SEC 13F Intelligence

Managers / Q3 2019 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$145M
Q3 2019
Positions
162
Filings on Record
30
2019–present window
Filed
Oct 15, 2019
original filing

Summary

Roman Butler Fullerton & Co reported $145M in U.S.-listed holdings across 162 positions for Q3 2019.

Its largest position, MA, represents 3.1% of the portfolio.

Compared with Q2 2019, the fund opened 18 new positions and exited 28.

Portfolio Metrics

Turnover
+9.8%
vs prior filed quarter
Top-10 Concentration
+25.5%
share of reported value
Largest Position
+3.1%
Mastercard Incorporated
New / Exited
18 / 28
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 66.1%ETP: 23.6%Closed-End Fund: 4.0%REIT: 2.7%Other: 2.1%Other: 1.4%
  • Common Stock · 66.1% · $96M
  • ETP · 23.6% · $34M
  • Closed-End Fund · 4.0% · $6M
  • REIT · 2.7% · $4M
  • Other · 2.1% · $3M
  • Other · 1.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IPHIINPHI CORPNEW+8.7K8.7K+$533,000$533,000
MPWRMONOLITHIC PWR SYS INCNEW+2.9K2.9K+$445,000$445,000
CMGCHIPOTLE MEXICAN GRILL INCNEW+498498+$419,000$419,000
JOHNSON CTLS INTL PLCNEW+9.4K9.4K+$415,000$415,000
EPAMEPAM SYS INCNEW+2.2K2.2K+$405,000$405,000
BPBP PLCNEW+10.3K10.3K+$390,000$390,000
SEDGSOLAREDGE TECHNOLOGIES INCNEW+4.6K4.6K+$382,000$382,000
KEYSKEYSIGHT TECHNOLOGIES INCNEW+3.8K3.8K+$371,000$371,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRS&P US PFD STK · S&P 500 GRWT ETF · MIN VOL USA ETF · CORE S&P500 ETF · RUS 1000 GRW ETF · SELECT DIVID ETF8.56%$12M167.6K
2MAMASTERCARD INCORPORATEDhistory →CL A3.12%$5M16.6K
3MSFTMICROSOFT CORPhistory →COM3.08%$4M32.0K
4AAPLAPPLE INChistory →COM2.92%$4M18.8K
5TAT&T INChistory →COM2.76%$4M2.5K
6BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.63%$4M18.3K
7PGPROCTER AND GAMBLE COhistory →COM2.42%$4M28.1K
8HDHOME DEPOT INChistory →COM2.02%$3M12.6K
9AMZNAMAZON COM INChistory →COM1.96%$3M1.7K
10SPDR DOW JONES INDL AVRG ETFUT SER 11.84%$3M9.9K
11ADBEADOBE INChistory →COM1.57%$2M8.2K
12DISDISNEY WALT COhistory →COM DISNEY1.55%$2M17.2K
13PFEPFIZER INChistory →COM1.53%$2M61.4K
14EOIEATON VANCE ENHANCED EQ INChistory →COM1.32%$2M126.3K
15FIDELITYCONSMR STAPLES1.11%$2M43.9K
16VANGUARD GROUPDIV APP ETF1.10%$2M13.3K
17MRKMERCK & CO INChistory →COM1.07%$2M18.3K
18JNJJOHNSON & JOHNSONhistory →COM1.05%$2M11.8K
19WMTWALMART INChistory →COM1.03%$1M12.5K
20METAFACEBOOK INChistory →CL A1.01%$1M8.2K
21INTCINTEL CORPCOM0.95%$1M26.8K
22CICIGNA CORP NEWCOM0.95%$1M9.1K
23PROSHARES TRS&P 500 DV ARIST0.92%$1M18.7K
24EATON VANCE TXMGD GL BUYWR OCOM0.86%$1M129.1K
25GOOGLALPHABET INCCAP STK CL A0.85%$1M1.0K
26INVESCO EXCHNG TRADED FD TRVAR RATE PFD0.84%$1M47.8K
27SCHWAB STRATEGIC TRUS BRD MKT ETF0.83%$1M16.9K
28FQIDIGITAL RLTY TR INCCOM0.81%$1M9.1K
29AEEAMEREN CORPCOM0.81%$1M14.7K
30INVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV0.80%$1M18.5K
31JPMJPMORGAN CHASE & COCOM0.78%$1M9.5K
32CVSCVS HEALTH CORPCOM0.77%$1M17.6K
33KMIKINDER MORGAN INC DELCOM0.76%$1M53.6K
34CINFCINCINNATI FINL CORPCOM0.75%$1M9.3K
35ORCLORACLE CORPCOM0.75%$1M19.7K
36PEPPEPSICO INCCOM0.74%$1M7.8K
37AMGNAMGEN INCCOM0.74%$1M5.5K
38BACVERIZON COMMUNICATIONS INCCOM0.73%$1M17.4K
39NDAQNASDAQ INCCOM0.69%$1M10.1K
40WBAWALGREENS BOOTS ALLIANCE INCCOM0.69%$992,00017.9K
41ABTABBOTT LABSCOM0.67%$976,00011.7K
42DGDOLLAR GEN CORP NEWCOM0.67%$968,0006.1K
43BABOEING COCOM0.66%$951,0002.5K
44LOWLOWES COS INCCOM0.65%$934,0008.5K
45CSCOCISCO SYS INCCOM0.64%$925,00018.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.