PROSPECT CAP CORP
CUSIP 74348TAR3
Prospect Cap Corp has 50 institutional holders in Filings Flow’s 13F database, together reporting 17.01M shares worth $17M as of Q4 2021. The largest reported holders are Mutual Of America Capital Management LLC, Smh Capital Advisors Inc, and Radcliffe Capital Management, L.P..
Institutional Holders
50
Q4 2021
Reported Value
$17M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Goodman Financial Corp$582M AUM | 0.17% | $526,000 | 522.0K | Q2 2022OLDER |
| Radcliffe Capital Management, L.P.$1.3B AUM | 0.06% | $3M | 2.66M | Q2 2022OLDER |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$8.8B AUM | 0.06% | $5M | 4.63M | Q2 2022OLDER |
| HOHIMER WEALTH MANAGEMENT, LLC$847M AUM | 0.05% | $176,000 | 175.0K | Q2 2022OLDER |
| Hutchens & Kramer Investment Management Group, LLC$373M AUM | 0.05% | $69,000 | 68.0K | Q2 2022OLDER |
| PIER 88 INVESTMENT PARTNERS LLC$402M AUM | 0.05% | $207,000 | 205.0K | Q2 2022OLDER |
| Mid-American Wealth Advisory Group, Inc.$277M AUM | 0.04% | $49,000 | 49.0K | Q1 2022OLDER |
| Clearview Wealth Advisors LLC$158M AUM | 0.03% | $42,000 | 42.0K | Q2 2022OLDER |
| PFG Private Wealth Management, LLC$236M AUM | 0.02% | $40,000 | 40.0K | Q2 2022OLDER |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$19.6B AUM | 0.01% | $1M | 1.31M | Q2 2022OLDER |
| Strategic Blueprint, LLC$1.7B AUM | 0.01% | $101,000 | 100.0K | Q2 2022OLDER |
| Applied Capital LLC$268M AUM | 0.01% | $15,000 | 15.0K | Q2 2022OLDER |
| Barber Financial Group, Inc.$567M AUM | 0.01% | $62,000 | 62.0K | Q2 2022OLDER |
| Choice Wealth Advisors LLC$285M AUM | 0.01% | $11,000 | 11.0K | Q1 2022OLDER |
| Sigma Planning Corp$3.6B AUM | 0.01% | $189,000 | 188.0K | Q2 2022OLDER |
| Old Port Advisors$434M AUM | 0.01% | $15,000 | 15.0K | Q2 2022OLDER |
| GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM | 0.01% | $101,000 | 100.0K | Q2 2022OLDER |
| RDA Financial Network$459M AUM | 0.01% | $10,000 | 10.0K | Q2 2022OLDER |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC$494M AUM | 0.00% | $40,000 | 40.0K | Q2 2022OLDER |
| Executive Wealth Management, LLC$1.3B AUM | 0.00% | $25,000 | 25.0K | Q2 2022OLDER |
| AlphaStar Capital Management, LLC$1.4B AUM | 0.00% | $40,000 | 40.0K | Q1 2022OLDER |
| Patriot Financial Group Insurance Agency, LLC$1.8B AUM | 0.00% | $15,000 | 15.0K | Q2 2022OLDER |
| AVANTAX ADVISORY SERVICES, INC.$18.2B AUM | 0.00% | $195,000 | 194.0K | Q2 2022OLDER |
| FourThought Financial, LLC$677M AUM | 0.00% | $20,000 | 20.0K | Q2 2022OLDER |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM | 0.00% | $504,000 | 5.0K | Q2 2022OLDER |
| IHT Wealth Management, LLC$4.3B AUM | 0.00% | $25,000 | 25.0K | Q2 2022OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $103,000 | 102.0K | Q2 2022OLDER |
| Financial Advocates Investment Management$178M AUM | 0.00% | $20,000 | 20.0K | Q2 2022OLDER |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.00% | $20,000 | 20.0K | Q2 2022OLDER |
| U.S. Capital Wealth Advisors, LLC$4.0B AUM | 0.00% | $25,000 | 25.0K | Q2 2022OLDER |
| OneDigital Investment Advisors LLC$10.2B AUM | 0.00% | $25,000 | 25.0K | Q2 2022OLDER |
| Savant Capital, LLC$20.7B AUM | 0.00% | $31,000 | 30.0K | Q2 2022OLDER |
| Apeiron RIA LLC$431M AUM | 0.00% | $3,000 | 25.0K | Q2 2022OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $517,000 | 516.9K | Q2 2022OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $300,000 | 298.0K | Q2 2022OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $189,000 | 185.0K | Q2 2022OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $47,000 | 47.0K | Q2 2022OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $3,000 | 3.0K | Q4 2021OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $12,000 | 12.0K | Q2 2022OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $22,000 | 22.0K | Q2 2022OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $7,000 | 7.0K | Q2 2022OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $130,000 | 129.0K | Q2 2022OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $50,000 | 50.0K | Q2 2022OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $11,000 | 11.0K | Q1 2022OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $30,000 | 30.0K | Q2 2022OLDER |
| Raymond James Financial Services Advisors, Inc.$75.1B AUM | 0.00% | $20,000 | 20.0K | Q2 2022OLDER |
| RAYMOND JAMES & ASSOCIATES$164.1B AUM | 0.00% | $30,000 | 30.0K | Q2 2022OLDER |
| B. Riley Wealth Management, Inc.$85.5B AUM | 0.00% | $23,000 | 23.0K | Q3 2022 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $27,000 | 27.0K | Q2 2022OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $27,000 | 27.0K | Q2 2022OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.