Managers / Q2 2019 · view latest →
CENTAURUS FINANCIAL, INC.
CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790
Reported Value
$635M
Q2 2019
Positions
597
Filings on Record
30
2019–present window
Filed
Aug 15, 2019
original filing
Summary
Centaurus Financial, Inc. reported $635M in U.S.-listed holdings across 597 positions for Q2 2019.
Its largest position, MTUM, represents 12.0% of the portfolio.
Compared with Q1 2019, the fund opened 101 new positions and exited 56.
Portfolio Metrics
Turnover
+0.6%
vs prior filed quarter
Top-10 Concentration
+36.8%
share of reported value
Largest Position
+12.0%
Ishares Tr
New / Exited
101 / 56
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 52.2% · $331M
- Common Stock · 28.8% · $183M
- REIT · 8.0% · $51M
- Closed-End Fund · 6.0% · $38M
- Other · 4.3% · $28M
- Other · 0.7% · $4M
Quarter-over-Quarter Changes full breakdown →
vs Q1 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| DXDYNEX CAP INC | NEW | +219.7K | 219.7K | +$4M | $4M |
| XLBSELECT SECTOR SPDR TR | NEW | +62.3K | 62.3K | +$4M | $4M |
| SPTLSPDR SERIES TRUST | NEW | +79.3K | 79.3K | +$3M | $3M |
| ISTAR INC | NEW | +155.4K | 155.4K | +$2M | $2M |
| IEIISHARES TR | NEW | +12.4K | 12.4K | +$2M | $2M |
| SPDR SERIES TRUST | NEW | +12.2K | 12.2K | +$1M | $1M |
| STONE HBR EMERG MKTS TL INC | NEW | +97.8K | 97.8K | +$1M | $1M |
| BLVVANGUARD BD INDEX FD INC | NEW | +11.4K | 11.4K | +$1M | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2019
297 positions (from 500 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | MTUMISHARES TR | USA MOMENTUM FCT · MSCI ACWI ETF · USA QUALITY FCTR · CONSER ALLOC ETF · 20 YR TR BD ETF · MRNGSTR LG-CP GR · MIN VOL EAFE ETF · PFD AND INCM SEC · U.S. MED DVC ETF · MIN VOL USA ETF · INTL QLTY FACTOR · ULTR SH TRM BD · CORE S&P SCP ETF · CORE S&P500 ETF · 3 7 YR TREAS BD · IBOXX HI YD ETF · S&P 500 GRWT ETF · SELECT DIVID ETF · MSCI INDIA ETF · CORE S&P MCP ETF · CORE MSCI EAFE · FALN ANGLS USD · RUS TOP 200 ETF · GNMA BOND ETF · FLTG RATE NT ETF · IBOXX INV CP ETF · RUS 1000 GRW ETF · 0-5 YR TIPS ETF · TIPS BD ETF · S&P 500 VAL ETF · RUSSELL 2000 ETF · MSCI EMG MKT ETF · CORE US AGGBD ET · S&P SML 600 GWT · MSCI EAFE ETF · U.S. FIN SVC ETF · JPMORGAN USD EMG · CORE S&P TTL STK · MODERT ALLOC ETF · CORE HIGH DV ETF · MULTIFACTOR INTL · MBS ETF · RUS 1000 VAL ETF · NASDAQ BIOTECH · U.S. TECH ETF · EXPANDED TECH · US TREAS BD ETF · BROAD USD HIGH · IBNDS MAR20 ETF · GLOBAL TECH ETF · MRNGSTR LG-CP ET · US AER DEF ETF · US HLTHCARE ETF · S&P MC 400GR ETF · RUS 1000 ETF | 11.99% | $76M | 1.05M |
| 2 | VOOVANGUARD INDEX FDS | S&P 500 ETF SHS · EXTEND MKT ETF · GROWTH ETF · VALUE ETF · SMALL CP ETF · MID CAP ETF · REAL ESTATE ETF · SML CP GRW ETF · SM CP VAL ETF · TOTAL STK MKT · MCAP VL IDXVIP · MCAP GR IDXVIP · LARGE CAP ETF | 3.92% | $25M | 161.1K |
| 3 | SPTLSPDR SERIES TRUST | PORTFOLIO LN TSR · S&P OILGAS EXP · PRTFLO S&P500 HI · AEROSPACE DEF · BLOMBERG BRC INV · BLOOMBERG BRCLYS · SSGA US LRG ETF · S&P INS ETF · DJ REIT ETF · PORTFOLIO MD ETF · PORTFOLIO SM ETF · S&P 600 SMCP GRW · BLMBRG BRC CNVRT · S&P REGL BKG · FTSE INT GVT ETF · SPDR BLOOMBERG · NYSE TECH ETF · PORTFOLIO LN COR · PORTFOLIO SHORT · S&P1500MOMTILT · PORTFOLIO INTRMD · BLOMBRG BRC MRTG · S&P DIVID ETF · PORTFOLIO LR ETF · PRTFLO S&P500 GW · SSGA US SMAL ETF · S&P 600 SMCP VAL | 3.50% | $22M | 516.5K |
| 4 | XLUSELECT SECTOR SPDR TR | SBI INT-UTILS · TECHNOLOGY · SBI INT-INDS · SBI MATERIALS · RL EST SEL SEC · SBI HEALTHCARE · SBI CONS STPLS · SBI CONS DISCR · SBI INT-FINL · ENERGY | 3.37% | $21M | 334.7K |
| 5 | PGHYINVESCO EXCHNG TRADED FD TR | GBL SRT TRM HY · S&P500 LOW VOL · EMRNG MKT SVRG · S&P ULTRA DIVIDE · KBW PPTY CASUT · 1 30 LADER TRE · FTSE RAFI EMNG · S&P SMLCP HELT · S&P SMLCP LOW · S&P MIDCP LOW · S&P SMALLCAP 600 · CEF INM COMPSI · FNDMNTL HY CRP · S&P INTL LOW · PFD ETF · KBW HIG DV YLD · VAR RATE PFD | 3.11% | $20M | 634.1K |
| 6 | FTSLFIRST TR EXCHANGE TRADED FD | SENIOR LN FD · DJ INTERNT IDX · CONSUMR DISCRE · FST LOW OPPT EFT · HLTH CARE ALPH · TECH ALPHADEX · US EQTY OPPT ETF · INDLS PROD DUR · DJ GLBL DIVID · NO AMER ENERGY · MATERIALS ALPH · UTILITIES ALPH · CONSUMR STAPLE | 2.76% | $18M | 322.3K |
| 7 | COLONY CR REAL ESTATE INC | COM CL A | 2.29% | $15M | 938.0K |
| 8 | RITMNEW RESIDENTIAL INVT CORPhistory → | COM NEW | 2.05% | $13M | 846.5K |
| 9 | HYZDWISDOMTREE TR | HEDGED HI YLD BD · US MIDCAP FUND · US SMALLCAP FUND · INTRST RATE HDGE · US MIDCAP DIVID · DYNAMIC LNG EQ · EUROPE HEDGED EQ · YIELD ENHANCD US · US SMALLCAP DIVD · US DIVID EX FNCL | 1.97% | $12M | 386.6K |
| 10 | MINTPIMCO ETF TR | ENHAN SHRT MA AC · ACTIVE BD ETF | 1.85% | $12M | 115.3K |
| 11 | ALRMALARM COM HLDGS INChistory → | COM | 1.82% | $12M | 216.3K |
| 12 | VHTVANGUARD WORLD FDS | HEALTH CAR ETF · UTILITIES ETF · CONSUM DIS ETF · INF TECH ETF · ENERGY ETF · INDUSTRIAL ETF · CONSUM STP ETF · FINANCIALS ETF · COMM SRVC ETF · MATERIALS ETF | 1.78% | $11M | 83.8K |
| 13 | SPARTAN MTRS INC | COM | 1.74% | $11M | 1.01M |
| 14 | FNDFLOOR & DECOR HLDGS INChistory → | CL A | 1.74% | $11M | 263.0K |
| 15 | HTGCHERCULES CAPITAL INChistory → | COM | 1.69% | $11M | 838.0K |
| 16 | IEMGISHARES INC | CORE MSCI EMKT · MIN VOL GBL ETF · MSCI THAILND ETF | 1.61% | $10M | 155.3K |
| 17 | JPUSJP MORGAN EXCHANGE TRADED FD | JPMORGAN DIVER · DIV RTN GLB EQ · ULTRA SHRT INC | 1.52% | $10M | 151.1K |
| 18 | RPGINVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT · S&P500 EQL STP · DWA UTILS MUMT · DWA HEALTHCARE · DWA NASDAQ MNT · INTL DIVI ACHI · DYNMC LRG VALU · S&P MDCP MOMNTUM · S&P500 EQL UTL · GBL LISTED PVT · S&P 500 TOP 50 | 1.43% | $9M | 209.3K |
| 19 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 1.35% | $9M | 29.2K |
| 20 | AAPLAPPLE INChistory → | COM | 1.30% | $8M | 41.8K |
| 21 | FVDFIRST TR VALUE LINE DIVID INhistory → | SHS | 1.02% | $6M | 191.2K |
| 22 | KIMKIMCO RLTY CORP | COM | 0.99% | $6M | 340.2K |
| 23 | DIASPDR DOW JONES INDL AVRG ETF | UT SER 1 | 0.98% | $6M | 23.3K |
| 24 | VWOVANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · ALLWRLD EX US · TT WRLD ST ETF · FTSE PACIFIC ETF · FTSE EUROPE ETF | 0.96% | $6M | 138.2K |
| 25 | OAKTREE SPECIALTY LENDING CO | COM | 0.91% | $6M | 1.06M |
| 26 | VCITVANGUARD SCOTTSDALE FDS | INT-TERM CORP · SHRT TRM CORP BD · LG-TERM COR BD · SHORT TERM TREAS · INTER TERM TREAS · VNG RUS1000GRW | 0.88% | $6M | 66.6K |
| 27 | BIVVANGUARD BD INDEX FD INC | INTERMED TERM · SHORT TRM BOND · TOTAL BND MRKT · LONG TERM BOND | 0.77% | $5M | 56.6K |
| 28 | MDYSPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 0.75% | $5M | 13.4K |
| 29 | VGIVIRTUS GLOBAL MULTI-SEC INC | COM | 0.73% | $5M | 367.6K |
| 30 | VIOOVANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX · 500 GRTH IDX F | 0.72% | $5M | 31.8K |
| 31 | ZTRVIRTUS GLOBAL DIVID INCOME F | COM | 0.68% | $4M | 372.3K |
| 32 | FDLFIRST TR MORNINGSTAR DIV LEA | SHS | 0.68% | $4M | 141.2K |
| 33 | DSGXDESCARTES SYS GROUP INC | COM | 0.65% | $4M | 111.6K |
| 34 | DMOWESTERN ASSET MTG DEF OPPTY | COM | 0.61% | $4M | 180.5K |
| 35 | GDXVANECK VECTORS ETF TR | GOLD MINERS ETF · BDC INCOME ETF · FALLEN ANGEL HG · MORNINGSTAR WIDE · VIETNAM ETF · SEMICONDUCTOR ET | 0.60% | $4M | 156.0K |
| 36 | DXDYNEX CAP INC | COM | 0.58% | $4M | 219.7K |
| 37 | ELDORADO RESORTS INC | COM | 0.58% | $4M | 79.4K |
| 38 | SCHMSCHWAB STRATEGIC TR | US MID-CAP ETF · US DIVIDEND EQ · SHT TM US TRES · US BRD MKT ETF · US LCAP GR ETF · US SML CAP ETF · US AGGREGATE B | 0.57% | $4M | 62.4K |
| 39 | CLMCORNERSTONE STRATEGIC VALUE | COM | 0.57% | $4M | 310.2K |
| 40 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.56% | $4M | 3.3K |
| 41 | AMZNAMAZON COM INC | COM | 0.55% | $3M | 1.8K |
| 42 | TWLOTWILIO INC | CL A | 0.53% | $3M | 24.8K |
| 43 | SHSPSHARPSPRING INC | COM | 0.53% | $3M | 258.5K |
| 44 | MAINMAIN STREET CAPITAL CORP | COM | 0.52% | $3M | 80.9K |
| 45 | BACBANK AMER CORP | COM · 7.25%CNV PFD L | 0.50% | $3M | 77.8K |
| 46 | VVISA INC | COM CL A | 0.50% | $3M | 18.2K |
| 47 | MGVVANGUARD WORLD FD | MEGA CAP VAL ETF · MEGA GRWTH IND · MEGA CAP INDEX | 0.50% | $3M | 31.9K |
| 48 | BABOEING CO | COM | 0.49% | $3M | 8.5K |
| 49 | JPMJPMORGAN CHASE & CO | COM | 0.47% | $3M | 26.8K |
| 50 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.46% | $3M | 15.7K |
| 51 | RWXSPDR INDEX SHS FDS | DJ INTL RL ETF · MSCI ACWI ETF · S&P INTL ETF · DJ GLB RL ES ETF | 0.46% | $3M | 69.4K |
| 52 | DBX ETF TR | XTRACK MSCI EMRG · XTRACK MSCI EURP | 0.45% | $3M | 124.8K |
| 53 | ARCCARES CAP CORP | COM | 0.43% | $3M | 152.5K |
| 54 | MSFTMICROSOFT CORP | COM | 0.43% | $3M | 20.4K |
| 55 | CVXCHEVRON CORP NEW | COM | 0.42% | $3M | 21.3K |
| 56 | INDEXIQ ETF TR | IQ ENCH COR PL · IQ MRGR ARB ETF | 0.41% | $3M | 111.1K |
| 57 | VYMVANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 0.40% | $3M | 29.1K |
| 58 | METAFACEBOOK INC | CL A | 0.36% | $2M | 11.7K |
| 59 | WPCW P CAREY INC | COM | 0.34% | $2M | 26.9K |
| 60 | RABROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 0.34% | $2M | 99.5K |
| 61 | VEAVANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 0.34% | $2M | 51.7K |
| 62 | CVSCVS HEALTH CORP | COM | 0.31% | $2M | 36.3K |
| 63 | ALPS ETF TR | ALERIAN MLP | 0.30% | $2M | 196.2K |
| 64 | ISTAR INC | COM | 0.30% | $2M | 155.4K |
| 65 | TAT&T INC | COM | 0.28% | $2M | 53.2K |
| 66 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.27% | $2M | 8.2K |
| 67 | EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 0.27% | $2M | 96.5K |
| 68 | PFEPFIZER INC | COM | 0.26% | $2M | 38.4K |
| 69 | VIGVANGUARD GROUP | DIV APP ETF | 0.26% | $2M | 14.3K |
| 70 | BXUSDBLACKSTONE GROUP L P | COM UNIT LTD | 0.26% | $2M | 36.7K |
| 71 | DISDISNEY WALT CO | COM DISNEY | 0.25% | $2M | 11.2K |
| 72 | BKOBLUEROCK RESIDENTIAL GRW REI | COM CL A | 0.24% | $2M | 128.4K |
| 73 | EXMOCEXXON MOBIL CORP | COM | 0.23% | $1M | 19.4K |
| 74 | NFLXNETFLIX INC | COM | 0.23% | $1M | 4.0K |
| 75 | VZVERIZON COMMUNICATIONS INC | COM | 0.22% | $1M | 24.5K |
| 76 | QDEFFLEXSHARES TR | QLT DIV DEF IDX | 0.22% | $1M | 30.8K |
| 77 | PIMCO DYNMIC CREDIT AND MRT | COM SHS | 0.21% | $1M | 55.5K |
| 78 | MAMASTERCARD INC | CL A | 0.20% | $1M | 4.9K |
| 79 | STONE HBR EMERG MKTS TL INC | COM | 0.20% | $1M | 97.8K |
| 80 | MOALTRIA GROUP INC | COM | 0.19% | $1M | 25.6K |
| 81 | IGRCBRE CLARION GLOBAL REAL EST | COM | 0.19% | $1M | 162.1K |
| 82 | INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB · DEFENSIVE EQTY | 0.19% | $1M | 50.0K |
| 83 | WFCWELLS FARGO CO NEW | PERP PFD CNV A · COM | 0.19% | $1M | 6.2K |
| 84 | CSMPROSHARES TR | PSHS LC COR PLUS · SHRT 20+YR TRE | 0.19% | $1M | 24.3K |
| 85 | KMIKINDER MORGAN INC DEL | COM | 0.18% | $1M | 54.3K |
| 86 | XHIEXMILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 0.18% | $1M | 101.9K |
| 87 | FPFFIRST TR INTER DUR PFD & IN | COM | 0.18% | $1M | 49.4K |
| 88 | PATKPATRICK INDS INC | COM | 0.17% | $1M | 21.8K |
| 89 | NMIHNMI HLDGS INC | CL A | 0.17% | $1M | 37.3K |
| 90 | MDBMONGODB INC | CL A | 0.17% | $1M | 6.9K |
| 91 | CCITIGROUP INC | COM NEW | 0.16% | $1M | 14.9K |
| 92 | CMCCOMMERCIAL METALS CO | COM | 0.16% | $1M | 58.3K |
| 93 | VMWARE INC | CL A COM | 0.16% | $1M | 6.1K |
| 94 | HONHONEYWELL INTL INC | COM | 0.16% | $1M | 5.8K |
| 95 | CLEARBRIDGE ENERGY MIDSTRM O | COM | 0.16% | $1M | 108.8K |
| 96 | XMCRXMFS CHARTER INCOME TR | SH BEN INT | 0.15% | $982,000 | 120.5K |
| 97 | PTYPIMCO CORPORATE & INCOME OPP | COM | 0.15% | $980,000 | 54.0K |
| 98 | VEREIT INC | COM | 0.15% | $980,000 | 108.7K |
| 99 | BMYBRISTOL MYERS SQUIBB CO | COM | 0.15% | $960,000 | 21.2K |
| 100 | SBUXSTARBUCKS CORP | COM | 0.15% | $957,000 | 11.4K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $2.1B | 1,058 | May 18, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $2.2B | 1,046 | Feb 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $2.1B | 1,034 | Nov 20, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $1.7B | 963 | Aug 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $1.7B | 892 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $1.6B | 837 | Nov 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $1.4B | 761 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $1.3B | 774 | Feb 26, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $1.2B | 750 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $1.1B | 737 | Aug 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $1.2B | 901 | May 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $1.1B | 836 | Feb 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $1.0B | 827 | Aug 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $1.3B | 887 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $1.3B | 913 | Feb 1, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $1.2B | 883 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $1.2B | 888 | Aug 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $1.0B | 811 | Apr 30, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $950M | 772 | Jan 25, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $722M | 643 | Nov 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $677M | 618 | Aug 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $500M | 521 | Apr 21, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $714M | 630 | Feb 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $639M | 447 | Nov 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $635M | 597 | Aug 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $17.0B | 552 | Jul 1, 2019 | RESTATEMENT | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.