SEC 13F Intelligence

Managers / Q3 2024 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$332M
Q3 2024
Positions
249
Filings on Record
30
2019–present window
Filed
Oct 29, 2024
original filing

Summary

Roman Butler Fullerton & Co reported $332M in U.S.-listed holdings across 249 positions for Q3 2024.

Its largest position, NVDA, represents 5.4% of the portfolio.

Compared with Q2 2024, the fund opened 42 new positions and exited 19.

Portfolio Metrics

Turnover
+9.0%
vs prior filed quarter
Top-10 Concentration
+30.3%
share of reported value
Largest Position
+5.4%
Nvidia Corporation
New / Exited
42 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 62.5%ETP: 30.1%Closed-End Fund: 3.3%Other: 1.8%REIT: 1.6%Other: 0.7%
  • Common Stock · 62.5% · $208M
  • ETP · 30.1% · $100M
  • Closed-End Fund · 3.3% · $11M
  • Other · 1.8% · $6M
  • REIT · 1.6% · $5M
  • Other · 0.7% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HWMHOWMET AEROSPACE INCNEW+19.5K19.5K+$2M$2M
ISHARES TRNEW+18.4K18.4K+$2M$2M
MLB1MERCADOLIBRE INCNEW+901901+$2M$2M
SPDR DOW JONES INDL AVERAGENEW+4.0K4.0K+$2M$2M
ISHARES TRNEW+8.5K8.5K+$2M$2M
T7DTRANSDIGM GROUP INCNEW+1.2K1.2K+$2M$2M
CRSCARPENTER TECHNOLOGY CORPNEW+8.2K8.2K+$1M$1M
ISHARES TRNEW+10.4K10.4K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NVDANVIDIA CORPORATIONhistory →COM5.36%$18M135.3K
2ISHARES TRCORE S&P SCP ETF · PFD AND INCM SEC · RUS 1000 GRW ETF · S&P 500 GRWT ETF · CORE S&P500 ETF · U.S. REAL ES ETF5.08%$17M184.8K
3MSFTMICROSOFT CORPhistory →COM4.25%$14M33.7K
4AAPLAPPLE INChistory →COM4.02%$13M57.2K
5AMZNAMAZON COM INChistory →COM3.32%$11M58.7K
6SPDR S&P 500 ETF TRTR UNIT3.30%$11M18.9K
7LLYELI LILLY & COhistory →COM2.76%$9M10.0K
8GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.36%$8M47.2K
9MAMASTERCARD INCORPORATEDhistory →CL A2.15%$7M14.1K
10VANGUARD SPECIALIZED FUNDSDIV APP ETF1.81%$6M30.0K
11CITHE CIGNA GROUPhistory →COM1.69%$6M16.1K
12EOIEATON VANCE ENHANCED EQUITYCOM1.66%$6M266.4K
13WMTWALMART INChistory →COM1.62%$5M65.9K
14PROSHARES TRS&P 500 DV ARIST1.48%$5M46.0K
15FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF1.36%$5M48.9K
16PGPROCTER AND GAMBLE COhistory →COM1.34%$4M25.6K
17VUGVANGUARD INDEX FDShistory →GROWTH ETF1.33%$4M11.4K
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.24%$4M8.9K
19METAMETA PLATFORMS INChistory →CL A1.19%$4M6.7K
20HDHOME DEPOT INChistory →COM1.16%$4M9.3K
21SCHWAB STRATEGIC TRUS DIVIDEND EQ1.06%$4M123.4K
22GE AEROSPACECOM NEW0.97%$3M16.9K
23FTAI AVIATION LTDSHS0.95%$3M21.8K
24NFLXNETFLIX INCCOM0.86%$3M1.0K
25JPMJPMORGAN CHASE & CO.COM0.79%$3M11.8K
26COSTCOSTCO WHSL CORP NEWCOM0.79%$3M2.9K
27ANETEURARISTA NETWORKS INCCOM0.77%$3M6.5K
28ORCLORACLE CORPCOM0.77%$3M14.6K
29NOWSERVICENOW INCCOM0.71%$2M2.6K
30JNJJOHNSON & JOHNSONCOM0.63%$2M12.7K
31NDQINVESCO QQQ TRUNIT SER 10.62%$2M4.2K
32STRATEGY SHSDAY HAGAN NED0.62%$2M48.8K
33HWMHOWMET AEROSPACE INCCOM0.61%$2M19.5K
34EMEEMCOR GROUP INCCOM0.59%$2M4.4K
35MLB1MERCADOLIBRE INCCOM0.55%$2M901
36CATCATERPILLAR INCCOM0.54%$2M4.6K
37LOWLOWES COS INCCOM0.54%$2M6.4K
38PHPARKER-HANNIFIN CORPCOM0.54%$2M2.8K
39EATON VANCE TAX-MANAGED GLOBCOM0.54%$2M207.7K
40ADMAADMA BIOLOGICS INCCOM0.54%$2M107.6K
41ADBEADOBE INCCOM0.53%$2M3.4K
42FIXCOMFORT SYS USA INCCOM0.53%$2M4.2K
43SPDR DOW JONES INDL AVERAGEUT SER 10.52%$2M4.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.