SEC 13F Intelligence

Managers / Q4 2018 · view latest →

B. Riley Wealth Management, Inc.

CIK 0001599892 · 40 S. MAIN STREET, SUITE 1800, MEMPHIS, TN, 38103 · 901-251-1367

Reported Value
$477M
Q4 2018
Positions
442
Filings on Record
15
2019–present window
Filed
Feb 19, 2019
original filing

Summary

B. Riley Wealth Management, Inc. reported $477M in U.S.-listed holdings across 442 positions for Q4 2018.

Its largest position, VUG, represents 4.1% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+25.6%
share of reported value
Largest Position
+4.1%
Vanguard Growth Etf

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $477MQ4 ’18Q1 ’19: $577MQ2 ’19: $651MQ2 ’19Q3 ’19: $573MQ4 ’19: $667MQ4 ’19Q1 ’20: $952MQ2 ’20: $911MQ2 ’20Q3 ’20: $847MQ4 ’20: $775MQ4 ’20Q1 ’21: $856MQ2 ’21: $904MQ2 ’21Q3 ’21: $1.3BQ4 ’21: $1.4BQ4 ’21Q1 ’22: $1.3Bfilingsflow.com

Portfolio Composition

By security type
ETP: 60.0%Common Stock: 33.0%Other: 3.0%Closed-End Fund: 1.9%REIT: 0.7%Other: 1.3%
  • ETP · 60.0% · $286M
  • Common Stock · 33.0% · $157M
  • Other · 3.0% · $14M
  • Closed-End Fund · 1.9% · $9M
  • REIT · 0.7% · $3M
  • Other · 1.3% · $6M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD SHORT TERM CORP BOND FD ETFNEW+361.2K361.2K+$28M$28M
VUGVANGUARD INDEX FDSNEW+149.1K149.1K+$20M$20M
VTVVANGUARD VALUE ETFNEW+204.2K204.2K+$20M$20M
PROSHARES TR PSHS CS 130/30NEW+171.1K171.1K+$10M$10M
VANGUARD INTERMEDIATE-TERM BONDNEW+124.3K124.3K+$10M$10M
PIMCO ETF TRNEW+96.8K96.8K+$10M$10M
AAPLAPPLE INCNEW+60.6K60.6K+$10M$10M
AMZNAMAZON.COM INCNEW+6.0K6.0K+$9M$9M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD GROWTH ETFhistory →ETF4.13%$20M146.5K
2VTVVANGUARD VALUE ETFhistory →ETF4.12%$20M200.7K
3VANGUARD SHORT TERM CORP BOND FD ETFETF3.78%$18M231.1K
4VANGUARD INDEX FDSCommon Stock2.96%$14M115.8K
5VANGUARD SCOTTSDALE FDSCommon Stock2.87%$14M173.2K
6PROSHARES TR PSHS CS 130/30ETF2.18%$10M171.1K
7VANGUARD INTERMEDIATE-TERM BONDETF2.12%$10M124.3K
8PIMCO ETF TRCommon Stock1.91%$9M91.0K
9WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUNDETF1.87%$9M397.9K
10AMZNAMAZON.COM INChistory →Stock1.84%$9M5.9K
11AAPLAPPLE INChistory →Stock1.69%$8M51.1K
12MSFTMICROSOFT CORPhistory →Common Stock1.45%$7M68.0K
13MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETFETF1.43%$7M215.0K
14ISHARES MSCI EAFE ETFETF1.40%$7M113.5K
15SPDR S&P 500 ETFETF1.25%$6M23.8K
16VANGUARD REIT INDEX ETFETF1.21%$6M77.6K
17SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETFETF1.18%$6M137.4K
18ISHARES MSCI EAFE GROWTH INDEX ETFETF1.06%$5M73.1K
19NDQPOWERSHARES QQQ TRhistory →ETF1.01%$5M31.3K
20SPDR DOW JONES INDUSTRIAL ETFETF1.01%$5M20.7K
21ISHARES S&P 500 INDEXETF0.94%$4M17.8K
22ISHARES RUSSELL MIDCAP GROWTH ETFETF0.91%$4M38.2K
23SUNSUSDSOLAR SR CAP LTDCommon Stock0.88%$4M277.4K
24GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTETF0.85%$4M44.6K
25ISHARES TR RUSSELL MIDCAP INDEX FDETF0.82%$4M84.2K
26VVISA INCStock0.81%$4M29.1K
27VANGUARD SMALL-CAP GROWTH INDEX FUNDETF0.78%$4M24.6K
28GOOGLGOOGLE INCStock0.76%$4M3.5K
29METAFACEBOOK INC CL AStock0.75%$4M27.3K
30BACVERIZON COMMUNICATIONSStock0.73%$3M61.5K
31VANGUARD FTSE DEVELOPED MARKETS ETFETF0.71%$3M91.4K
32JNJJOHNSON & JOHNSON COMStock0.70%$3M25.9K
33HONGBPHONEYWELL INTL INCStock0.68%$3M24.7K
34PIMCO ENHANCED SHORT MATURITY ETFETF0.66%$3M31.0K
35ISHARES TRUST RUSSELL 200 GROWTH INDEX FDETF0.65%$3M43.4K
36VANGUARD SMALL CAP ETFETF0.60%$3M21.6K
37ISHARES TRCommon Stock0.60%$3M61.1K
38CHVCHEVRON CORP NEWCommon Stock0.57%$3M25.1K
39WMTWALMART INC COMStock0.57%$3M29.1K
40PNNTPENNANTPARK INVT CORPCommon Stock0.56%$3M418.5K
41JPMORGAN ULTRA-SHORT INCOME ETFETF0.52%$2M49.8K
42INTCINTEL CORP COMStock0.52%$2M52.9K
43HDHOME DEPOTStock0.52%$2M14.3K
44CHVCHEVRON CORP NEW COMStock0.51%$2M22.2K
45BACBANK AMER CORP COMStock0.49%$2M95.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022Under review755Sep 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B626May 10, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B654Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B634Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$904M422Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$856M432May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$775M385Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$847M418Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$911M419Aug 17, 202013F-HRchanges · EDGAR ↗
Q1 2020$952M869May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$667M521Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$573M494Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$651M488Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$577M495May 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$477M442Feb 19, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.