SEC 13F Intelligence

Managers / Q3 2020 · view latest →

B. Riley Wealth Management, Inc.

CIK 0001599892 · 40 S. MAIN STREET, SUITE 1800, MEMPHIS, TN, 38103 · 901-251-1367

Reported Value
$847M
Q3 2020
Positions
418
Filings on Record
15
2019–present window
Filed
Nov 12, 2020
original filing

Summary

B. Riley Wealth Management, Inc. reported $847M in U.S.-listed holdings across 418 positions for Q3 2020.

Its largest position, AAPL, represents 6.2% of the portfolio.

Compared with Q2 2020, the fund opened 134 new positions and exited 135.

Portfolio Metrics

Turnover
+33.9%
vs prior filed quarter
Top-10 Concentration
+27.2%
share of reported value
Largest Position
+6.2%
Apple
New / Exited
134 / 135
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $477MQ4 ’18Q1 ’19: $577MQ2 ’19: $651MQ2 ’19Q3 ’19: $573MQ4 ’19: $667MQ4 ’19Q1 ’20: $952MQ2 ’20: $911MQ2 ’20Q3 ’20: $847MQ4 ’20: $775MQ4 ’20Q1 ’21: $856MQ2 ’21: $904MQ2 ’21Q3 ’21: $1.3BQ4 ’21: $1.4BQ4 ’21Q1 ’22: $1.3Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 53.3%ETP: 32.8%REIT: 6.0%Closed-End Fund: 3.2%MLP: 2.2%Other: 2.6%
  • Common Stock · 53.3% · $451M
  • ETP · 32.8% · $278M
  • REIT · 6.0% · $50M
  • Closed-End Fund · 3.2% · $27M
  • MLP · 2.2% · $19M
  • Other · 2.6% · $22M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VGSHVANGUARD SCOTTSDALE FDSNEW+244.1K244.1K+$20M$20M
VANGUARD SCOTTSDALE FDSNEW+49.9K49.9K+$8M$8M
ISHARES TRNEW+112.7K112.7K+$6M$6M
FIRST TR EXCH TRADED FD IIINEW+277.0K277.0K+$5M$5M
VANECK VECTORS ETF TRNEW+33.4K33.4K+$3M$3M
ISHARES TRNEW+55.7K55.7K+$3M$3M
CSXCSX CORPNEW+34.4K34.4K+$3M$3M
DYHTARGET CORPNEW+16.3K16.3K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

46 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VGSHVANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · SHORT TERM TREAS · VNG RUS3000IDX6.41%$54M619.5K
2AAPLAPPLE INChistory →COM6.20%$53M453.4K
3AMZNAMAZON COM INChistory →COM5.09%$43M13.7K
4PIMCO ETF TRACTIVE BD ETF · ENHNCD LW DUR AC2.74%$23M215.7K
5SPDR S&P 500 ETF TRTR UNIT2.14%$18M54.0K
6AMTAMERICAN TOWER CORP NEWhistory →COM1.78%$15M62.4K
7PROSHARES TRLARGE CAP CRE1.75%$15M194.7K
8NDQINVESCO QQQ TRhistory →UNIT SER 11.62%$14M49.4K
9GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.59%$13M9.2K
10WISDOMTREE TRHEDGED HI YLD BD1.55%$13M634.0K
11HDHOME DEPOT INChistory →COM1.48%$13M45.1K
12BACVERIZON COMMUNICATIONS INChistory →COM1.41%$12M201.5K
13VVISA INChistory →COM CL A1.38%$12M58.6K
14MRKMERCK & CO. INChistory →COM1.32%$11M134.7K
15METAFACEBOOK INChistory →CL A1.29%$11M41.6K
16TMOTHERMO FISHER SCIENTIFIC INChistory →COM1.27%$11M24.3K
17MSFTMICROSOFT CORPhistory →COM1.19%$10M48.0K
188CWCROWN CASTLE INTL CORP NEWhistory →COM1.17%$10M59.7K
19INDEXIQ ETF TRIQ MRGR ARB ETF1.08%$9M272.4K
20GOODGLADSTONE COMMERCIAL CORPhistory →COM1.01%$9M509.0K
21NEENEXTERA ENERGY INChistory →COM1.01%$9M30.7K
22MAMASTERCARD INCORPORATEDCL A0.99%$8M24.9K
23TAT&T INCCOM0.90%$8M266.9K
24COSTCOSTCO WHSL CORP NEWCOM0.89%$8M21.2K
25ABBVABBVIE INCCOM0.88%$7M85.2K
26FIRST TR VALUE LINE DIVID INSHS0.86%$7M232.3K
27SPDR INDEX SHS FDSS&P EMKTSC ETF0.85%$7M162.7K
28HONGBPHONEYWELL INTL INCCOM0.82%$7M42.3K
29DUKDUKE ENERGY CORP NEWCOM NEW0.82%$7M78.1K
30BMYBRISTOL-MYERS SQUIBB COCOM0.78%$7M110.1K
31UNHUNITEDHEALTH GROUP INCCOM0.78%$7M21.2K
32DDOMINION ENERGY INCCOM0.74%$6M79.2K
33PFEPFIZER INCCOM0.73%$6M169.3K
34FIDELITY COMWLTH TRNDQ CP IDX TRK0.73%$6M14.2K
35ISHARES TRFLTG RATE NT ETF0.71%$6M112.7K
36SPDR SER TRBLMBRG BRC CNVRT0.68%$6M84.2K
37EXMOCEXXON MOBIL CORPCOM0.66%$6M162.9K
38BABOEING COCOM0.65%$6M33.5K
39NVDANVIDIA CORPORATIONCOM0.65%$6M10.2K
40PYPLPAYPAL HLDGS INCCOM0.64%$5M27.4K
41FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT0.63%$5M103.5K
42FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF0.63%$5M277.0K
43EPDENTERPRISE PRODS PARTNERS LCOM0.61%$5M327.1K
44ZMZOOM VIDEO COMMUNICATIONS INCL A0.59%$5M10.6K
45GQ9SPDR GOLD TRGOLD SHS0.58%$5M28.0K
46SPDR DOW JONES INDL AVERAGEUT SER 10.57%$5M17.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022Under review755Sep 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B626May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B654Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B634Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$904M422Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$856M432May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$775M385Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$847M418Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$911M419Aug 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$952M869May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$667M521Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$573M494Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$651M488Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$577M495May 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$477M442Feb 19, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.