGODB INCCL A0.17%$853,0006.3K
98RVTROYCE VALUE TR INCCOM0.17%$828,00085.7K
99NVSNOVARTIS A GSPONSORED ADR0.16%$806,0009.8K
100DFPFLAHERTY & CRUMRINE DYN PFDSHS0.16%$805,00039.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$17.0B552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.