SEC 13F Intelligence

Managers / Q1 2024 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$267M
Q1 2024
Positions
211
Filings on Record
30
2019–present window
Filed
Apr 29, 2024
original filing

Summary

Roman Butler Fullerton & Co reported $267M in U.S.-listed holdings across 211 positions for Q1 2024.

Its largest position, MSFT, represents 4.8% of the portfolio.

Compared with Q4 2023, the fund opened 18 new positions and exited 14.

Portfolio Metrics

Turnover
+7.6%
vs prior filed quarter
Top-10 Concentration
+31.0%
share of reported value
Largest Position
+4.8%
Microsoft
New / Exited
18 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 62.8%ETP: 31.0%Closed-End Fund: 3.3%REIT: 1.3%Other: 1.0%Other: 0.6%
  • Common Stock · 62.8% · $167M
  • ETP · 31.0% · $83M
  • Closed-End Fund · 3.3% · $9M
  • REIT · 1.3% · $3M
  • Other · 1.0% · $3M
  • Other · 0.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+22.5K22.5K+$2M$2M
FIXCOMFORT SYS USA INCNEW+5.5K5.5K+$2M$2M
EMEEMCOR GROUP INCNEW+4.7K4.7K+$2M$2M
VRTVERTIV HOLDINGS CONEW+17.8K17.8K+$1M$1M
MDYSPDR S&P MIDCAP 400 ETF TRNEW+1.8K1.8K+$966,407$966,407
SPDR SER TRNEW+5.9K5.9K+$552,927$552,927
ISHARES INCNEW+9.3K9.3K+$385,357$385,357
ISHARES TRNEW+13.9K13.9K+$379,771$379,771

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

42 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P SCP ETF · PFD AND INCM SEC · CORE S&P500 ETF · S&P MC 400GR ETF · ISHARES SEMICDTR · S&P 500 GRWT ETF · MSCI USA MIN VOL5.54%$15M197.1K
2MSFTMICROSOFT CORPhistory →COM4.83%$13M32.1K
3AMZNAMAZON COM INChistory →COM3.98%$11M59.9K
4SPDR S&P 500 ETF TRTR UNIT3.92%$10M20.9K
5NVDANVIDIA CORPORATIONhistory →COM3.64%$10M12.2K
6AAPLAPPLE INChistory →COM3.49%$9M56.1K
7MAMASTERCARD INCORPORATEDhistory →CL A3.00%$8M17.5K
8LLYELI LILLY & COhistory →COM2.70%$7M9.8K
9GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.69%$7M45.6K
10VANGUARD SPECIALIZED FUNDSDIV APP ETF1.95%$5M29.6K
11METAMETA PLATFORMS INChistory →CL A1.81%$5M10.0K
12EOIEATON VANCE ENHANCED EQUITYCOM1.74%$5M252.7K
13CITHE CIGNA GROUPhistory →COM1.68%$4M12.7K
14PROSHARES TRS&P 500 DV ARIST1.64%$4M44.9K
15FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF1.53%$4M49.7K
16PGPROCTER AND GAMBLE COhistory →COM1.53%$4M25.4K
17WMTWALMART INChistory →COM1.46%$4M65.0K
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.39%$4M9.1K
19VUGVANGUARD INDEX FDShistory →GROWTH ETF1.31%$3M10.7K
20NDQINVESCO QQQ TRhistory →UNIT SER 11.24%$3M7.9K
21HDHOME DEPOT INChistory →COM1.18%$3M9.4K
22SCHWAB STRATEGIC TRUS DIVIDEND EQ0.99%$3M34.4K
23SMCIUSDSUPER MICRO COMPUTER INCCOM0.91%$2M3.4K
24JPMJPMORGAN CHASE & COCOM0.83%$2M11.6K
25CRMSALESFORCE INCCOM0.81%$2M7.9K
26COSTCOSTCO WHSL CORP NEWCOM0.76%$2M2.8K
27FTAI AVIATION LTDSHS0.76%$2M28.6K
28JNJJOHNSON & JOHNSONCOM0.71%$2M12.8K
29STRATEGY SHSDAY HAGAN NED0.71%$2M51.6K
30PANWPALO ALTO NETWORKS INCCOM0.67%$2M6.4K
31CRWDCROWDSTRIKE HLDGS INCCL A0.66%$2M6.1K
32ORCLORACLE CORPCOM0.62%$2M14.5K
33PHPARKER-HANNIFIN CORPCOM0.62%$2M3.1K
34FIXCOMFORT SYS USA INCCOM0.61%$2M5.5K
35LOWLOWES COS INCCOM0.59%$2M6.8K
36EATON VANCE TAX-MANAGED GLOBCOM0.59%$2M202.6K
37EMEEMCOR GROUP INCCOM0.59%$2M4.7K
38ANETEURARISTA NETWORKS INCCOM0.58%$2M6.4K
39CATCATERPILLAR INCCOM0.58%$2M4.3K
40NOWSERVICENOW INCCOM0.57%$2M2.1K
41MRKMERCK & CO INCCOM0.53%$1M11.2K
42SELECT SECTOR SPDR TRSBI HEALTHCARE0.53%$1M10.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.