SEC 13F Intelligence

Managers / Q4 2021 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$226M
Q4 2021
Positions
178
Filings on Record
30
2019–present window
Filed
Jan 24, 2022
original filing

Summary

Roman Butler Fullerton & Co reported $226M in U.S.-listed holdings across 178 positions for Q4 2021.

Its largest position, PFF, represents 7.9% of the portfolio.

Compared with Q3 2021, the fund opened 7 new positions and exited 14.

Portfolio Metrics

Turnover
+6.1%
vs prior filed quarter
Top-10 Concentration
+35.4%
share of reported value
Largest Position
+7.9%
Ishares Tr
New / Exited
7 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 70.7%ETP: 21.3%Closed-End Fund: 4.0%REIT: 1.8%Other: 1.2%Other: 1.0%
  • Common Stock · 70.7% · $160M
  • ETP · 21.3% · $48M
  • Closed-End Fund · 4.0% · $9M
  • REIT · 1.8% · $4M
  • Other · 1.2% · $3M
  • Other · 1.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
UPSUNITED PARCEL SERVICE INCNEW+5.2K5.2K+$1M$1M
ACLSAXCELIS TECHNOLOGIES INCNEW+4.0K4.0K+$296,000$296,000
SIMOSILICON MOTION TECHNOLOGY CONEW+2.7K2.7K+$258,000$258,000
SHYISHARES TRNEW+3.0K3.0K+$254,000$254,000
AVGOBROADCOM INCNEW+349349+$232,000$232,000
VTYVERINT SYS INCNEW+4.1K4.1K+$217,000$217,000
IMCBISHARES TRNEW+2.8K2.8K+$202,000$202,000
FFORD MTR CO DELADDED+121.1K167.3K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

148 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFFISHARES TRS&P US PFD STK · CORE S&P500 ETF · MIN VOL USA ETF · CORE DIV GRWTH · MRNGSTR LG-CP GR · RUS 1000 GRW ETF · SELECT DIVID ETF · S&P 500 GRWT ETF · GRWT ALLOCAT ETF · CORE S&P SCP ETF · MODERT ALLOC ETF · U.S. TECH ETF · CORE HIGH DV ETF · RUS MD CP GR ETF · RUSSELL 2000 ETF · 1 3 YR TREAS BD · CORE S&P MCP ETF · SP SMCP600VL ETF · MRGSTR MD CP ETF7.90%$18M254.8K
2MSFTMICROSOFT CORPhistory →COM5.49%$12M36.9K
3AAPLAPPLE INChistory →COM5.07%$11M64.6K
4NVDANVIDIA CORPhistory →COM2.85%$6M21.9K
5GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.84%$6M2.2K
6MAMASTERCARD INCORPORATEDhistory →CL A2.81%$6M17.7K
7VUGVANGUARD INDEX FDSGROWTH ETF · MCAP GR IDXVIP · TOTAL STK MKT · REAL ESTATE ETF2.26%$5M19.9K
8AMZNAMAZON COM INChistory →COM2.18%$5M1.5K
9PGPROCTER AND GAMBLE COhistory →COM2.04%$5M28.3K
10FTCSFIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF · DJ INTERNT IDX1.97%$4M50.7K
11VIGVANGUARD GROUPhistory →DIV APP ETF1.97%$4M25.9K
12FENYFIDELITYMSCI ENERGY IDX · MSCI HLTH CARE I · MSCI FINLS IDX · CONSMR STAPLES1.96%$4M144.9K
13HDHOME DEPOT INChistory →COM1.79%$4M9.8K
14METAFACEBOOK INChistory →CL A1.59%$4M10.7K
15FFORD MTR CO DELhistory →COM PAR $0.011.53%$3M167.3K
16ADBEADOBE INChistory →COM1.44%$3M5.7K
17BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.35%$3M10.3K
18PFEPFIZER INChistory →COM1.34%$3M51.5K
19NOBLPROSHARES TRhistory →S&P 500 DV ARIST1.34%$3M30.8K
20EOIEATON VANCE ENHANCED EQ INChistory →COM1.33%$3M149.1K
21PANWPALO ALTO NETWORKS INChistory →COM1.21%$3M4.9K
22FTNTFORTINET INChistory →COM1.16%$3M7.3K
23ASMLFASML HOLDING N Vhistory →N Y REGISTRY SHS1.09%$2M3.1K
24DISDISNEY WALT COhistory →COM DISNEY1.06%$2M15.5K
25NOWSERVICENOW INCCOM1.00%$2M3.5K
26EPAMEPAM SYS INCCOM0.94%$2M3.2K
27ATLASSIAN CORP PLCCL A0.93%$2M5.5K
28WMTWALMART INCCOM0.90%$2M14.1K
29JNJJOHNSON & JOHNSONCOM0.89%$2M11.8K
30XLVSELECT SECTOR SPDR TRSBI HEALTHCARE · SBI INT-FINL0.88%$2M20.4K
31NDAQNASDAQ INCCOM0.87%$2M9.3K
32AMDADVANCED MICRO DEVICES INCCOM0.87%$2M13.6K
33GLOBGLOBANT S ACOM0.85%$2M6.1K
34LOWLOWES COS INCCOM0.84%$2M7.4K
35PYPLPAYPAL HLDGS INCCOM0.82%$2M9.8K
36IGRCBRE CLARION GLOBAL REAL ESTCOM0.81%$2M187.0K
37CRMSALESFORCE COM INCCOM0.80%$2M7.1K
38ETWEATON VANCE TXMGD GL BUYWR OCOM0.80%$2M161.7K
39ABTABBOTT LABSCOM0.76%$2M12.2K
40JPMJPMORGAN CHASE & COCOM0.75%$2M10.7K
41ISRGINTUITIVE SURGICAL INCCOM NEW0.74%$2M4.7K
42PKWINVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV · S&P500 EQL WGT0.74%$2M15.6K
43DLRDIGITAL RLTY TR INCCOM0.68%$2M8.7K
44CVSCVS HEALTH CORPCOM0.67%$2M14.6K
45QQQINVESCO QQQ TRUNIT SER 10.66%$1M3.7K
46VRPINVESCO EXCHNG TRADED FD TRVAR RATE PFD · S&P500 LOW VOL0.65%$1M45.7K
47ORCLORACLE CORPCOM0.64%$1M16.6K
48TGTTARGET CORPCOM0.61%$1M6.0K
49AEEAMEREN CORPCOM0.61%$1M15.5K
50PHPARKER HANNIFIN CORPCOM0.60%$1M4.3K
51DGDOLLAR GEN CORP NEWCOM0.58%$1M5.6K
52BMYBRISTOL MYERS SQUIBB COCOM0.57%$1M20.8K
53EOSEATON VANCE ENH EQTY INC FDCOM0.55%$1M50.6K
54BACBANK AMER CORPCOM0.54%$1M27.7K
55PEPPEPSICO INCCOM0.52%$1M6.7K
56VZVERIZON COMMUNICATIONS INCCOM0.51%$1M22.1K
57IRMIRON MTN INC NEWCOM0.51%$1M22.0K
58UPSUNITED PARCEL SERVICE INCCL B0.49%$1M5.2K
59COSTCOSTCO WHSL CORP NEWCOM0.49%$1M1.9K
60CSCOCISCO SYS INCCOM0.47%$1M16.8K
61ADPAUTOMATIC DATA PROCESSING INCOM0.45%$1M4.2K
62INTCINTEL CORPCOM0.44%$1M19.5K
63EMREMERSON ELEC COCOM0.41%$936,00010.1K
64MCDMCDONALDS CORPCOM0.41%$929,0003.5K
65FCXFREEPORT-MCMORAN INCCL B0.41%$925,00022.2K
66LLYLILLY ELI & COCOM0.41%$917,0003.3K
67STMSTMICROELECTRONICS N VNY REGISTRY0.39%$881,00018.0K
68MRKMERCK & CO INCCOM0.38%$869,00011.3K
69CNCCENTENE CORP DELCOM0.38%$855,00010.4K
70FDXFEDEX CORPCOM0.35%$792,0003.1K
71CTASCINTAS CORPCOM0.35%$786,0001.8K
72TAT&T INCCOM0.34%$769,00031.3K
73CATCATERPILLAR INC DELCOM0.33%$755,0003.7K
74VLOVALERO ENERGY CORP NEWCOM0.33%$749,00010.0K
75VPUVANGUARD WORLD FDSUTILITIES ETF · INF TECH ETF0.31%$709,0003.2K
76RSGREPUBLIC SVCS INCCOM0.31%$707,0005.1K
77BUDANHEUSER BUSCH INBEV SA/NVSPONSORED ADR0.31%$693,00011.5K
78WBAWALGREENS BOOTS ALLIANCE INCCOM0.31%$692,00013.3K
79UNILEVER PLCSPON ADR NEW0.30%$689,00012.8K
80PFXFVANECK VECTORS ETF TRPFD SECS EX FINL0.30%$678,00031.0K
81PAYXPAYCHEX INCCOM0.30%$675,0004.9K
82IBMINTERNATIONAL BUSINESS MACHSCOM0.29%$654,0004.9K
83KMIKINDER MORGAN INC DELCOM0.28%$644,00040.6K
84GMGENERAL MTRS COCOM0.28%$638,00010.9K
85KRKROGER COCOM0.28%$630,00013.9K
86SRSPIRE INCCOM0.27%$616,0009.5K
87NFLXNETFLIX INCCOM0.27%$611,0001.0K
88XYZSQUARE INCCL A0.27%$607,0003.8K
89KOCOCA COLA COCOM0.26%$580,0009.8K
90VVISA INCCOM CL A0.25%$574,0002.6K
91ABBVABBVIE INCCOM0.25%$559,0004.1K
92CICIGNA CORP NEWCOM0.24%$553,0002.4K
93DEODIAGEO P L CSPON ADR NEW0.23%$527,0002.4K
94HONHONEYWELL INTL INCCOM0.21%$485,0002.3K
95SYYSYSCO CORPCOM0.21%$477,0006.1K
96UNHUNITEDHEALTH GROUP INCCOM0.21%$475,000945
97NHINATIONAL HEALTH INVS INCCOM0.20%$458,0008.0K
98AMGNAMGEN INCCOM0.20%$458,0002.0K
99QCOMQUALCOMM INCCOM0.20%$453,0002.5K
100PSECPROSPECT CAPITAL CORPORATIONCOM0.20%$448,00053.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.