SEC 13F Intelligence

Managers / Q1 2021 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$1.0B
Q1 2021
Positions
811
Filings on Record
31
2019–present window
Filed
Apr 30, 2021
original filing

Summary

Centaurus Financial, Inc. reported $1.0B in U.S.-listed holdings across 811 positions for Q1 2021.

Its largest position, MTUM, represents 13.4% of the portfolio.

Compared with Q4 2020, the fund opened 124 new positions and exited 86.

Portfolio Metrics

Turnover
+13.4%
vs prior filed quarter
Top-10 Concentration
+34.7%
share of reported value
Largest Position
+13.4%
Ishares Tr
New / Exited
124 / 86
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $14MQ4 ’18Q1 ’19: $17.0BQ2 ’19: $635MQ3 ’19: $639MQ4 ’19: $714MQ4 ’19Q1 ’20: $500MQ2 ’20: $677MQ3 ’20: $722MQ4 ’20: $950MQ4 ’20Q1 ’21: $1.0BQ2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ4 ’21Q1 ’22: $1.3BQ2 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.2BQ1 ’23Q2 ’23: $1.1BQ3 ’23: $1.2BQ4 ’23: $1.3BQ1 ’24: $1.4BQ1 ’24Q3 ’24: $1.6BQ1 ’25: $1.7BQ2 ’25: $1.7BQ3 ’25: $2.1BQ3 ’25Q4 ’25: $2.2BQ1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 47.2%Common Stock: 37.2%Closed-End Fund: 9.5%REIT: 3.5%Other: 2.0%Other: 0.6%
  • ETP · 47.2% · $479M
  • Common Stock · 37.2% · $378M
  • Closed-End Fund · 9.5% · $96M
  • REIT · 3.5% · $35M
  • Other · 2.0% · $21M
  • Other · 0.6% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IJJISHARES TRNEW+34.7K34.7K+$4M$4M
IYTISHARES TRNEW+9.7K9.7K+$2M$2M
FXUFIRST TR EXCHANGE TRADED FDNEW+82.1K82.1K+$2M$2M
RSPFINVESCO EXCHANGE TRADED FD TNEW+43.8K43.8K+$2M$2M
SCHISCHWAB STRATEGIC TRNEW+42.9K42.9K+$2M$2M
DMTKQDERMTECH INCNEW+35.3K35.3K+$2M$2M
SCHJSCHWAB STRATEGIC TRNEW+32.8K32.8K+$2M$2M
EFVISHARES TRNEW+30.9K30.9K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

325 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MTUMISHARES TRMSCI USA MMENTM · MSCI ACWI ETF · MSCI USA MIN VOL · MBS ETF · U.S. MED DVC ETF · CORE S&P500 ETF · MSCI USA QLT FCT · ESG AWR MSCI USA · CONSER ALLOC ETF · US TREAS BD ETF · ISHS 5-10YR INVT · S&P MC 400VL ETF · US HLTHCR PR ETF · MSCI USA SMCP MN · TRANS AVG ETF · INTL SEL DIV ETF · EAFE GRWTH ETF · 20 YR TR BD ETF · CHINA LG-CAP ETF · BARCLAYS 7 10 YR · PFD AND INCM SEC · MSCI USA VALUE · MSCI INDIA ETF · EAFE VALUE ETF · MSCI EAFE MIN VL · CORE S&P SCP ETF · RUS TOP 200 ETF · S&P 500 GRWT ETF · RUSSELL 2000 ETF · S&P SML 600 GWT · RUS 1000 ETF · 10+ YR INVST GRD · CORE S&P MCP ETF · CORE MSCI EAFE · 0-5YR HI YL CP · IBOXX INV CP ETF · IBOXX HI YD ETF · SP SMCP600VL ETF · FLTG RATE NT ETF · BROAD USD HIGH · AGGRES ALLOC ETF · FALN ANGLS USD · MRGSTR MD CP GRW · PHLX SEMICND ETF · GNMA BOND ETF · BLACKROCK ULTRA · NATIONAL MUN ETF · U.S. TECH ETF · ESG ADVNCD HY BD · 1 3 YR TREAS BD · US HOME CONS ETF · RUS 1000 GRW ETF · GRWT ALLOCAT ETF · MODERT ALLOC ETF · MSCI EURO FL ETF · 0-5 YR TIPS ETF · CORE DIV GRWTH · ISHS 1-5YR INVS · U.S. ENERGY ETF · US INDUSTRIALS · SELECT DIVID ETF · U.S. FIN SVC ETF · TIPS BD ETF · MSCI EMG MKT ETF · RUS MD CP GR ETF13.37%$136M1.72M
2XLKSELECT SECTOR SPDR TRTECHNOLOGY · COMMUNICATION · SBI CONS DISCR · SBI HEALTHCARE · SBI CONS STPLS · SBI INT-INDS · ENERGY · SBI INT-FINL · SBI MATERIALS3.50%$35M378.6K
3SPYMSPDR SER TRPORTFOLIO S&P500 · BLOOMBERG SRT TR · PRTFLO S&P500 VL · BLMBRG BRC CNVRT · PRTFLO S&P500 HI · PORTFOLIO AGRGTE · PRTFLO S&P500 GW · PORTFOLIO S&P400 · PORTFOLIO S&P600 · AEROSPACE DEF · S&P BIOTECH · PORTFOLIO SHORT · S&P 600 SMCP VAL · S&P REGL BKG · PORTFOLIO INTRMD · FTSE INT GVT ETF · BLOMBERG BRC INV3.44%$35M793.4K
4VXFVANGUARD INDEX FDSEXTEND MKT ETF · VALUE ETF · MID CAP ETF · S&P 500 ETF SHS · GROWTH ETF · SML CP GRW ETF · MCAP VL IDXVIP · SMALL CP ETF · REAL ESTATE ETF · MCAP GR IDXVIP · SM CP VAL ETF3.38%$34M189.9K
5MFS INTER INCOME TRSH BEN INT2.42%$25M6.60M
6AAPLAPPLE INChistory →COM2.40%$24M199.1K
7MINTPIMCO ETF TRENHAN SHRT MA AC · 15+ YR US TIPS · ACTIVE BD ETF1.76%$18M175.7K
8SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF · 5 10YR CORP BD · US MID-CAP ETF · US SML CAP ETF · SHT TM US TRES · 1 5YR CORP BD · US LRG CAP ETF1.65%$17M236.7K
9OAKTREE SPECIALTY LENDING COCOM1.41%$14M2.31M
10ALRMALARM COM HLDGS INChistory →COM1.34%$14M157.7K
11QQQINVESCO QQQ TRhistory →UNIT SER 11.33%$13M42.2K
12XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 EQL FIN · WILDERHIL CLAN · S&P500 PUR GWT · S&P500 EQL ENR · DYNMC SOFTWARE1.33%$13M124.9K
13SHYFT GROUP INCCOM1.24%$13M337.9K
14FNDFLOOR & DECOR HLDGS INChistory →CL A1.24%$13M131.5K
15FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · UTILITIES ALPH · RISNG DIVD ACHIV · SENIOR LN FD · NAS CLNEDG GREEN · NY ARCA BIOTECH · TECH ALPHADEX · ENERGY ALPHADX · INDLS PROD DUR · HLTH CARE ALPH1.21%$12M231.7K
16HTGCHERCULES CAPITAL INChistory →COM1.21%$12M764.2K
17CLMCORNERSTONE STRATEGIC VALUEhistory →COM1.19%$12M899.2K
18VPUVANGUARD WORLD FDSUTILITIES ETF · CONSUM DIS ETF · INF TECH ETF · FINANCIALS ETF · CONSUM STP ETF · HEALTH CAR ETF · MATERIALS ETF · INDUSTRIAL ETF · COMM SRVC ETF · ENERGY ETF1.14%$12M73.3K
19MSFTMICROSOFT CORPhistory →COM1.07%$11M46.2K
20BXMTBLACKSTONE MTG TR INChistory →COM CL A1.07%$11M350.9K
21BNDWVANGUARD SCOTTSDALE FDSTOTAL WLD BD ETF · SHRT TRM CORP BD · INTER TERM TREAS · INT-TERM CORP · VNG RUS2000IDX · SHORT TERM TREAS · MORTG-BACK SEC1.02%$10M133.3K
22PGHYINVESCO EXCH TRADED FD TR IIGBL SRT TRM HY · KBW HIG DV YLD · DWA DEV MKTS · S&P SMALLCAP 600 · EMRNG MKT SVRG · S&P SMLCP HELT · SR LN ETF1.02%$10M416.7K
23SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.00%$10M25.5K
24ISTAR INCCOM0.92%$9M527.4K
25AMZNAMAZON COM INCCOM0.92%$9M3.0K
26ACWVISHARES INCMSCI GBL MIN VOL · CORE MSCI EMKT0.92%$9M113.6K
27QDEFFLEXSHARES TRQLT DIV DEF IDX · INT QLTDVDYNAM · IBOXX 3R TARGT0.86%$9M204.3K
28WCNWASTE CONNECTIONS INCCOM0.86%$9M81.1K
29VGIVIRTUS GLOBAL MULTI-SECTOR ICOM0.81%$8M693.2K
30ZTRVIRTUS GLOBAL DIVID & INCOMECOM0.79%$8M867.7K
31VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US0.67%$7M125.8K
32FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.65%$7M125.7K
33VXUSVANGUARD STAR FDSVG TL INTL STK F0.59%$6M96.0K
34CHTRCHARTER COMMUNICATIONS INC NCL A0.59%$6M9.6K
35GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.54%$5M2.6K
36DXDYNEX CAP INCCOM0.51%$5M274.2K
37TWLOTWILIO INCCL A0.49%$5M14.6K
38BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM · LONG TERM BOND0.49%$5M57.0K
39PAVEGLOBAL X FDSUS INFR DEV ETF · GLB X SUPERDIV · NASDAQ 100 COVER · US PFD ETF · REIT ETF · GLOBX SUPDV US0.49%$5M270.6K
40TYLTYLER TECHNOLOGIES INCCOM0.49%$5M11.6K
41XSOEWISDOMTREE TREM EX ST-OWNED · US MIDCAP DIVID · HEDGED HI YLD BD · US SMALLCAP FUND · US SMALLCAP DIVD0.48%$5M135.0K
42DISDISNEY WALT COCOM0.47%$5M26.0K
43TSLATESLA INCCOM0.46%$5M6.9K
44DSGXDESCARTES SYS GROUP INCCOM0.45%$5M75.0K
45PATKPATRICK INDS INCCOM0.44%$4M52.6K
46DARDARLING INGREDIENTS INCCOM0.44%$4M60.7K
47JPMJPMORGAN CHASE & COCOM0.43%$4M28.8K
48VVISA INCCOM CL A0.43%$4M20.6K
49BABOEING COCOM0.41%$4M16.4K
50RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.40%$4M196.9K
51MKLMARKEL CORPCOM0.40%$4M3.5K
52ARCCARES CAPITAL CORPCOM0.39%$4M210.2K
53FCOMFIDELITY COVINGTON TRUSTMSCI COMMNTN SVC · MSCI INFO TECH I · INTL MULTIFACTOR · TOTAL BD ETF · QLTY FCTOR ETF0.39%$4M83.4K
54DBX ETF TRXTRACK MSCI EMRG0.38%$4M134.1K
55SPIRIT RLTY CAP INC NEWCOM NEW0.36%$4M85.5K
56MGVVANGUARD WORLD FDMEGA CAP VAL ETF · MEGA GRWTH IND0.36%$4M28.2K
57RVTROYCE VALUE TR INCCOM0.36%$4M200.1K
58APHRIA INCCOM0.35%$4M194.1K
59NVDANVIDIA CORPORATIONCOM0.35%$4M6.6K
60DMOWESTERN ASSET MTG DEFINED OPCOM0.34%$3M236.0K
61FVDFIRST TR VALUE LINE DIVID INSHS0.33%$3M89.3K
62XEXGXEATON VANCE TAX-MANAGED GLOBCOM0.33%$3M349.5K
63ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF · GENOMIC REV ETF0.32%$3M26.6K
64VOOVVANGUARD ADMIRAL FDS INC500 VAL IDX FD · 500 GRTH IDX F0.31%$3M21.6K
65JEPIJ P MORGAN EXCHANGE-TRADED FEQUITY PREMIUM · ULTRA SHRT INC · US DIVIDEND0.29%$3M62.3K
66KOCOCA COLA COCOM0.28%$3M54.8K
67STLDSTEEL DYNAMICS INCCOM0.28%$3M56.6K
68METAFACEBOOK INCCL A0.28%$3M9.6K
69BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.27%$3M10.7K
70MAMASTERCARD INCORPORATEDCL A0.27%$3M7.7K
71AMTAMERICAN TOWER CORP NEWCOM0.26%$3M11.2K
72YYYAMPLIFY ETF TRHIGH INCOME · BLOCKCHAIN LDR0.26%$3M116.0K
73SPGIS&P GLOBAL INCCOM0.26%$3M7.4K
74EXMOCEXXON MOBIL CORPCOM0.26%$3M46.6K
75MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.26%$3M5.5K
76GLDSPDR GOLD TRGOLD SHS0.26%$3M16.2K
77STONE HBR EMERGING MKTS TOTACOM0.25%$3M284.0K
78VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.25%$3M17.4K
79BXBLACKSTONE GROUP INCCOM0.25%$3M34.0K
80BACBK OF AMERICA CORPCOM0.24%$2M64.0K
81VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.24%$2M23.9K
82CVXCHEVRON CORP NEWCOM0.23%$2M22.5K
83SBUXSTARBUCKS CORPCOM0.23%$2M21.4K
84HDHOME DEPOT INCCOM0.22%$2M7.4K
85WMTWALMART INCCOM0.22%$2M16.3K
86APPSDIGITAL TURBINE INCCOM NEW0.22%$2M27.2K
87XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.21%$2M330.4K
88PFEPFIZER INCCOM0.21%$2M58.4K
89WSOWATSCO INCCOM0.21%$2M8.0K
90MAINMAIN STR CAP CORPCOM0.21%$2M53.3K
91GSGOLDMAN SACHS GROUP INCCOM0.20%$2M6.2K
92JNJJOHNSON & JOHNSONCOM0.20%$2M12.4K
93SOSOUTHERN COCOM0.20%$2M32.6K
94CCICROWN CASTLE INTL CORP NEWCOM0.20%$2M11.6K
95PYPLPAYPAL HLDGS INCCOM0.20%$2M8.1K
96XHIEXMILLER HOWARD HIGH INC EQTYCOM SHS BEN IN0.19%$2M205.9K
97BIZDVANECK VECTORS ETF TRBDC INCOME ETF · MORNINGSTAR WIDE · GOLD MINERS ETF0.19%$2M73.3K
98TAT&T INCCOM0.19%$2M62.2K
99XMCRXMFS CHARTER INCOME TRSH BEN INT0.19%$2M220.4K
100THWTEKLA WORLD HEALTHCARE FDBEN INT SHS0.18%$2M123.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$17.0B552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$14M470Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.