SEC 13F Intelligence

Managers / Q3 2019 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$639M
Q3 2019
Positions
447
Filings on Record
30
2019–present window
Filed
Nov 12, 2019
original filing

Summary

Centaurus Financial, Inc. reported $639M in U.S.-listed holdings across 447 positions for Q3 2019.

Its largest position, MTUM, represents 12.6% of the portfolio.

Compared with Q2 2019, the fund opened 31 new positions and exited 181.

Portfolio Metrics

Turnover
+12.8%
vs prior filed quarter
Top-10 Concentration
+38.4%
share of reported value
Largest Position
+12.6%
Ishares Tr
New / Exited
31 / 181
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $17.0BQ1 ’19Q2 ’19: $635MQ3 ’19: $639MQ4 ’19: $714MQ1 ’20: $500MQ1 ’20Q2 ’20: $677MQ3 ’20: $722MQ4 ’20: $950MQ1 ’21: $1.0BQ1 ’21Q2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.2BQ2 ’23: $1.1BQ2 ’23Q3 ’23: $1.2BQ4 ’23: $1.3BQ1 ’24: $1.4BQ3 ’24: $1.6BQ3 ’24Q1 ’25: $1.7BQ2 ’25: $1.7BQ3 ’25: $2.1BQ4 ’25: $2.2BQ4 ’25Q1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 52.7%Common Stock: 27.4%REIT: 8.1%Closed-End Fund: 6.8%Other: 4.3%Other: 0.7%
  • ETP · 52.7% · $337M
  • Common Stock · 27.4% · $175M
  • REIT · 8.1% · $52M
  • Closed-End Fund · 6.8% · $44M
  • Other · 4.3% · $27M
  • Other · 0.7% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ACNACCENTURE PLC IRELANDNEW+10.5K10.5K+$2M$2M
TANINVESCO EXCHNG TRADED FD TRNEW+66.4K66.4K+$2M$2M
BXBLACKSTONE GROUP INCNEW+34.1K34.1K+$2M$2M
SPDR SERIES TRUSTNEW+54.1K54.1K+$2M$2M
FIXDFIRST TR EXCHNG TRADED FD VINEW+24.3K24.3K+$1M$1M
PPAINVESCO EXCHANGE TRADED FD TNEW+16.4K16.4K+$1M$1M
SOXXISHARES TRNEW+5.2K5.2K+$1M$1M
EDVVANGUARD WORLD FDNEW+7.6K7.6K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

279 positions (from 447 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MTUMISHARES TRUSA MOMENTUM FCT · MSCI ACWI ETF · USA QUALITY FCTR · CONSER ALLOC ETF · 20 YR TR BD ETF · MRNGSTR LG-CP GR · MIN VOL EAFE ETF · MSCI MIN VOL ETF · PFD AND INCM SEC · 3 7 YR TREAS BD · INTL QLTY FACTOR · U.S. MED DVC ETF · CORE S&P500 ETF · CORE S&P SCP ETF · IBOXX HI YD ETF · ULTR SH TRM BD · SELECT DIVID ETF · S&P 500 GRWT ETF · MSCI INDIA ETF · PHLX SEMICND ETF · CORE DIV GRWTH · S&P MC 400VL ETF · SP SMCP600VL ETF · GNMA BOND ETF · CORE S&P MCP ETF · FALN ANGLS USD · CORE MSCI EAFE · RUS TOP 200 ETF · IBOXX INV CP ETF · 0-5 YR TIPS ETF · CORE US AGGBD ET · RUS 1000 GRW ETF · U.S. REAL ES ETF · TIPS BD ETF · RUSSELL 2000 ETF · MSCI EMG MKT ETF · U.S. TECH ETF · MSCI EAFE ETF · S&P SML 600 GWT · JPMORGAN USD EMG · U.S. FIN SVC ETF · MBS ETF · MODERT ALLOC ETF · US TREAS BD ETF · NASDAQ BIOTECH · CORE HIGH DV ETF · MULTIFACTOR INTL · CORE S&P TTL STK · US AER DEF ETF12.58%$80M1.09M
2VOOVANGUARD INDEX FDSS&P 500 ETF SHS · EXTEND MKT ETF · VALUE ETF · GROWTH ETF · REAL ESTATE ETF · SMALL CP ETF · MID CAP ETF · SML CP GRW ETF · SM CP VAL ETF · TOTAL STK MKT · MCAP VL IDXVIP · MCAP GR IDXVIP4.16%$27M171.7K
3XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-UTILS · SBI INT-INDS · SBI MATERIALS · RL EST SEL SEC · SBI CONS STPLS · SBI HEALTHCARE · SBI CONS DISCR · SBI INT-FINL · COMMUNICATION · ENERGY4.15%$27M409.8K
4PGHYINVESCO EXCHNG TRADED FD TRGBL SRT TRM HY · S&P500 LOW VOL · SOLAR ETF · EMRNG MKT SVRG · 1 30 LADER TRE · S&P ULTRA DIVIDE · FTSE RAFI EMNG · S&P SMLCP HELT · CEF INM COMPSI · FNDMNTL HY CRP · PFD ETF3.24%$21M697.3K
5SPTLSPDR SERIES TRUSTPORTFOLIO LN TSR · PRTFLO S&P500 HI · PORTFOLIO AGRGTE · BLOOMBERG BRCLYS · PRTFLO S&P500 VL · PORTFOLIO MD ETF · S&P OILGAS EXP · DJ REIT ETF · PORTFOLIO SM ETF · BLOMBERG BRC INV · BLMBRG BRC CNVRT · S&P 600 SMCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 GW · SPDR BLOOMBERG · FTSE INT GVT ETF · PORTFOLIO LN COR · NYSE TECH ETF · AEROSPACE DEF · S&P DIVID ETF · PORTFOLIO SHORT · S&P REGL BKG · S&P1500MOMTILT · PORTFOLIO INTRMD2.95%$19M467.6K
6MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF2.58%$16M161.6K
7FTSLFIRST TR EXCHANGE TRADED FDSENIOR LN FD · CONSUMR DISCRE · DJ INTERNT IDX · FST LOW OPPT EFT · TECH ALPHADEX · US EQTY OPPT ETF · INDLS PROD DUR · UTILITIES ALPH · NO AMER ENERGY · MATERIALS ALPH2.47%$16M294.8K
8COLONY CR REAL ESTATE INCCOM CL A2.17%$14M956.9K
9RITMNEW RESIDENTIAL INVT CORPhistory →COM NEW2.09%$13M850.8K
10VPUVANGUARD WORLD FDSUTILITIES ETF · CONSUM DIS ETF · INF TECH ETF · HEALTH CAR ETF · ENERGY ETF · INDUSTRIAL ETF · CONSUM STP ETF · FINANCIALS ETF · MATERIALS ETF · COMM SRVC ETF1.99%$13M96.6K
11FNDFLOOR & DECOR HLDGS INChistory →CL A1.89%$12M235.8K
12SPARTAN MTRS INCCOM1.87%$12M869.9K
13HYZDWISDOMTREE TRHEDGED HI YLD BD · US MIDCAP FUND · US SMALLCAP FUND · INTRST RATE HDGE · US MIDCAP DIVID · EUROPE HEDGED EQ · YIELD ENHANCD US1.76%$11M349.5K
14HTGCHERCULES CAPITAL INChistory →COM1.72%$11M823.1K
15ALRMALARM COM HLDGS INChistory →COM1.71%$11M234.3K
16ACWVISHARES INCMIN VOL GBL ETF · CORE MSCI EMKT · MSCI THAILND ETF1.38%$9M129.1K
17SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.36%$9M29.2K
18DXDYNEX CAP INChistory →COM1.33%$9M576.4K
19AAPLAPPLE INChistory →COM1.32%$8M37.7K
20OAKTREE SPECIALTY LENDING COCOM1.13%$7M1.39M
21FVDFIRST TR VALUE LINE DIVID INhistory →SHS1.09%$7M198.9K
22BLVVANGUARD BD INDEX FD INCLONG TERM BOND · INTERMED TERM · SHORT TRM BOND · TOTAL BND MRKT1.04%$7M73.4K
23JPSTJP MORGAN EXCHANGE TRADED FDULTRA SHRT INC · DIV RTN GLB EQ0.99%$6M117.3K
24DIASPDR DOW JONES INDL AVRG ETFUT SER 10.95%$6M22.5K
25MGKVANGUARD WORLD FDMEGA GRWTH IND · MEGA CAP VAL ETF · EXTENDED DUR0.90%$6M51.7K
26VGIVIRTUS GLOBAL MULTI-SEC INCCOM0.88%$6M448.6K
27VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.85%$5M133.4K
28DMOWESTERN ASSET MTG DEF OPPTYCOM0.84%$5M246.5K
29ZTRVIRTUS GLOBAL DIVID INCOME FCOM0.76%$5M440.8K
30MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.75%$5M13.6K
31VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · SHORT TERM TREAS · VNG RUS2000IDX · LG-TERM COR BD · INTER TERM TREAS · INT-TERM CORP · MORTG-BACK SEC0.73%$5M58.3K
32VIOOVANGUARD ADMIRAL FDS INCSMLLCP 600 IDX0.72%$5M32.3K
33FDLFIRST TR MORNINGSTAR DIV LEASHS0.68%$4M140.2K
34CLMCORNERSTONE STRATEGIC VALUECOM0.67%$4M375.8K
35AMZNAMAZON COM INCCOM0.64%$4M2.4K
36DSGXDESCARTES SYS GROUP INCCOM0.63%$4M99.8K
37SHSPSHARPSPRING INCCOM0.63%$4M414.0K
38PPAINVESCO EXCHANGE TRADED FD TAEROSPACE DEFN · S&P500 PUR GWT · S&P500 EQL UTL · GBL LISTED PVT · S&P 500 TOP 500.56%$4M73.1K
39ELDORADO RESORTS INCCOM0.56%$4M89.5K
40VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD · INTL HIGH ETF0.53%$3M43.6K
41KIMKIMCO RLTY CORPCOM0.53%$3M160.8K
42SCHMSCHWAB STRATEGIC TRUS MID-CAP ETF · US DIVIDEND EQ · US LCAP GR ETF · US BRD MKT ETF · SHT TM US TRES · US SML CAP ETF0.52%$3M56.3K
43GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.48%$3M2.5K
44QQQINVESCO QQQ TRUNIT SER 10.48%$3M16.1K
45MAINMAIN STREET CAPITAL CORPCOM0.46%$3M67.7K
46JPMJPMORGAN CHASE & COCOM0.45%$3M24.4K
47METAFACEBOOK INCCL A0.45%$3M16.1K
48MSFTMICROSOFT CORPCOM0.44%$3M20.4K
49VVISA INCCOM CL A0.44%$3M16.2K
50INDEXIQ ETF TRIQ ENCH COR PL · IQ MRGR ARB ETF0.43%$3M114.5K
51DBX ETF TRXTRACK MSCI EMRG0.43%$3M124.3K
52ARCCARES CAP CORPCOM · NOTE 4.625% 3/00.42%$3M190.7K
53GLDSPDR GOLD TRUSTGOLD SHS0.42%$3M19.3K
54CVXCHEVRON CORP NEWCOM0.40%$3M21.5K
55VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.39%$3M61.1K
56TWLOTWILIO INCCL A0.39%$2M22.5K
57WPCW P CAREY INCCOM0.39%$2M27.5K
58BABOEING COCOM0.38%$2M6.4K
59BACBANK AMER CORPCOM · 7.25%CNV PFD L0.37%$2M45.6K
60RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.37%$2M103.6K
61DISDISNEY WALT COCOM DISNEY0.34%$2M16.9K
62RWXSPDR INDEX SHS FDSDJ INTL RL ETF0.33%$2M54.1K
63GDXVANECK VECTORS ETF TRGOLD MINERS ETF · FALLEN ANGEL HG · MORNINGSTAR WIDE · BDC INCOME ETF · HIGH YLD MUN ETF · VIETNAM ETF0.33%$2M77.7K
64TAT&T INCCOM0.33%$2M56.3K
65ISTAR INCCOM0.32%$2M158.0K
66ACNACCENTURE PLC IRELANDSHS CLASS A0.32%$2M10.5K
67CVSCVS HEALTH CORPCOM0.30%$2M30.9K
68EXCHANGE TRADED CONCEPTS TRYLD SHS HGH INC0.30%$2M108.4K
69STONE HBR EMERG MKTS TL INCCOM0.30%$2M165.9K
70PATKPATRICK INDS INCCOM0.30%$2M44.4K
71QDEFFLEXSHARES TRQLT DIV DEF IDX0.28%$2M38.5K
72BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.27%$2M8.2K
73BXBLACKSTONE GROUP INCCOM CL A0.26%$2M34.1K
74XHIEXMILLER HOWARD HIGH INC EQTYCOM SHS BEN IN0.25%$2M147.9K
75VIGVANGUARD GROUPDIV APP ETF0.25%$2M13.3K
76IGRCBRE CLARION GLOBAL REAL ESTCOM0.23%$1M185.9K
77ALPS ETF TRALERIAN MLP0.23%$1M158.2K
78AMDADVANCED MICRO DEVICES INCCOM0.22%$1M48.4K
79MAMASTERCARD INCCL A0.22%$1M5.1K
80PFEPFIZER INCCOM0.21%$1M38.0K
81PIMCO DYNMIC CREDIT AND MRTCOM SHS0.21%$1M54.4K
82VZVERIZON COMMUNICATIONS INCCOM0.21%$1M22.0K
83WFCWELLS FARGO CO NEWPERP PFD CNV A · COM0.20%$1M5.8K
84FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.20%$1M24.3K
85JNJJOHNSON & JOHNSONCOM0.20%$1M9.7K
86EXMOCEXXON MOBIL CORPCOM0.19%$1M17.0K
87NFLXNETFLIX INCCOM0.19%$1M4.5K
88BKOBLUEROCK RESIDENTIAL GRW REICOM CL A0.19%$1M100.8K
89SAIASAIA INCCOM0.18%$1M12.5K
90RVTROYCE VALUE TR INCCOM0.18%$1M82.8K
91BMYBRISTOL MYERS SQUIBB COCOM0.17%$1M21.8K
92SBUXSTARBUCKS CORPCOM0.17%$1M12.3K
93SOSOUTHERN COCOM0.17%$1M17.4K
94UPSUNITED PARCEL SERVICE INCCL B0.17%$1M8.9K
95VEREIT INCCOM0.17%$1M109.1K
96KMIKINDER MORGAN INC DELCOM0.17%$1M51.3K
97INVESCO EXCH TRD SLF IDX FDBULSHS 2020 CB0.16%$1M48.1K
98AMERICAN FIN TR INCCOM CLASS A0.16%$1M72.8K
99PTYPIMCO CORPORATE & INCOME OPPCOM0.16%$1M55.7K
100BNDXVANGUARD CHARLOTTE FDSINTL BD IDX ETF0.16%$1M17.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$17.0B552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.