SEC 13F Intelligence

Managers / Q3 2022

B. Riley Wealth Management, Inc.

CIK 0001599892 · 40 S. MAIN STREET, SUITE 1800, MEMPHIS, TN, 38103 · 901-251-1367

Reported Value
$85.5B
Q3 2022
Positions
755
Filings on Record
15
2019–present window
Filed
Sep 9, 2022
original filing

Summary

B. Riley Wealth Management, Inc. reported $85.5B in U.S.-listed holdings across 755 positions for Q3 2022.

Its largest position, Spdr, represents 18.8% of the portfolio.

Compared with Q1 2022, the fund opened 202 new positions and exited 73.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $477MQ4 ’18Q1 ’19: $577MQ2 ’19: $651MQ2 ’19Q3 ’19: $573MQ4 ’19: $667MQ4 ’19Q1 ’20: $952MQ2 ’20: $911MQ2 ’20Q3 ’20: $847MQ4 ’20: $775MQ4 ’20Q1 ’21: $856MQ2 ’21: $904MQ2 ’21Q3 ’21: $1.3BQ4 ’21: $1.4BQ4 ’21Q1 ’22: $1.3BQ3 ’22: $85.5BQ3 ’22filingsflow.com

Portfolio Composition

By security type
ETP: 82.7%Common Stock: 13.9%Closed-End Fund: 1.4%Other: 1.0%ADR: 0.7%Other: 0.2%
  • ETP · 82.7% · $70.7B
  • Common Stock · 13.9% · $11.9B
  • Closed-End Fund · 1.4% · $1.2B
  • Other · 1.0% · $869M
  • ADR · 0.7% · $611M
  • Other · 0.2% · $133M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q3 2022

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$85.5B755Sep 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B626May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B654Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B634Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$904M422Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$856M432May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$775M385Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$847M418Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$911M419Aug 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$952M869May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$667M521Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$573M494Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$651M488Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$577M495May 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$477M442Feb 19, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.