SEC 13F Intelligence

Managers / Q4 2023 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$257M
Q4 2023
Positions
207
Filings on Record
30
2019–present window
Filed
Jan 31, 2024
original filing

Summary

Roman Butler Fullerton & Co reported $257M in U.S.-listed holdings across 207 positions for Q4 2023.

Its largest position, MSFT, represents 5.0% of the portfolio.

Compared with Q3 2023, the fund opened 38 new positions and exited 12.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+30.5%
share of reported value
Largest Position
+5.0%
Microsoft
New / Exited
38 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 63.5%ETP: 30.2%Closed-End Fund: 3.4%REIT: 1.5%Other: 0.9%Other: 0.6%
  • Common Stock · 63.5% · $163M
  • ETP · 30.2% · $78M
  • Closed-End Fund · 3.4% · $9M
  • REIT · 1.5% · $4M
  • Other · 0.9% · $2M
  • Other · 0.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CRWDCROWDSTRIKE HLDGS INCNEW+6.8K6.8K+$2M$2M
NOWSERVICENOW INCNEW+2.1K2.1K+$2M$2M
ELFE L F BEAUTY INCNEW+8.2K8.2K+$1M$1M
NBIXNEUROCRINE BIOSCIENCES INCNEW+8.8K8.8K+$1M$1M
SPDR DOW JONES INDL AVERAGENEW+2.3K2.3K+$890,988$890,988
SAVEEURSPIRIT AIRLS INCNEW+139.9K139.9K+$874,226$874,226
ISHARES TRNEW+4.9K4.9K+$862,846$862,846
SPDR SER TRNEW+11.3K11.3K+$648,204$648,204

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

43 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRPFD AND INCM SEC · CORE S&P SCP ETF · ISHARES SEMICDTR · CORE S&P500 ETF · MSCI USA MIN VOL · S&P 500 GRWT ETF5.20%$13M178.5K
2MSFTMICROSOFT CORPhistory →COM5.03%$13M32.0K
3AAPLAPPLE INChistory →COM4.32%$11M57.7K
4SPDR S&P 500 ETF TRTR UNIT3.98%$10M21.0K
5AMZNAMAZON COM INChistory →COM3.64%$9M58.7K
6MAMASTERCARD INCORPORATEDhistory →CL A2.96%$8M17.3K
7NVDANVIDIA CORPORATIONhistory →COM2.93%$8M12.3K
8GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.68%$7M45.0K
9LLYELI LILLY & COhistory →COM2.44%$6M9.8K
10VANGUARD SPECIALIZED FUNDSDIV APP ETF1.94%$5M28.8K
11EOIEATON VANCE ENHANCED EQUITYCOM1.73%$4M251.4K
12PGPROCTER AND GAMBLE COhistory →COM1.61%$4M26.5K
13FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF1.61%$4M51.0K
14PROSHARES TRS&P 500 DV ARIST1.60%$4M43.4K
15BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.38%$4M9.2K
16METAMETA PLATFORMS INChistory →CL A1.33%$3M8.6K
17VUGVANGUARD INDEX FDShistory →GROWTH ETF1.30%$3M10.4K
18WMTWALMART INChistory →COM1.30%$3M20.3K
19HDHOME DEPOT INChistory →COM1.29%$3M9.4K
20PANWPALO ALTO NETWORKS INChistory →COM1.28%$3M9.6K
21NDQINVESCO QQQ TRhistory →UNIT SER 11.25%$3M7.6K
22ADBEADOBE INChistory →COM1.10%$3M4.6K
23CITHE CIGNA GROUPhistory →COM1.08%$3M9.3K
24SCHWAB STRATEGIC TRUS DIVIDEND EQ0.95%$2M31.6K
25CRMSALESFORCE INCCOM0.86%$2M7.9K
26ANETEURARISTA NETWORKS INCCOM0.86%$2M8.3K
27PFEPFIZER INCCOM0.84%$2M78.7K
28JNJJOHNSON & JOHNSONCOM0.80%$2M12.8K
29JPMJPMORGAN CHASE & COCOM0.78%$2M11.7K
30CRWDCROWDSTRIKE HLDGS INCCL A0.76%$2M6.8K
31STRATEGY SHSDAY HAGAN NED0.73%$2M51.9K
32ORCLORACLE CORPCOM0.66%$2M14.7K
33NOWSERVICENOW INCCOM0.62%$2M2.1K
34LOWLOWES COS INCCOM0.62%$2M7.5K
35SELECT SECTOR SPDR TRSBI HEALTHCARE0.62%$2M11.5K
36PHPARKER-HANNIFIN CORPCOM0.61%$2M3.3K
37EATON VANCE TAX-MANAGED GLOBCOM0.60%$2M198.3K
38DDOGDATADOG INCCL A COM0.56%$1M11.7K
39SMCIUSDSUPER MICRO COMPUTER INCCOM0.56%$1M3.0K
40FTAI AVIATION LTDSHS0.55%$1M26.8K
41NDAQNASDAQ INCCOM0.54%$1M23.8K
42MRKMERCK & CO INCCOM0.54%$1M11.4K
43IGRCBRE GBL REAL ESTATE INC FDCOM0.53%$1M257.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.