NEW YORK LIFE INVESTMENTS ET
CUSIP 45409B800
New York Life Investments Et has 81 institutional holders in Filings Flow’s 13F database, together reporting 4.64M shares worth $167M as of Q1 2026. The largest reported holders are New York Life Investment Management LLC, Morgan Stanley, and Osborne Partners Capital Management, LLC.
Institutional Holders
81
Q1 2026
Reported Value
$167M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Collaborative Fund Advisors, LLC$162M AUM | 1.37% | $2M | 61.0K | Q1 2026OLDER |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC$1.9B AUM | 1.07% | $20M | 554.3K | Q1 2026OLDER |
| Good Steward Wealth Advisors,LLC$156M AUM | 0.31% | $486,472 | 13.4K | Q1 2026OLDER |
| City Center Advisors, LLC$123M AUM | 0.29% | $364,135 | 10.0K | Q2 2026 |
| LIBERTY SQUARE WEALTH PARTNERS LLC$358M AUM | 0.28% | $1M | 28.0K | Q1 2026OLDER |
| B. Riley Wealth Advisors, Inc.$1.6B AUM | 0.27% | $4M | 117.8K | Q1 2026OLDER |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC$11.8B AUM | 0.24% | $28M | 767.3K | Q1 2026OLDER |
| Stonehearth Capital Management, LLC$293M AUM | 0.20% | $598,665 | 16.4K | Q2 2026 |
| First Heartland Consultants, Inc.$1.5B AUM | 0.19% | $3M | 80.0K | Q2 2026 |
| Comprehensive Money Management Services LLC$152M AUM | 0.18% | $273,570 | 7.5K | Q1 2026OLDER |
| Advisor Resource Council$309M AUM | 0.18% | $545,686 | 15.0K | Q1 2026OLDER |
| ASPIRIANT, LLC$3.5B AUM | 0.18% | $6M | 170.2K | Q1 2026OLDER |
| Worth Asset Management, LLC$313M AUM | 0.16% | $362,698 | 10.1K | Q3 2025OLDER |
| MRP Capital Investments, LLC$115M AUM | 0.16% | $185,385 | 5.1K | Q1 2026OLDER |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P.$1.4B AUM | 0.16% | $2M | 60.1K | Q1 2026OLDER |
| Duncan Williams Asset Management, LLC$361M AUM | 0.15% | $546,777 | 15.0K | Q1 2026OLDER |
| KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM | 0.13% | $3M | 77.1K | Q1 2026OLDER |
| IHT Wealth Management, LLC$4.3B AUM | 0.12% | $5M | 141.5K | Q1 2026OLDER |
| RHS Financial, LLC$211M AUM | 0.12% | $249,725 | 6.9K | Q1 2026OLDER |
| OPPENHEIMER ASSET MANAGEMENT INC.$8.8B AUM | 0.12% | $10M | 283.9K | Q1 2026OLDER |
| Legacy Financial Strategies, LLC$554M AUM | 0.06% | $313,046 | 8.6K | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.04% | $1M | 29.8K | Q3 2025OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.03% | $5M | 146.1K | Q1 2026OLDER |
| Integrated Advisors Network LLC$1.9B AUM | 0.03% | $482,001 | 13.3K | Q1 2026OLDER |
| Hilltop Holdings Inc.$1.1B AUM | 0.02% | $394,442 | 11.0K | Q4 2025OLDER |
| Atria Investments, Inc$8.9B AUM | 0.02% | $2M | 56.4K | Q1 2026OLDER |
| Focus Financial Network, Inc.$3.2B AUM | 0.02% | $632,372 | 17.3K | Q2 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM | 0.02% | $52,229 | 1.4K | Q2 2026 |
| McAdam, LLC$2.2B AUM | 0.02% | $379,821 | 10.4K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.01% | $1M | 40.2K | Q1 2026OLDER |
| Savant Capital, LLC$20.7B AUM | 0.01% | $3M | 74.5K | Q1 2026OLDER |
| Belpointe Asset Management LLC$2.7B AUM | 0.01% | $351,780 | 9.8K | Q4 2025OLDER |
| OLD NATIONAL BANCORP /IN/$6.0B AUM | 0.01% | $626,128 | 17.2K | Q1 2026OLDER |
| Bank of Jackson Hole Trust$207M AUM | 0.01% | $18,175 | 500 | Q1 2026OLDER |
| OneDigital Investment Advisors LLC$10.2B AUM | 0.01% | $787,209 | 21.7K | Q1 2026OLDER |
| Diversify Advisory Services, LLC$655M AUM | 0.01% | $242,285 | 6.7K | Q4 2025OLDER |
| ESL Trust Services, LLC$524M AUM | 0.01% | $34,642 | 953 | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.01% | $744,448 | 20.5K | Q1 2026OLDER |
| Wealthcare Advisory Partners LLC$5.3B AUM | 0.01% | $286,385 | 7.9K | Q2 2026 |
| OPPENHEIMER & CO INC$8.2B AUM | 0.01% | $419,879 | 11.6K | Q1 2026OLDER |
| Smallwood Wealth Investment Management, LLC$190M AUM | 0.00% | $9,305 | 256 | Q1 2026OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $3M | 75.9K | Q1 2026OLDER |
| Summit Financial, LLC$7.8B AUM | 0.00% | $372,769 | 10.3K | Q1 2026OLDER |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $244,199 | 6.7K | Q2 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC$5.6B AUM | 0.00% | $243,637 | 6.7K | Q1 2026OLDER |
| Perigon Wealth Management, LLC$5.5B AUM | 0.00% | $227,396 | 6.3K | Q1 2026OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $51,143 | 1.4K | Q4 2025OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.00% | $223,135 | 6.2K | Q4 2025OLDER |
| Costello Asset Management, INC$289M AUM | 0.00% | $10,737 | 300 | Q4 2025OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $704,698 | 19.7K | Q4 2025OLDER |
| Scarborough Advisors, LLC$914M AUM | 0.00% | $24,464 | 673 | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $2M | 48.2K | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $366,019 | 10.1K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $2M | 52.4K | Q1 2026OLDER |
| HHM Wealth Advisors, LLC$869M AUM | 0.00% | $16,249 | 447 | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $7M | 191.0K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $919,041 | 25.3K | Q1 2026OLDER |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $1M | 32.7K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $26M | 719.9K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $5M | 144.5K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $56,997 | 1.6K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $219,679 | 6.1K | Q4 2025OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $221,953 | 6.1K | Q2 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $43,788 | 1.2K | Q4 2025OLDER |
| SageView Advisory Group, LLC$3.0B AUM | 0.00% | $22,162 | 619 | Q4 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $3M | 76.1K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $4M | 103.2K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $360,166 | 9.9K | Q1 2026OLDER |
| Elevated Capital Advisors, LLC$397M AUM | 0.00% | $1,927 | 53 | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $1M | 39.4K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $22,610 | 622 | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $2M | 53.8K | Q1 2026OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $4,811 | 134 | Q3 2025OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $66,319 | 1.9K | Q4 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $19,413 | 534 | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $2M | 64.0K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $1M | 36.3K | Q1 2026OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $5,583 | 156 | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $70,410 | 1.9K | Q1 2026OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $2,541 | 71 | Q4 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $628,709 | 17.3K | Q2 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $36,386 | 1.0K | Q1 2026OLDER |
| Key FInancial Inc$562M AUM | 0.00% | $466 | 13 | Q3 2025OLDER |
| Quest 10 Wealth Builders, Inc.$114M AUM | 0.00% | $72 | 2 | Q3 2025OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $1,200 | 33 | Q1 2026OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $21,832 | 610 | Q4 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $212,349 | 5.9K | Q3 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $4,762 | 131 | Q1 2026OLDER |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM | 0.00% | $2,799 | 77 | Q1 2026OLDER |
| Strategic Wealth Partners, Ltd.$1.5B AUM | 0.00% | $150 | 4 | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $219 | 6 | Q2 2026 |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $145 | 4 | Q1 2026OLDER |
| CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM | 0.00% | $38 | 1 | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $18,658 | 513 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $1,708 | 47 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $435 | 12 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.