Managers / Q3 2020 · view latest →
ROMAN BUTLER FULLERTON & CO
CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652
Reported Value
$153M
Q3 2020
Positions
153
Filings on Record
30
2019–present window
Filed
Oct 15, 2020
original filing
Summary
Roman Butler Fullerton & Co reported $153M in U.S.-listed holdings across 153 positions for Q3 2020.
Its largest position, PFF, represents 9.3% of the portfolio.
Compared with Q2 2020, the fund opened 14 new positions and exited 9.
Portfolio Metrics
Turnover
+6.3%
vs prior filed quarter
Top-10 Concentration
+35.3%
share of reported value
Largest Position
+9.3%
Ishares Tr
New / Exited
14 / 9
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 70.4% · $108M
- ETP · 21.2% · $32M
- Closed-End Fund · 3.8% · $6M
- REIT · 1.9% · $3M
- ADR · 1.4% · $2M
- Other · 1.3% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| FDXFEDEX CORP | NEW | +4.8K | 4.8K | +$1M | $1M |
| BABAALIBABA GROUP HLDG LTD | NEW | +2.8K | 2.8K | +$830,000 | $830,000 |
| UPSUNITED PARCEL SERVICE INC | NEW | +3.1K | 3.1K | +$515,000 | $515,000 |
| VEEVVEEVA SYS INC | NEW | +1.5K | 1.5K | +$418,000 | $418,000 |
| MMM3M CO | NEW | +2.2K | 2.2K | +$355,000 | $355,000 |
| JDJD COM INC | NEW | +4.0K | 4.0K | +$308,000 | $308,000 |
| CINFCINCINNATI FINL CORP | NEW | +3.9K | 3.9K | +$302,000 | $302,000 |
| ITWILLINOIS TOOL WKS INC | NEW | +1.3K | 1.3K | +$260,000 | $260,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2020
131 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | PFFISHARES TR | S&P US PFD STK · CORE S&P500 ETF · MIN VOL USA ETF · MRNGSTR LG-CP GR · MODERT ALLOC ETF · CORE DIV GRWTH · RUS 1000 GRW ETF · SELECT DIVID ETF · S&P 500 GRWT ETF · GRWT ALLOCAT ETF · U.S. TECH ETF · CORE HIGH DV ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · RUS MD CP GR ETF · RUS MDCP VAL ETF | 9.32% | $14M | 242.8K |
| 2 | MSFTMICROSOFT CORPhistory → | COM | 4.47% | $7M | 32.5K |
| 3 | AAPLAPPLE INChistory → | COM | 4.45% | $7M | 58.7K |
| 4 | AMZNAMAZON COM INChistory → | COM | 3.35% | $5M | 1.6K |
| 5 | MAMASTERCARD INCORPORATEDhistory → | CL A | 2.96% | $5M | 13.4K |
| 6 | PGPROCTER AND GAMBLE COhistory → | COM | 2.60% | $4M | 28.6K |
| 7 | FTCSFIRST TR EXCHANGE TRADED FD | CAP STRENGTH ETF · DJ INTERNT IDX | 2.12% | $3M | 49.0K |
| 8 | VUGVANGUARD INDEX FDS | GROWTH ETF · MCAP GR IDXVIP · TOTAL STK MKT | 2.07% | $3M | 15.4K |
| 9 | ADBEADOBE INChistory → | COM | 2.04% | $3M | 6.4K |
| 10 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 1.93% | $3M | 2.0K |
| 11 | NVDANVIDIA CORPhistory → | COM | 1.87% | $3M | 5.3K |
| 12 | VIGVANGUARD GROUPhistory → | DIV APP ETF | 1.80% | $3M | 21.4K |
| 13 | TAT&T INChistory → | COM | 1.74% | $3M | 93.5K |
| 14 | HDHOME DEPOT INChistory → | COM | 1.64% | $3M | 9.0K |
| 15 | METAFACEBOOK INChistory → | CL A | 1.56% | $2M | 9.1K |
| 16 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 1.43% | $2M | 10.3K |
| 17 | EOIEATON VANCE ENHANCED EQ INChistory → | COM | 1.39% | $2M | 145.0K |
| 18 | DISDISNEY WALT COhistory → | COM DISNEY | 1.39% | $2M | 17.1K |
| 19 | INTCINTEL CORPhistory → | COM | 1.35% | $2M | 40.0K |
| 20 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.32% | $2M | 7.3K |
| 21 | PFEPFIZER INChistory → | COM | 1.27% | $2M | 52.7K |
| 22 | WMTWALMART INChistory → | COM | 1.17% | $2M | 12.8K |
| 23 | NOBLPROSHARES TRhistory → | S&P 500 DV ARIST | 1.15% | $2M | 24.4K |
| 24 | JNJJOHNSON & JOHNSONhistory → | COM | 1.14% | $2M | 11.7K |
| 25 | NOWSERVICENOW INChistory → | COM | 1.02% | $2M | 3.2K |
| 26 | VZVERIZON COMMUNICATIONS INChistory → | COM | 1.02% | $2M | 26.1K |
| 27 | CRMSALESFORCE COM INC | COM | 0.97% | $1M | 5.9K |
| 28 | NFLXNETFLIX INC | COM | 0.96% | $1M | 2.9K |
| 29 | VRPINVESCO EXCHNG TRADED FD TR | VAR RATE PFD · S&P500 LOW VOL | 0.86% | $1M | 45.5K |
| 30 | ABTABBOTT LABS | COM | 0.86% | $1M | 12.1K |
| 31 | CICIGNA CORP NEW | COM | 0.85% | $1M | 7.7K |
| 32 | BACBANK AMER CORP | 7.25%CNV PFD L · COM | 0.85% | $1M | 22.3K |
| 33 | DLRDIGITAL RLTY TR INC | COM | 0.84% | $1M | 8.7K |
| 34 | MRKMERCK & CO INC | COM | 0.82% | $1M | 15.1K |
| 35 | PYPLPAYPAL HLDGS INC | COM | 0.81% | $1M | 6.3K |
| 36 | XLVSELECT SECTOR SPDR TR | SBI HEALTHCARE | 0.80% | $1M | 11.6K |
| 37 | FDXFEDEX CORP | COM | 0.78% | $1M | 4.8K |
| 38 | LOWLOWES COS INC | COM | 0.78% | $1M | 7.2K |
| 39 | NDAQNASDAQ INC | COM | 0.77% | $1M | 9.6K |
| 40 | AEEAMEREN CORP | COM | 0.77% | $1M | 14.9K |
| 41 | DGDOLLAR GEN CORP NEW | COM | 0.77% | $1M | 5.6K |
| 42 | PEPPEPSICO INC | COM | 0.77% | $1M | 8.5K |
| 43 | ETWEATON VANCE TXMGD GL BUYWR O | COM | 0.75% | $1M | 134.6K |
| 44 | FSTAFIDELITY | CONSMR STAPLES · MSCI HLTH CARE I | 0.72% | $1M | 25.2K |
| 45 | VRTXVERTEX PHARMACEUTICALS INC | COM | 0.71% | $1M | 4.0K |
| 46 | BMYBRISTOL MYERS SQUIBB CO | COM | 0.69% | $1M | 17.5K |
| 47 | JPMJPMORGAN CHASE & CO | COM | 0.68% | $1M | 10.8K |
| 48 | ORCLORACLE CORP | COM | 0.68% | $1M | 17.3K |
| 49 | ATLASSIAN CORP PLC | CL A | 0.67% | $1M | 5.7K |
| 50 | TGTTARGET CORP | COM | 0.62% | $950,000 | 6.0K |
| 51 | PHPARKER HANNIFIN CORP | COM | 0.62% | $941,000 | 4.7K |
| 52 | PKWINVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 0.56% | $855,000 | 14.2K |
| 53 | AMDADVANCED MICRO DEVICES INC | COM | 0.55% | $841,000 | 10.3K |
| 54 | BABAALIBABA GROUP HLDG LTD | SPONSORED ADS | 0.54% | $830,000 | 2.8K |
| 55 | IGRCBRE CLARION GLOBAL REAL EST | COM | 0.54% | $823,000 | 137.6K |
| 56 | EOSEATON VANCE ENH EQTY INC FD | COM | 0.53% | $803,000 | 43.5K |
| 57 | ADSKAUTODESK INC | COM | 0.52% | $788,000 | 3.4K |
| 58 | CTASCINTAS CORP | COM | 0.51% | $785,000 | 2.4K |
| 59 | REGNREGENERON PHARMACEUTICALS | COM | 0.51% | $784,000 | 1.4K |
| 60 | MCDMCDONALDS CORP | COM | 0.51% | $776,000 | 3.5K |
| 61 | CVSCVS HEALTH CORP | COM | 0.51% | $773,000 | 13.2K |
| 62 | CSCOCISCO SYS INC | COM | 0.49% | $746,000 | 18.9K |
| 63 | ASMLFASML HOLDING N V | N Y REGISTRY SHS | 0.48% | $734,000 | 2.0K |
| 64 | EMREMERSON ELEC CO | COM | 0.45% | $693,000 | 10.6K |
| 65 | BUDANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 0.44% | $674,000 | 12.5K |
| 66 | UNILEVER PLC | SPON ADR NEW | 0.44% | $668,000 | 10.8K |
| 67 | XYZSQUARE INC | CL A | 0.43% | $651,000 | 4.0K |
| 68 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.42% | $646,000 | 4.6K |
| 69 | KMIKINDER MORGAN INC DEL | COM | 0.40% | $613,000 | 49.7K |
| 70 | CATCATERPILLAR INC DEL | COM | 0.39% | $600,000 | 4.0K |
| 71 | GLOBGLOBANT S A | COM | 0.39% | $595,000 | 3.3K |
| 72 | WBAWALGREENS BOOTS ALLIANCE INC | COM | 0.39% | $593,000 | 16.5K |
| 73 | SRSPIRE INC | COM | 0.38% | $581,000 | 10.9K |
| 74 | SYYSYSCO CORP | COM | 0.36% | $547,000 | 8.8K |
| 75 | EPAMEPAM SYS INC | COM | 0.35% | $540,000 | 1.7K |
| 76 | IRMIRON MTN INC NEW | COM | 0.34% | $527,000 | 19.7K |
| 77 | KOCOCA COLA CO | COM | 0.34% | $519,000 | 10.5K |
| 78 | UPSUNITED PARCEL SERVICE INC | CL B | 0.34% | $515,000 | 3.1K |
| 79 | AMGNAMGEN INC | COM | 0.33% | $502,000 | 2.0K |
| 80 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.33% | $502,000 | 4.1K |
| 81 | PAYXPAYCHEX INC | COM | 0.30% | $462,000 | 5.8K |
| 82 | PFXFVANECK VECTORS ETF TR | PFD SECS EX FINL | 0.30% | $453,000 | 23.6K |
| 83 | RSGREPUBLIC SVCS INC | COM | 0.29% | $444,000 | 4.8K |
| 84 | VLOVALERO ENERGY CORP NEW | COM | 0.29% | $436,000 | 10.1K |
| 85 | VEEVVEEVA SYS INC | CL A COM | 0.27% | $418,000 | 1.5K |
| 86 | SEDGSOLAREDGE TECHNOLOGIES INC | COM | 0.27% | $409,000 | 1.7K |
| 87 | CNCCENTENE CORP DEL | COM | 0.26% | $400,000 | 6.9K |
| 88 | LLYLILLY ELI & CO | COM | 0.26% | $395,000 | 2.7K |
| 89 | VVISA INC | COM CL A | 0.25% | $388,000 | 1.9K |
| 90 | KMBKIMBERLY CLARK CORP | COM | 0.25% | $383,000 | 2.6K |
| 91 | NHINATIONAL HEALTH INVS INC | COM | 0.24% | $374,000 | 6.2K |
| 92 | ABBVABBVIE INC | COM | 0.24% | $374,000 | 4.3K |
| 93 | NUVNUVEEN MUN VALUE FD INC | COM | 0.24% | $371,000 | 34.8K |
| 94 | MMM3M CO | COM | 0.23% | $355,000 | 2.2K |
| 95 | VTRVENTAS INC | COM | 0.23% | $351,000 | 8.4K |
| 96 | TMUST MOBILE US INC | COM | 0.23% | $350,000 | 3.1K |
| 97 | KRKROGER CO | COM | 0.22% | $338,000 | 10.0K |
| 98 | GILDGILEAD SCIENCES INC | COM | 0.22% | $333,000 | 5.3K |
| 99 | GMGENERAL MTRS CO | COM | 0.21% | $323,000 | 10.9K |
| 100 | DEODIAGEO P L C | SPON ADR NEW | 0.21% | $320,000 | 2.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $364M | 267 | Apr 30, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $381M | 264 | Jan 26, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $373M | 256 | Nov 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $339M | 242 | Jul 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $258M | 221 | Apr 21, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $315M | 229 | Jan 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $332M | 249 | Oct 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $309M | 226 | Jul 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $267M | 211 | Apr 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $257M | 207 | Jan 31, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $212M | 181 | Oct 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $218M | 187 | Jul 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $201M | 189 | Apr 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $193M | 190 | Jan 23, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $157M | 169 | Oct 17, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $180M | 175 | Jul 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $216M | 193 | May 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $226M | 178 | Jan 24, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $214M | 185 | Nov 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $205M | 183 | Jul 29, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $200M | 193 | Apr 22, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $169M | 170 | Feb 1, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $153M | 153 | Oct 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $140M | 148 | Jul 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $113M | 133 | Apr 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $152M | 161 | Jan 27, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $145M | 162 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $149M | 172 | Jul 22, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $143M | 173 | Apr 24, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $118M | 159 | Feb 4, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.