SEC 13F Intelligence

ULTIMUS MANAGERS TR

CUSIP 90386K639

Ultimus Managers Tr has 13 institutional holders in Filings Flow’s 13F database, together reporting 1.72M shares worth $48M as of Q1 2026. The largest reported holders are Hbw Advisory Services LLC, Q3 Asset Management, and Secure Asset Management, LLC.

Institutional Holders
13
Q1 2026
Reported Value
$48M
Ticker
unmapped
private placement or foreign
Quarters Tracked
14

Ownership Trend

Institutional holders
Q4 ’22: 9Q4 ’22Q1 ’23: 9Q2 ’23: 10Q2 ’23Q3 ’23: 12Q4 ’23: 12Q4 ’23Q1 ’24: 10Q2 ’24: 13Q2 ’24Q3 ’24: 15Q4 ’24: 15Q4 ’24Q1 ’25: 13Q2 ’25: 10Q2 ’25Q3 ’25: 11Q4 ’25: 10Q4 ’25Q1 ’26: 13filingsflow.com
Total reported value
Q4 ’22: $46MQ4 ’22Q1 ’23: $54MQ2 ’23: $27MQ2 ’23Q3 ’23: $23MQ4 ’23: $66MQ4 ’23Q1 ’24: $72MQ2 ’24: $71MQ2 ’24Q3 ’24: $59MQ4 ’24: $47MQ4 ’24Q1 ’25: $38MQ2 ’25: $4MQ2 ’25Q3 ’25: $19MQ4 ’25: $14MQ4 ’25Q1 ’26: $48Mfilingsflow.com

Holders

··Mixed quarters
Manager% of PortfolioValueSharesQuarter
HBW ADVISORY SERVICES LLC$949M AUM2.27%$22M765.9KQ1 2026
Q3 Asset Management$412M AUM4.35%$18M638.8KQ1 2026
Secure Asset Management, LLC$632M AUM0.42%$3M94.3KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.00%$2M57.9KQ1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.02%$1M50.4KQ1 2026
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.07%$996,47235.5KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$865,44430.8KQ1 2026
GTS SECURITIES LLC$2.8B AUM0.02%$518,78718.5KQ1 2026
AE Wealth Management LLC$18.5B AUM0.00%$454,16216.2KQ1 2026
Discipline Wealth Solutions, LLC$950M AUM0.10%$386,51813.5KQ3 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$241,2768.6KQ1 2026
Orion Porfolio Solutions, LLC$11.7B AUM0.00%$235,3288.9KQ2 2025OLDER
Arete Wealth Advisors, LLC$1.3B AUM0.01%$206,0007.2KQ3 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$37,9661.4KQ1 2026
Allworth Financial LP$24.7B AUM0.00%$25,301901Q1 2026
UBS Group AG$666.3B AUM0.00%$15,979594Q4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$6,919242Q3 2025OLDER
MORGAN STANLEY$1.66T AUM0.00%$281Q1 2026
CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.