SEC 13F Intelligence

Managers / Q3 2020 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$722M
Q3 2020
Positions
643
Filings on Record
30
2019–present window
Filed
Nov 12, 2020
original filing

Summary

Centaurus Financial, Inc. reported $722M in U.S.-listed holdings across 643 positions for Q3 2020.

Its largest position, MTUM, represents 13.4% of the portfolio.

Compared with Q2 2020, the fund opened 101 new positions and exited 72.

Portfolio Metrics

Turnover
+15.7%
vs prior filed quarter
Top-10 Concentration
+35.9%
share of reported value
Largest Position
+13.4%
Ishares Tr
New / Exited
101 / 72
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $17.0BQ1 ’19Q2 ’19: $635MQ3 ’19: $639MQ4 ’19: $714MQ1 ’20: $500MQ1 ’20Q2 ’20: $677MQ3 ’20: $722MQ4 ’20: $950MQ1 ’21: $1.0BQ1 ’21Q2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.2BQ2 ’23: $1.1BQ2 ’23Q3 ’23: $1.2BQ4 ’23: $1.3BQ1 ’24: $1.4BQ3 ’24: $1.6BQ3 ’24Q1 ’25: $1.7BQ2 ’25: $1.7BQ3 ’25: $2.1BQ4 ’25: $2.2BQ4 ’25Q1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 45.3%Common Stock: 39.7%Closed-End Fund: 8.6%REIT: 3.3%Other: 2.5%Other: 0.5%
  • ETP · 45.3% · $327M
  • Common Stock · 39.7% · $287M
  • Closed-End Fund · 8.6% · $62M
  • REIT · 3.3% · $24M
  • Other · 2.5% · $18M
  • Other · 0.5% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WCNWASTE CONNECTIONS INCNEW+53.9K53.9K+$6M$6M
ESGUISHARES TRNEW+51.5K51.5K+$4M$4M
GOVTISHARES TRNEW+110.8K110.8K+$3M$3M
IGSBISHARES TRNEW+41.4K41.4K+$2M$2M
ADVISORSHARES TRNEW+445.4K445.4K+$2M$2M
SPIBSPDR SER TRNEW+54.3K54.3K+$2M$2M
REVANCE THERAPEUTICS INCNEW+60.9K60.9K+$2M$2M
EFGISHARES TRNEW+15.2K15.2K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

334 positions (from 500 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MTUMISHARES TRMSCI USA MMENTM · MSCI ACWI ETF · 20 YR TR BD ETF · CONSER ALLOC ETF · MSCI USA QLT FCT · MBS ETF · MSCI USA MIN VOL · ESG AWR MSCI USA · U.S. MED DVC ETF · US TREAS BD ETF · ISHS 1-5YR INVS · CORE S&P SCP ETF · MSCI EAFE MIN VL · PFD AND INCM SEC · IBOXX HI YD ETF · CORE S&P500 ETF · EAFE GRWTH ETF · S&P 500 GRWT ETF · INTL SEL DIV ETF · 0-5YR HI YL CP · GNMA BOND ETF · S&P MC 400GR ETF · CORE MSCI EAFE · 0-5 YR TIPS ETF · MSCI USA SZE FT · MSCI USA VALUE · 10-20 YR TRS ETF · MSCI INDIA ETF · ISHS 5-10YR INVT · CORE S&P MCP ETF · ULTR SH TRM BD · CORE US AGGBD ET · 1 3 YR TREAS BD · U.S. FIN SVC ETF · IBOXX INV CP ETF · CORE DIV GRWTH · NATIONAL MUN ETF · US HOME CONS ETF · BARCLAYS 7 10 YR · U.S. TECH ETF · FALN ANGLS USD · RUS 1000 GRW ETF · EXPANDED TECH · BROAD USD HIGH · RUS 1000 ETF · RUSSELL 2000 ETF · U.S. CNSM SV ETF · MSCI INTL QUALTY · 3 7 YR TREAS BD · MSCI EMG MKT ETF · TIPS BD ETF · PHLX SEMICND ETF · MSCI EAFE ETF · NASDAQ BIOTECH · CORE HIGH DV ETF · SELECT DIVID ETF · AGENCY BOND ETF · MSCI USA SMCP MN · GOV/CRED BD ETF · MODERT ALLOC ETF · US HLTHCARE ETF · MRGSTR MD CP GRW13.37%$97M1.27M
2SPTLSPDR SER TRPORTFOLIO AGRGTE · PORTFOLIO LN TSR · PORTFOLIO S&P500 · PRTFLO S&P500 VL · PORTFOLIO INTRMD · BLMBRG BRC CNVRT · PORTFOLIO S&P400 · AEROSPACE DEF · PORTFOLIO S&P600 · PORTFOLIO LN COR · BLOMBERG BRC INV · BLOOMBERG SRT TR · S&P 600 SMCP VAL · PORTFOLIO SHORT · FTSE INT GVT ETF · S&P 600 SMCP GRW · PRTFLO S&P500 HI · HLTH CR EQUIP3.85%$28M754.8K
3AAPLAPPLE INChistory →COM3.46%$25M215.6K
4XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI CONS DISCR · COMMUNICATION · SBI HEALTHCARE · SBI CONS STPLS · SBI INT-INDS · SBI INT-UTILS · SBI MATERIALS · SBI INT-FINL3.41%$25M271.4K
5MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF2.85%$21M200.6K
6VXFVANGUARD INDEX FDSEXTEND MKT ETF · GROWTH ETF · S&P 500 ETF SHS · SML CP GRW ETF · VALUE ETF · MID CAP ETF · SMALL CP ETF · MCAP GR IDXVIP · REAL ESTATE ETF · SM CP VAL ETF · MCAP VL IDXVIP · TOTAL STK MKT · LARGE CAP ETF2.46%$18M120.2K
7FNDFLOOR & DECOR HLDGS INChistory →CL A1.75%$13M168.7K
8ALRMALARM COM HLDGS INChistory →COM1.68%$12M220.1K
9OAKTREE SPECIALTY LENDING COCOM1.60%$12M2.39M
10MFS INTER INCOME TRSH BEN INT1.48%$11M2.87M
11SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.41%$10M30.5K
12SHYFT GROUP INCCOM1.39%$10M530.1K
13MSFTMICROSOFT CORPhistory →COM1.36%$10M46.7K
14PGHYINVESCO EXCH TRADED FD TR IIGBL SRT TRM HY · EMRNG MKT SVRG · KBW HIG DV YLD · S&P SMLCP HELT · NATL AMT MUNI · FNDMNTL HY CRP · S&P500 LOW VOL · CEF INM COMPSI1.36%$10M436.8K
15FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · SENIOR LN FD · NY ARCA BIOTECH · TECH ALPHADEX · FST LOW OPPT EFT · HLTH CARE ALPH · CAP STRENGTH ETF · CONSUMR STAPLE1.30%$9M121.4K
16HTGCHERCULES CAPITAL INChistory →COM1.27%$9M790.9K
17ACWVISHARES INCMSCI GBL MIN VOL · CORE MSCI EMKT · MSCI MEXICO ETF1.22%$9M132.0K
18AMZNAMAZON COM INChistory →COM1.20%$9M2.8K
19SCHGSCHWAB STRATEGIC TRUS LCAP GR ETF · SHT TM US TRES · US DIVIDEND EQ · US MID-CAP ETF · US BRD MKT ETF · US SML CAP ETF1.20%$9M133.1K
20VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INTER TERM TREAS · SHORT TERM TREAS · INT-TERM CORP · LG-TERM COR BD · VNG RUS2000IDX · VNG RUS1000GRW · MORTG-BACK SEC1.14%$8M99.2K
21BXMTBLACKSTONE MTG TR INChistory →COM CL A1.06%$8M349.8K
22VGIVIRTUS GLOBAL MULTI-SEC INChistory →COM1.02%$7M680.2K
23CLMCORNERSTONE STRATEGIC VALUEhistory →COM1.01%$7M656.2K
24ISTAR INCCOM0.91%$7M557.3K
25XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 PUR GWT · DYNMC SOFTWARE · DIVID ACHIEVEV · DYNMC LRG GWTH · S&P SMLCP MOMENT0.85%$6M43.0K
26BARCLAYS BANK PLCIPTH SR B S&P0.85%$6M246.0K
27ZTRVIRTUS GLOBAL DIVID & INCOMECOM0.82%$6M759.3K
28WCNWASTE CONNECTIONS INCCOM0.77%$6M53.9K
29BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT · INTERMED TERM0.77%$6M65.4K
30GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.69%$5M3.4K
31HYZDWISDOMTREE TRHEDGED HI YLD BD · EM EX ST-OWNED · US MIDCAP DIVID · INTRST RATE HDGE · US MIDCAP FUND0.67%$5M188.3K
32CHTRCHARTER COMMUNICATIONS INC NCL A0.66%$5M7.7K
33MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.65%$5M13.8K
34VDCVANGUARD WORLD FDSCONSUM STP ETF · HEALTH CAR ETF · INF TECH ETF · CONSUM DIS ETF · UTILITIES ETF · FINANCIALS ETF · MATERIALS ETF · COMM SRVC ETF · INDUSTRIAL ETF · ENERGY ETF0.64%$5M35.2K
35DIASPDR DOW JONES INDL AVERAGEUT SER 10.63%$5M16.3K
36TYLTYLER TECHNOLOGIES INCCOM0.63%$5M13.0K
37DSGXDESCARTES SYS GROUP INCCOM0.62%$4M78.3K
38TWLOTWILIO INCCL A0.60%$4M17.5K
39DXDYNEX CAP INCCOM0.60%$4M282.6K
40VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.59%$4M96.1K
41QQQINVESCO QQQ TRUNIT SER 10.59%$4M15.3K
42VVISA INCCOM CL A0.55%$4M20.0K
43DMOWESTERN ASSET MTG DEFINED OPCOM0.53%$4M292.1K
44NVDANVIDIA CORPORATIONCOM0.49%$4M6.5K
45DARDARLING INGREDIENTS INCCOM0.47%$3M94.5K
46JPMJPMORGAN CHASE & COCOM0.46%$3M34.6K
47FDLFIRST TR MORNINGSTAR DIVID LSHS0.45%$3M123.4K
48METAFACEBOOK INCCL A0.44%$3M12.1K
49INDEXIQ ETF TRIQ MRGR ARB ETF · IQ ENCH COR PL0.43%$3M120.5K
50DBX ETF TRXTRACK MSCI EMRG0.43%$3M128.8K
51BACBK OF AMERICA CORPCOM · 7.25%CNV PFD L0.42%$3M95.8K
52DISDISNEY WALT COCOM DISNEY0.41%$3M23.6K
53ARCCARES CAPITAL CORPCOM0.40%$3M208.2K
54SPIRIT RLTY CAP INC NEWCOM NEW0.40%$3M85.7K
55TSLATESLA INCCOM0.38%$3M6.5K
56VYMVANGUARD WHITEHALL FDSHIGH DIV YLD · INTL HIGH ETF0.37%$3M38.6K
57PATKPATRICK INDS INCCOM0.37%$3M46.4K
58MGVVANGUARD WORLD FDMEGA CAP VAL ETF · MEGA GRWTH IND · EXTENDED DUR · MEGA CAP INDEX0.37%$3M23.4K
59QDEFFLEXSHARES TRQLT DIV DEF IDX0.34%$2M55.9K
60BABOEING COCOM0.34%$2M14.9K
61GLDSPDR GOLD TRGOLD SHS0.34%$2M13.7K
62AMDADVANCED MICRO DEVICES INCCOM0.33%$2M28.8K
63HDHOME DEPOT INCCOM0.32%$2M8.3K
64RVTROYCE VALUE TR INCCOM0.31%$2M177.6K
65MAMASTERCARD INCORPORATEDCL A0.31%$2M6.5K
66RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.30%$2M131.0K
67ROPROPER TECHNOLOGIES INCCOM0.29%$2M5.3K
68IGRCBRE CLARION GLOBAL REAL ESTCOM0.29%$2M349.4K
69STONE HBR EMERGING MKTS TOTACOM0.29%$2M293.8K
70BXBLACKSTONE GROUP INCCOM CL A0.29%$2M39.7K
71ADVISORSHARES TRRANGER EQUITY BE0.28%$2M445.4K
72BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.28%$2M9.4K
73MAINMAIN STR CAP CORPCOM0.27%$2M64.9K
74SBUXSTARBUCKS CORPCOM0.26%$2M22.2K
75WFCWELLS FARGO CO NEWPERP PFD CNV A · COM0.26%$2M36.2K
76STLDSTEEL DYNAMICS INCCOM0.26%$2M66.3K
77YYYAMPLIFY ETF TRHIGH INCOME0.25%$2M122.7K
78JNJJOHNSON & JOHNSONCOM0.25%$2M12.0K
79ACNACCENTURE PLC IRELANDSHS CLASS A0.24%$2M7.8K
80XMCRXMFS CHARTER INCOME TRSH BEN INT0.23%$2M210.0K
81VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.23%$2M12.8K
82MOATVANECK VECTORS ETF TRMORNINGSTAR WIDE · GOLD MINERS ETF · HIGH YLD MUN ETF0.22%$2M32.8K
83SOSOUTHERN COCOM0.22%$2M29.6K
84BMYBRISTOL-MYERS SQUIBB COCOM0.22%$2M26.3K
85QYLDGLOBAL X FDSNASDAQ 100 COVER · GLB X SUPERDIV0.21%$2M101.0K
86GSGOLDMAN SACHS GROUP INCCOM0.21%$2M7.7K
87NFLXNETFLIX INCCOM0.21%$2M3.1K
88REVANCE THERAPEUTICS INCCOM0.21%$2M60.9K
89CVXCHEVRON CORP NEWCOM0.21%$2M21.0K
90UPSUNITED PARCEL SERVICE INCCL B0.21%$1M8.9K
91PFEPFIZER INCCOM0.20%$1M40.2K
92XEXGXEATON VANCE TAX-MANAGED GLOBCOM0.20%$1M200.5K
93ISHARES GOLD TRUSTISHARES0.20%$1M80.5K
94MDBMONGODB INCCL A0.20%$1M6.3K
95ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF · GENOMIC REV ETF0.20%$1M16.3K
96RWXSPDR INDEX SHS FDSDJ INTL RL ETF0.20%$1M47.8K
97LOWLOWES COS INCCOM0.20%$1M8.6K
98DDDUPONT DE NEMOURS INCCOM0.19%$1M24.7K
99XHIEXMILLER HOWARD HIGH INC EQTYCOM SHS BEN IN0.19%$1M217.8K
100VIACOMCBS INCCL B0.19%$1M47.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$17.0B552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.