Managers / Q3 2023 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value

$1.2B

Q3 2023

Positions

750

Filings on Record

2019–present window

Filed

Nov 13, 2023

original filing

Summary

Centaurus Financial, Inc. reported $1.2B in U.S.-listed holdings across 750 positions for Q3 2023.

Its largest position, SGOV, represents 11.6% of the portfolio.

Compared with Q2 2023, the fund opened 78 new positions and exited 64.

Portfolio Metrics

Turnover

+11.3%

vs prior filed quarter

Top-10 Concentration

+42.7%

share of reported value

Largest Position

+11.6%

Ishares Tr

New / Exited

78 / 64

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 59.4% · $684M
Common Stock · 32.0% · $368M
Closed-End Fund · 4.3% · $50M
REIT · 3.6% · $42M
ADR · 0.4% · $5M
Other · 0.3% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
INNOVATOR ETFS TR	NEW	+91.5K	91.5K	+$3M	$3M
MINT PIMCO ETF TR	NEW	+21.3K	21.3K	+$2M	$2M
UUP INVESCO DB US DLR INDEX TR	NEW	+65.7K	65.7K	+$2M	$2M
NORTHERN LTS FD TR IV	NEW	+53.7K	53.7K	+$2M	$2M
DXJ WISDOMTREE TR	NEW	+18.0K	18.0K	+$2M	$2M
VCLT VANGUARD SCOTTSDALE FDS	NEW	+16.1K	16.1K	+$1M	$1M
GEHC GE HEALTHCARE TECHNOLOGIES I	NEW	+16.4K	16.4K	+$1M	$1M
DBA INVESCO DB MULTI-SECTOR COMM	NEW	+49.4K	49.4K	+$1M	$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

311 positions (from 500 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	SGOV ISHARES TR	0-3 MNTH TREASRY · MSCI USA QLT FCT · 20 YR TR BD ETF · MSCI ACWI ETF · CORE S&P US VLU · CORE S&P MCP ETF · GLOBAL 100 ETF · CORE S&P500 ETF · MSCI USA MMENTM · 0-5 YR TIPS ETF · U.S. MED DVC ETF · S&P 500 GRWT ETF · PFD AND INCM SEC · 1 3 YR TREAS BD · CORE S&P SCP ETF · MSCI USA MIN VOL · TRS FLT RT BD · U.S. TECH ETF · EAFE GRWTH ETF · MSCI INDIA ETF · SELECT DIVID ETF · EAFE VALUE ETF · RUS 1000 GRW ETF · RUSSELL 2000 ETF · MSCI INTL QUALTY · CORE MSCI EAFE · SHORT TREAS BD · RUS 1000 ETF · RUS TOP 200 ETF · MSCI INDIA SM CP · CORE DIV GRWTH · MODERT ALLOC ETF · S&P 500 VAL ETF · US HOME CONS ETF · CORE US AGGBD ET · GRWT ALLOCAT ETF · US CONSM STAPLES · U.S. FIN SVC ETF · MSCI EAFE MIN VL · ISHS 1-5YR INVS · ESG AWR MSCI USA · US BR DEL SE ETF	11.63%	$134M	1.46M
2	BIL SPDR SER TR	BLOOMBERG 1-3 MO · BLOOMBERG 3-12 M · PORTFOLIO S&P500 · BLOOMBERG SHT TE · AEROSPACE DEF · S&P 600 SMCP VAL · PORTFOLIO AGRGTE · S&P 400 MDCP VAL · PRTFLO S&P500 GW · S&P OILGAS EXP · S&P HOMEBUILD · PORTFLI HIGH YLD · RUSSELL YIELD · S&P DIVID ETF · FTSE INT GVT ETF · BBG CONV SEC ETF · S&P SEMICNDCTR · SPDR MSCI USA GE · PRTFLO S&P500 VL · PORTFOLIO S&P600 · PORTFOLIO INTRMD · PRTFLO S&P500 HI	6.18%	$71M	1.08M
3	QYLD GLOBAL X FDS	NASDAQ 100 COVER · S&P 500 COVERED · RUSSELL 2000 · US PFD ETF · GLOBAL X URANIUM · US INFR DEV ETF · LITHIUM BTRY ETF	5.42%	$62M	2.79M
4	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · SBI CONS DISCR · COMMUNICATION · FINANCIAL · ENERGY · SBI HEALTHCARE · SBI MATERIALS · SBI CONS STPLS · RL EST SEL SEC · SBI INT-UTILS · INDL	5.25%	$60M	717.8K
5	QQQ INVESCO QQQ TR history →	UNIT SER 1	3.60%	$41M	115.6K
6	XBJA INNOVATOR ETFS TR	DEFINED WLT SHLD · US EQT ACC 9 BFR · US EQTY PWR BUF · US EQT ACLRTD 9 · US EQTY ACCELRT9 · US EQT PWR BUF · US EQT ULTRA BF · US EQTY ULTRA B · US EQT BUFR APR · GRWT100 PWR BF · EQUITY DEF PROTN · GRWT100 PWR BUF · US EQUITY ACCELE · LADDERED ALC BFR · US EQTY BUFR JUL	3.16%	$36M	1.24M
7	AAPL APPLE INC history →	COM	2.22%	$26M	149.3K
8	VTV VANGUARD INDEX FDS	VALUE ETF · GROWTH ETF · MID CAP ETF · S&P 500 ETF SHS · EXTEND MKT ETF · TOTAL STK MKT · REAL ESTATE ETF · SMALL CP ETF · SML CP GRW ETF · SM CP VAL ETF · MCAP VL IDXVIP · MCAP GR IDXVIP	1.77%	$20M	117.1K
9	SPY SPDR S&P 500 ETF TR history →	TR UNIT	1.75%	$20M	47.1K
10	OCTW AIM ETF PRODUCTS TRUST	US LRGCP B20 JUL · US LRGCP B20 APR · US LRGCP B20 JAN · US LRGCP B20 OCT · US LRGCP B10 APR · US LRGCP B10 OCT · US LRGCP B20 JUN · US LRGCP B10 JAN · ALLIANZIM US LRG	1.68%	$19M	661.9K
11	CLM CORNERSTONE STRATEGIC VALUE history →	COM	1.53%	$18M	2.19M
12	MGK VANGUARD WORLD FD	MEGA GRWTH IND · MEGA CAP VAL ETF · EXTENDED DUR · MEGA CAP INDEX	1.52%	$18M	99.9K
13	FIXD FIRST TR EXCHNG TRADED FD VI	CBOE VEST US EQ · TCW OPPORTUNIS · CBOE VEST FD DEP · CBOE VEST US DEP · CBOE EQT DEP NOV · CBOE EQT BUFER · FT CBOE VEST BFR · CBOE VEST US EQT · CBOE VEST US BUF · CBOE VEST BUFERD	1.18%	$14M	487.6K
14	FND FLOOR & DECOR HLDGS INC history →	CL A	1.18%	$14M	150.1K
15	ALRM ALARM COM HLDGS INC history →	COM	1.14%	$13M	215.4K
16	VDE VANGUARD WORLD FDS	ENERGY ETF · INF TECH ETF · CONSUM STP ETF · MATERIALS ETF · UTILITIES ETF · HEALTH CAR ETF · CONSUM DIS ETF · COMM SRVC ETF · INDUSTRIAL ETF · FINANCIALS ETF	1.14%	$13M	82.7K
17	USFR WISDOMTREE TR	FLOATNG RAT TREA · JAPN HEDGE EQT · US MIDCAP DIVID · INDIA ERNGS FD	1.01%	$12M	228.6K
18	MSFT MICROSOFT CORP history →	COM	0.98%	$11M	35.6K
19	FEX FIRST TR LRGE CP CORE ALPHA history →	COM SHS	0.97%	$11M	138.0K
20	JPST J P MORGAN EXCHANGE TRADED F	ULTRA SHRT INC · EQUITY PREMIUM · NASDAQ EQT PREM	0.95%	$11M	215.1K
21	BXMT BLACKSTONE MTG TR INC history →	COM CL A	0.94%	$11M	494.6K
22	XLG INVESCO EXCHANGE TRADED FD T	S&P 500 TOP 50 · S&P500 EQL WGT · INTL DIVI ACHI · DORSEY WRGT TECH	0.91%	$10M	247.5K
23	COWZ PACER FDS TR	US CASH COWS 100 · LUNT LRG CP ALTR · SWAN SOS FLEX JU · SWAN SOS CNS JAN	0.85%	$10M	259.9K
24	MA MASTERCARD INCORPORATED	CL A	0.84%	$10M	24.3K
25	ADSK AUTODESK INC	COM	0.81%	$9M	44.8K
26	AMZN AMAZON COM INC	COM	0.81%	$9M	72.9K
27	GOOG ALPHABET INC	CAP STK CL C · CAP STK CL A	0.76%	$9M	66.3K
28	PKST PEAKSTONE REALTY TRUST	COMMON SHARES	0.70%	$8M	485.7K
29	POOL POOL CORP	COM	0.69%	$8M	22.2K
30	SRLN SSGA ACTIVE ETF TR	BLACKSTONE SENR	0.68%	$8M	187.2K
31	SHYFT GROUP INC	COM	0.66%	$8M	510.7K
32	TYL TYLER TECHNOLOGIES INC	COM	0.62%	$7M	18.6K
33	NVDA NVIDIA CORPORATION	COM	0.61%	$7M	16.1K
34	AMERICAN CENTY ETF TR	US SML CP VALU	0.56%	$6M	83.3K
35	SCHD SCHWAB STRATEGIC TR	US DIVIDEND EQ · US LCAP GR ETF · US SML CAP ETF · INTL EQTY ETF · US LRG CAP ETF	0.56%	$6M	107.1K
36	GLD SPDR GOLD TR	GOLD SHS	0.56%	$6M	37.3K
37	FTSM FIRST TR EXCHANGE-TRADED FD	FIRST TR TA HIYL · FIRST TR ENH NEW · DORSEY WRT 5 ETF · ENERGY ALPHADX · INDLS PROD DUR · RISNG DIVD ACHIV · DJ INTERNT IDX · NASDAQ CYB ETF · NASDQ OIL GAS · SENIOR LN FD	0.54%	$6M	152.5K
38	OIH VANECK ETF TRUST	OIL SERVICES ETF · GOLD MINERS ETF · MRNGSTR WDE MOAT · SEMICONDUCTR ETF · BDC INCOME ETF	0.53%	$6M	116.7K
39	HTGC HERCULES CAPITAL INC	COM	0.47%	$5M	332.8K
40	VXUS VANGUARD STAR FDS	VG TL INTL STK F	0.47%	$5M	101.8K
41	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW	0.47%	$5M	15.4K
42	DBX ETF TR	XTRACK MSCI EMRG	0.47%	$5M	245.3K
43	WCN WASTE CONNECTIONS INC	COM	0.46%	$5M	39.2K
44	GFL GFL ENVIRONMENTAL INC	SUB VTG SHS	0.45%	$5M	163.5K
45	JPM JPMORGAN CHASE & CO	COM · ALERIAN ML ETN	0.43%	$5M	43.9K
46	DAR DARLING INGREDIENTS INC	COM	0.42%	$5M	92.8K
47	IEMG ISHARES INC	CORE MSCI EMKT · MSCI EURZONE ETF · MSCI EQUAL WEITE · MSCI GBL MIN VOL	0.41%	$5M	88.7K
48	NATIONAL STORAGE AFFILIATES	COM SHS BEN IN	0.40%	$5M	144.8K
49	BKLN INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL · SR LN ETF · KBW HIG DV YLD · S&P SMALLCAP 600 · S&P EMRNG MKTS	0.39%	$4M	166.7K
50	DSGX DESCARTES SYS GROUP INC	COM	0.38%	$4M	59.2K
51	JAAA JANUS DETROIT STR TR	HENDRSON AAA CL	0.38%	$4M	85.8K
52	PECO PHILLIPS EDISON & CO INC	COMMON STOCK	0.37%	$4M	125.3K
53	DX DYNEX CAP INC	COM	0.35%	$4M	339.6K
54	XEVVX EATON VANCE LTD DURATION INC	COM	0.33%	$4M	426.3K
55	TSLA TESLA INC	COM	0.33%	$4M	15.3K
56	FSK FS KKR CAP CORP	COM	0.33%	$4M	192.9K
57	FBND FIDELITY MERRIMACK STR TR	TOTAL BD ETF	0.33%	$4M	86.4K
58	PATK PATRICK INDS INC	COM	0.33%	$4M	49.8K
59	META META PLATFORMS INC	CL A	0.32%	$4M	12.2K
60	EXMOC EXXON MOBIL CORP	COM	0.32%	$4M	30.9K
61	XEXGX EATON VANCE TAX-MANAGED GLOB	COM	0.31%	$4M	475.1K
62	MKL MARKEL GROUP INC	COM	0.30%	$3M	2.3K
63	AVGO BROADCOM INC	COM	0.28%	$3M	3.9K
64	NRDS NERDWALLET INC	COM CL A	0.28%	$3M	361.7K
65	APG API GROUP CORP	COM STK	0.28%	$3M	123.4K
66	DIS DISNEY WALT CO	COM	0.27%	$3M	38.4K
67	BA BOEING CO	COM	0.26%	$3M	15.6K
68	TMO THERMO FISHER SCIENTIFIC INC	COM	0.24%	$3M	5.4K
69	MINT PIMCO ETF TR	ENHAN SHRT MA AC · 25YR+ ZERO U S	0.24%	$3M	29.4K
70	RA BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	0.24%	$3M	221.2K
71	UNH UNITEDHEALTH GROUP INC	COM	0.23%	$3M	5.2K
72	WSO WATSCO INC	COM	0.23%	$3M	6.9K
73	SPGI S&P GLOBAL INC	COM	0.22%	$3M	7.0K
74	ACN ACCENTURE PLC IRELAND	SHS CLASS A	0.22%	$3M	8.3K
75	BX BLACKSTONE INC	COM	0.22%	$3M	23.6K
76	VCLT VANGUARD SCOTTSDALE FDS	LG-TERM COR BD · SHRT TRM CORP BD · SHORT TERM TREAS · VNG RUS1000GRW	0.22%	$2M	35.8K
77	VIG VANGUARD SPECIALIZED FUNDS	DIV APP ETF	0.21%	$2M	15.7K
78	VWO VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF · TT WRLD ST ETF	0.21%	$2M	56.9K
79	KO COCA COLA CO	COM	0.21%	$2M	42.3K
80	ROK ROCKWELL AUTOMATION INC	COM	0.19%	$2M	7.8K
81	RTX RTX CORPORATION	COM	0.19%	$2M	30.6K
82	COST COSTCO WHSL CORP NEW	COM	0.19%	$2M	3.9K
83	PMT PENNYMAC MTG INVT TR	COM	0.19%	$2M	176.9K
84	ZTR VIRTUS TOTAL RETURN FD INC	COM	0.19%	$2M	455.8K
85	PFE PFIZER INC	COM	0.19%	$2M	65.3K
86	WMT WALMART INC	COM	0.18%	$2M	13.2K
87	SO SOUTHERN CO	COM	0.18%	$2M	31.5K
88	V VISA INC	COM CL A	0.17%	$2M	8.7K
89	FNCL FIDELITY COVINGTON TRUST	MSCI FINLS IDX · MSCI INDL INDX · MSCI CONSM DIS · INTL MULTIFACTOR	0.17%	$2M	45.2K
90	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · SHORT TRM BOND	0.17%	$2M	27.4K
91	UUP INVESCO DB US DLR INDEX TR	BULLISH FD	0.17%	$2M	65.7K
92	CRM SALESFORCE INC	COM	0.17%	$2M	9.6K
93	USO UNITED STS OIL FD LP	UNITS	0.17%	$2M	24.0K
94	CVX CHEVRON CORP NEW	COM	0.17%	$2M	11.5K
95	TDG TRANSDIGM GROUP INC	COM	0.17%	$2M	2.3K
96	WFC WELLS FARGO CO NEW	COM	0.16%	$2M	44.9K
97	IQDY FLEXSHARES TR	INT QLTDVDYNAM · QLT DIV DEF IDX	0.16%	$2M	66.8K
98	GS GOLDMAN SACHS GROUP INC	COM	0.15%	$2M	5.4K
99	JNJ JOHNSON & JOHNSON	COM	0.15%	$2M	10.9K
100	NORTHERN LTS FD TR IV	INSPIRE 100 ETF	0.15%	$2M	53.7K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2026	$2.1B	1,058	May 18, 2026	13F-HR	changes · EDGAR ↗
Q4 2025	$2.2B	1,046	Feb 13, 2026	13F-HR	changes · EDGAR ↗
Q3 2025	$2.1B	1,034	Nov 20, 2025	13F-HR	changes · EDGAR ↗
Q2 2025	$1.7B	963	Aug 29, 2025	13F-HR	changes · EDGAR ↗
Q1 2025	$1.7B	892	May 15, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$1.6B	837	Nov 12, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$1.4B	761	May 14, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$1.3B	774	Feb 26, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$1.2B	750	Nov 13, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$1.1B	737	Aug 15, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$1.2B	901	May 18, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$1.1B	836	Feb 13, 2023	13F-HR	changes · EDGAR ↗
Q2 2022	$1.0B	827	Aug 2, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$1.3B	887	May 13, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$1.3B	913	Feb 1, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$1.2B	883	Nov 12, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$1.2B	888	Aug 10, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$1.0B	811	Apr 30, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$950M	772	Jan 25, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$722M	643	Nov 12, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$677M	618	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$500M	521	Apr 21, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$714M	630	Feb 12, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$639M	447	Nov 12, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$635M	597	Aug 15, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$17.0B	552	Jul 1, 2019	RESTATEMENT	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.