SEC 13F Intelligence

Managers / Q4 2019 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$714M
Q4 2019
Positions
630
Filings on Record
31
2019–present window
Filed
Feb 12, 2020
original filing

Summary

Centaurus Financial, Inc. reported $714M in U.S.-listed holdings across 630 positions for Q4 2019.

Its largest position, MTUM, represents 11.8% of the portfolio.

Compared with Q3 2019, the fund opened 210 new positions and exited 27.

Portfolio Metrics

Turnover
+10.8%
vs prior filed quarter
Top-10 Concentration
+35.8%
share of reported value
Largest Position
+11.8%
Ishares Tr
New / Exited
210 / 27
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’19: $635MQ2 ’19Q3 ’19: $639MQ4 ’19: $714MQ1 ’20: $500MQ2 ’20: $677MQ2 ’20Q3 ’20: $722MQ4 ’20: $950MQ1 ’21: $1.0BQ2 ’21: $1.2BQ2 ’21Q3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.3BQ2 ’22: $1.0BQ2 ’22Q4 ’22: $1.1BQ1 ’23: $1.2BQ2 ’23: $1.1BQ3 ’23: $1.2BQ3 ’23Q4 ’23: $1.3BQ1 ’24: $1.4BQ3 ’24: $1.6BQ1 ’25: $1.7BQ1 ’25Q2 ’25: $1.7BQ3 ’25: $2.1BQ4 ’25: $2.2BQ1 ’26: $2.1BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 49.3%Common Stock: 31.6%REIT: 7.4%Closed-End Fund: 6.9%Other: 4.1%Other: 0.7%
  • ETP · 49.3% · $352M
  • Common Stock · 31.6% · $225M
  • REIT · 7.4% · $53M
  • Closed-End Fund · 6.9% · $49M
  • Other · 4.1% · $30M
  • Other · 0.7% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
YYYAMPLIFY ETF TRNEW+141.8K141.8K+$3M$3M
XHSSPDR SERIES TRUSTNEW+28.4K28.4K+$2M$2M
KBESPDR SERIES TRUSTNEW+42.0K42.0K+$2M$2M
RDVYFIRST TR EXCHANGE TRADED FDNEW+54.9K54.9K+$2M$2M
WINGWINGSTOP INCNEW+20.7K20.7K+$2M$2M
VIACOMCBS INCNEW+33.5K33.5K+$1M$1M
ARISTA NETWORKS INCNEW+6.5K6.5K+$1M$1M
IHFISHARES TRNEW+5.8K5.8K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

319 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MTUMISHARES TRUSA MOMENTUM FCT · MSCI ACWI ETF · USA QUALITY FCTR · CONSER ALLOC ETF · MIN VOL EAFE ETF · MSCI MIN VOL ETF · PFD AND INCM SEC · PHLX SEMICND ETF · INTL QLTY FACTOR · CORE S&P SCP ETF · U.S. MED DVC ETF · S&P 500 GRWT ETF · IBOXX HI YD ETF · CORE S&P500 ETF · SELECT DIVID ETF · CORE DIV GRWTH · MSCI INDIA ETF · US HLTHCR PR ETF · S&P MC 400VL ETF · JPMORGAN USD EMG · RUS TOP 200 ETF · CORE S&P MCP ETF · CORE MSCI EAFE · S&P 500 VAL ETF · GNMA BOND ETF · FALN ANGLS USD · MSCI EAFE ETF · 0-5 YR TIPS ETF · ULTR SH TRM BD · IBOXX INV CP ETF · RUSSELL 2000 ETF · U.S. REAL ES ETF · MSCI EMG MKT ETF · RUS 1000 GRW ETF · 20 YR TR BD ETF · U.S. FIN SVC ETF · NASDAQ BIOTECH · CORE US AGGBD ET · S&P SML 600 GWT · U.S. TECH ETF · TIPS BD ETF · US HLTHCARE ETF · MULTIFACTOR INTL · MODERT ALLOC ETF · U.S. FINLS ETF · CORE HIGH DV ETF · RUS MD CP GR ETF · S&P MC 400GR ETF · RUS 1000 ETF · IBONDS DEC23 ETF · RESIDNL REAL EST · BROAD USD HIGH · MBS ETF · US AER DEF ETF11.80%$84M1.11M
2XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-UTILS · SBI INT-INDS · SBI MATERIALS · RL EST SEL SEC · SBI CONS DISCR · SBI INT-FINL · SBI CONS STPLS · SBI HEALTHCARE · COMMUNICATION3.73%$27M395.8K
3PGHYINVESCO EXCHNG TRADED FD TRGBL SRT TRM HY · S&P500 LOW VOL · EMRNG MKT SVRG · S&P ULTRA DIVIDE · PFD ETF · DWA SMLCP MENT · PURBTA 0 5 YR · FTSE RAFI EMNG · S&P SMLCP HELT · FNDMNTL HY CRP · CEF INM COMPSI · NATL AMT MUNI · VAR RATE PFD3.25%$23M814.5K
4SPYDSPDR SERIES TRUSTPRTFLO S&P500 HI · HLTH CARE SVCS · PRTFLO S&P500 VL · S&P BK ETF · PORTFOLIO AGRGTE · BLOOMBERG BRCLYS · PORTFOLIO MD ETF · BLMBRG BRC CNVRT · DJ REIT ETF · PORTFOLIO SM ETF · S&P BIOTECH · BLOMBERG BRC INV · S&P PHARMAC · S&P 600 SMCP GRW · S&P 600 SMCP VAL · PRTFLO S&P500 GW · FTSE INT GVT ETF · S&P REGL BKG · NYSE TECH ETF · PORTFOLIO LR ETF · PORTFOLIO LN COR · S&P1500MOMTILT · AEROSPACE DEF · S&P DIVID ETF · PORTFOLIO SHORT · PORTFOLIO INTRMD3.20%$23M491.2K
5VXFVANGUARD INDEX FDSEXTEND MKT ETF · S&P 500 ETF SHS · VALUE ETF · GROWTH ETF · MID CAP ETF · SMALL CP ETF · SML CP GRW ETF · REAL ESTATE ETF · SM CP VAL ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · TOTAL STK MKT · LARGE CAP ETF3.00%$21M143.5K
6MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF2.70%$19M189.8K
7FTSLFIRST TR EXCHANGE TRADED FDSENIOR LN FD · CONSUMR DISCRE · DJ INTERNT IDX · RISNG DIVD ACHIV · FST LOW OPPT EFT · TECH ALPHADEX · INDLS PROD DUR · UTILITIES ALPH · MATERIALS ALPH · NO AMER ENERGY · CONSUMR STAPLE · US EQTY OPPT ETF · CLOUD COMPUTING2.62%$19M360.6K
8RITMNEW RESIDENTIAL INVT CORPhistory →COM NEW1.93%$14M857.2K
9SPARTAN MTRS INCCOM1.82%$13M720.4K
10COLONY CR REAL ESTATE INCCOM CL A1.73%$12M940.6K
11FNDFLOOR & DECOR HLDGS INChistory →CL A1.67%$12M234.9K
12HYZDWISDOMTREE TRHEDGED HI YLD BD · US MIDCAP FUND · US SMALLCAP FUND · INTRST RATE HDGE · US MIDCAP DIVID · EUROPE HEDGED EQ · YIELD ENHANCD US1.67%$12M360.3K
13HTGCHERCULES CAPITAL INChistory →COM1.61%$11M820.2K
14AAPLAPPLE INChistory →COM1.58%$11M38.5K
15VGTVANGUARD WORLD FDSINF TECH ETF · HEALTH CAR ETF · UTILITIES ETF · CONSUM DIS ETF · ENERGY ETF · FINANCIALS ETF · INDUSTRIAL ETF · CONSUM STP ETF · MATERIALS ETF · COMM SRVC ETF1.55%$11M78.0K
16ALRMALARM COM HLDGS INChistory →COM1.54%$11M256.2K
17OAKTREE SPECIALTY LENDING COCOM1.52%$11M1.98M
18DXDYNEX CAP INChistory →COM1.41%$10M592.7K
19SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.36%$10M30.1K
20ACWVISHARES INCMIN VOL GBL ETF · CORE MSCI EMKT · MSCI THAILND ETF1.34%$10M131.3K
21VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE PACIFIC ETF · ALLWRLD EX US · FTSE EUROPE ETF1.14%$8M170.6K
22VGIVIRTUS GLOBAL MULTI-SEC INCCOM0.97%$7M555.0K
23DIASPDR DOW JONES INDL AVRG ETFUT SER 10.93%$7M23.3K
24DMOWESTERN ASSET MTG DEF OPPTYCOM0.87%$6M306.6K
25ZTRVIRTUS TOTAL RETURN FUND INCCOM0.86%$6M541.5K
26MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.79%$6M15.0K
27MGKVANGUARD WORLD FDMEGA GRWTH IND · MEGA CAP VAL ETF · MEGA CAP INDEX0.73%$5M46.6K
28CLMCORNERSTONE STRATEGIC VALUECOM0.73%$5M464.6K
29ELDORADO RESORTS INCCOM0.70%$5M83.5K
30QQQINVESCO QQQ TRUNIT SER 10.66%$5M22.3K
31GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.66%$5M3.5K
32AMZNAMAZON COM INCCOM0.66%$5M2.5K
33JPSTJP MORGAN EXCHANGE TRADED FDDIV RTN GLB EQ · ULTRA SHRT INC0.64%$5M80.2K
34FDLFIRST TR MORNINGSTAR DIV LEASHS0.63%$5M138.5K
35SHSPSHARPSPRING INCCOM0.60%$4M376.6K
36VCSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · VNG RUS2000IDX · SHORT TERM TREAS · INTER TERM TREAS · INT-TERM CORP · VNG RUS1000GRW0.60%$4M51.6K
37DSGXDESCARTES SYS GROUP INCCOM0.59%$4M98.7K
38VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD · INTL HIGH ETF0.56%$4M48.2K
39SCHMSCHWAB STRATEGIC TRUS MID-CAP ETF · US DIVIDEND EQ · US LCAP GR ETF · US BRD MKT ETF · SHT TM US TRES · US SML CAP ETF0.55%$4M62.0K
40MSFTMICROSOFT CORPCOM0.54%$4M24.4K
41RPGINVESCO EXCHANGE TRADED FD TS&P500 PUR GWT · S&P500 EQL ENR · S&P500 EQL UTL · BUYBACK ACHIEV · GBL LISTED PVT · S&P 500 TOP 500.53%$4M78.6K
42ANGLVANECK VECTORS ETF TRUSTFALLEN ANGEL HG · MORNINGSTAR WIDE · GOLD MINERS ETF · BDC INCOME ETF · SEMICONDUCTOR ET · VIETNAM ETF0.52%$4M120.4K
43BIVVANGUARD BD INDEX FD INCINTERMED TERM · TOTAL BND MRKT · SHORT TRM BOND0.51%$4M43.4K
44DBX ETF TRXTRACK MSCI EMRG · XTRACK MSCI EURP0.50%$4M147.4K
45JPMJPMORGAN CHASE & COCOM0.50%$4M25.5K
46METAFACEBOOK INCCL A0.48%$3M16.8K
47INDEXIQ ETF TRIQ MRGR ARB ETF · IQ ENCH COR PL0.44%$3M124.7K
48STONE HBR EMERG MKTS TL INCCOM0.44%$3M261.7K
49BACBANK AMER CORPCOM · 7.25%CNV PFD L0.41%$3M55.1K
50ISTAR INCCOM0.40%$3M198.5K
51VVISA INCCOM CL A0.40%$3M15.2K
52TWLOTWILIO INCCL A0.39%$3M28.6K
53DISDISNEY WALT COCOM DISNEY0.38%$3M18.5K
54RWXSPDR INDEX SHS FDSDJ INTL RL ETF · S&P INTL ETF · PORTFOLIO DEVLPD0.36%$3M67.4K
55QDEFFLEXSHARES TRQLT DIV DEF IDX0.35%$3M52.9K
56YYYAMPLIFY ETF TRHIGH INCOME0.35%$3M141.8K
57BXBLACKSTONE GROUP INCCOM CL A0.35%$3M44.7K
58CVXCHEVRON CORP NEWCOM0.34%$2M20.3K
59TAT&T INCCOM0.34%$2M62.0K
60PATKPATRICK INDS INCCOM0.32%$2M43.8K
61RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.32%$2M106.1K
62BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.31%$2M9.9K
63WPCW P CAREY INCCOM0.31%$2M28.0K
64XHIEXMILLER HOWARD HIGH INC EQTYCOM SHS BEN IN0.31%$2M195.7K
65KIMKIMCO RLTY CORPCOM0.30%$2M105.0K
66BABOEING COCOM0.30%$2M6.6K
67BMYBRISTOL MYERS SQUIBB COCOM0.30%$2M33.2K
68KHCKRAFT HEINZ COCOM0.29%$2M65.0K
69FVDFIRST TR VALUE LINE DIVID INSHS0.29%$2M57.4K
70AMDADVANCED MICRO DEVICES INCCOM0.28%$2M42.9K
71ARCCARES CAP CORPCOM0.27%$2M104.7K
72BOTZGLOBAL X FDSRBTCS ARTFL INTE · NASDAQ 100 COVER · REIT ETF · X YIELDCO RENE0.26%$2M93.6K
73PFEPFIZER INCCOM0.26%$2M46.5K
74WINGWINGSTOP INCCOM0.25%$2M20.7K
75VEAVANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF0.24%$2M38.8K
76VIGVANGUARD GROUPDIV APP ETF0.23%$2M13.4K
77ACNACCENTURE PLC IRELANDSHS CLASS A0.23%$2M7.7K
78IGRCBRE CLARION GLOBAL REAL ESTCOM0.23%$2M200.6K
79MAINMAIN STREET CAPITAL CORPCOM0.22%$2M37.0K
80CENTER COAST BRKFLD MLP ENRGSHS BEN INT0.22%$2M249.6K
81VZVERIZON COMMUNICATIONS INCCOM0.21%$1M24.4K
82MAMASTERCARD INCCL A0.20%$1M4.8K
83VIACOMCBS INCCL B0.20%$1M33.5K
84RVTROYCE VALUE TR INCCOM0.19%$1M91.2K
85ARISTA NETWORKS INCCOM0.19%$1M6.5K
86PGPROCTER & GAMBLE COCOM0.18%$1M10.4K
87FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.18%$1M24.3K
88CVSCVS HEALTH CORPCOM0.18%$1M16.9K
89CMCCOMMERCIAL METALS COCOM0.17%$1M55.1K
90NMIHNMI HLDGS INCCL A0.17%$1M36.6K
91PIMCO DYNMIC CREDIT AND MRTCOM SHS0.17%$1M47.7K
92WFCWELLS FARGO CO NEWPERP PFD CNV A · COM0.17%$1M4.4K
93NVSNOVARTIS A GSPONSORED ADR0.17%$1M12.6K
94EXMOCEXXON MOBIL CORPCOM0.17%$1M16.9K
95RWTREDWOOD TR INCCOM0.16%$1M70.4K
96SAIASAIA INCCOM0.16%$1M12.4K
97SOSOUTHERN COCOM0.16%$1M17.7K
98UNHUNITEDHEALTH GROUP INCCOM0.16%$1M3.8K
99MOALTRIA GROUP INCCOM0.15%$1M22.2K
100HONHONEYWELL INTL INCCOM0.15%$1M6.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019Under review552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.