SEC 13F Intelligence

Managers / Q4 2020 · view latest →

B. Riley Wealth Management, Inc.

CIK 0001599892 · 40 S. MAIN STREET, SUITE 1800, MEMPHIS, TN, 38103 · 901-251-1367

Reported Value
$775M
Q4 2020
Positions
385
Filings on Record
15
2019–present window
Filed
Feb 11, 2021
original filing

Summary

B. Riley Wealth Management, Inc. reported $775M in U.S.-listed holdings across 385 positions for Q4 2020.

Its largest position, AAPL, represents 6.2% of the portfolio.

Compared with Q3 2020, the fund opened 79 new positions and exited 112.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $477MQ4 ’18Q1 ’19: $577MQ2 ’19: $651MQ2 ’19Q3 ’19: $573MQ4 ’19: $667MQ4 ’19Q1 ’20: $952MQ2 ’20: $911MQ2 ’20Q3 ’20: $847MQ4 ’20: $775MQ4 ’20Q1 ’21: $856MQ2 ’21: $904MQ2 ’21Q3 ’21: $1.3BQ4 ’21: $1.4BQ4 ’21Q1 ’22: $1.3BQ3 ’22: $85.5BQ3 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 53.3%ETP: 33.0%REIT: 5.5%Closed-End Fund: 2.9%Other: 2.4%Other: 2.9%
  • Common Stock · 53.3% · $413M
  • ETP · 33.0% · $255M
  • REIT · 5.5% · $43M
  • Closed-End Fund · 2.9% · $23M
  • Other · 2.4% · $19M
  • Other · 2.9% · $23M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q4 2020

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#IssuerClass% PortfolioValueShares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$85.5B755Sep 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B626May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B654Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B634Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$904M422Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$856M432May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$775M385Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$847M418Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$911M419Aug 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$952M869May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$667M521Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$573M494Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$651M488Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$577M495May 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$477M442Feb 19, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.