Managers / Q3 2023 · view latest →
ROMAN BUTLER FULLERTON & CO
CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652
Reported Value
$212M
Q3 2023
Positions
181
Filings on Record
30
2019–present window
Filed
Oct 18, 2023
original filing
Summary
Roman Butler Fullerton & Co reported $212M in U.S.-listed holdings across 181 positions for Q3 2023.
Its largest position, Ishares Tr, represents 7.6% of the portfolio.
Compared with Q2 2023, the fund opened 14 new positions and exited 20.
Portfolio Metrics
Turnover
+7.7%
vs prior filed quarter
Top-10 Concentration
+38.3%
share of reported value
Largest Position
+7.6%
Ishares Tr
New / Exited
14 / 20
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 66.1% · $140M
- ETP · 26.7% · $57M
- Closed-End Fund · 3.7% · $8M
- REIT · 1.6% · $3M
- Other · 1.2% · $3M
- Other · 0.7% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| COSTCOSTCO WHSL CORP NEW | NEW | +2.5K | 2.5K | +$1M | $1M |
| VANGUARD INDEX FDS | NEW | +5.4K | 5.4K | +$1M | $1M |
| NUVEEN MUN VALUE FD INC | NEW | +94.3K | 94.3K | +$775,524 | $775,524 |
| ISHARES TR | NEW | +12.1K | 12.1K | +$733,334 | $733,334 |
| CRSCARPENTER TECHNOLOGY CORP | NEW | +9.8K | 9.8K | +$632,113 | $632,113 |
| VANGUARD STAR FDS | NEW | +10.4K | 10.4K | +$552,670 | $552,670 |
| I8RIROBOT CORP | NEW | +13.7K | 13.7K | +$525,638 | $525,638 |
| MODMODINE MFG CO | NEW | +10.8K | 10.8K | +$483,662 | $483,662 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2023
150 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ISHARES TR | CORE S&P SCP ETF · PFD AND INCM SEC · CORE S&P500 ETF · MSCI USA MIN VOL · CORE DIV GRWTH · SELECT DIVID ETF · ISHARES SEMICDTR · MORNINGSTAR GRWT · 7-10 YR TRSY BD · HDG MSCI EAFE · U.S. TECH ETF · CORE HIGH DV ETF · S&P 500 GRWT ETF · GRWT ALLOCAT ETF · RUS MDCP VAL ETF · CORE S&P MCP ETF · RUS 1000 GRW ETF | 7.55% | $16M | 246.2K |
| 2 | AAPLAPPLE INChistory → | COM | 4.90% | $10M | 58.0K |
| 3 | MSFTMICROSOFT CORPhistory → | COM | 4.46% | $9M | 28.9K |
| 4 | SPDR S&P 500 ETF TR | TR UNIT | 4.09% | $9M | 20.1K |
| 5 | AMZNAMAZON COM INChistory → | COM | 3.28% | $7M | 53.6K |
| 6 | MAMASTERCARD INCORPORATEDhistory → | CL A | 3.14% | $7M | 16.7K |
| 7 | LLYELI LILLY & COhistory → | COM | 2.87% | $6M | 10.0K |
| 8 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 2.83% | $6M | 43.4K |
| 9 | NVDANVIDIA CORPORATIONhistory → | COM | 2.65% | $6M | 12.3K |
| 10 | VUGVANGUARD INDEX FDS | GROWTH ETF · LARGE CAP ETF · MCAP GR IDXVIP · TOTAL STK MKT · MID CAP ETF · SM CP VAL ETF | 2.49% | $5M | 22.9K |
| 11 | VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2.06% | $4M | 27.9K |
| 12 | EOIEATON VANCE ENHANCED EQUITY | COM | 1.92% | $4M | 254.4K |
| 13 | PGPROCTER AND GAMBLE COhistory → | COM | 1.80% | $4M | 26.3K |
| 14 | PROSHARES TR | S&P 500 DV ARIST · S&P MDCP 400 DIV | 1.78% | $4M | 44.0K |
| 15 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 1.55% | $3M | 9.5K |
| 16 | FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 1.49% | $3M | 42.4K |
| 17 | METAMETA PLATFORMS INChistory → | CL A | 1.36% | $3M | 9.2K |
| 18 | WMTWALMART INChistory → | COM | 1.30% | $3M | 17.2K |
| 19 | HDHOME DEPOT INChistory → | COM | 1.30% | $3M | 9.4K |
| 20 | ADBEADOBE INChistory → | COM | 1.27% | $3M | 4.9K |
| 21 | PANWPALO ALTO NETWORKS INChistory → | COM | 1.22% | $3M | 9.9K |
| 22 | NDQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.05% | $2M | 6.1K |
| 23 | JNJJOHNSON & JOHNSON | COM | 0.98% | $2M | 13.2K |
| 24 | VRTXVERTEX PHARMACEUTICALS INC | COM | 0.96% | $2M | 5.5K |
| 25 | XLFSELECT SECTOR SPDR TR | SBI HEALTHCARE · FINANCIAL · ENERGY | 0.92% | $2M | 21.2K |
| 26 | STRATEGY SHS | DAY HAGAN NED | 0.85% | $2M | 52.1K |
| 27 | PFEPFIZER INC | COM | 0.83% | $2M | 55.0K |
| 28 | CITHE CIGNA GROUP | COM | 0.83% | $2M | 5.8K |
| 29 | SCHWAB STRATEGIC TR | US DIVIDEND EQ | 0.82% | $2M | 24.6K |
| 30 | ANETEURARISTA NETWORKS INC | COM | 0.81% | $2M | 9.0K |
| 31 | JPMJPMORGAN CHASE & CO | COM | 0.79% | $2M | 11.4K |
| 32 | ORCLORACLE CORP | COM | 0.75% | $2M | 14.7K |
| 33 | CRMSALESFORCE INC | COM | 0.75% | $2M | 7.8K |
| 34 | EATON VANCE TAX-MANAGED GLOB | COM | 0.69% | $1M | 194.2K |
| 35 | LOWLOWES COS INC | COM | 0.68% | $1M | 7.4K |
| 36 | COSTCOSTCO WHSL CORP NEW | COM | 0.67% | $1M | 2.5K |
| 37 | BACBANK AMERICA CORP | COM · 7.25%CNV PFD L | 0.64% | $1M | 32.8K |
| 38 | PHPARKER-HANNIFIN CORP | COM | 0.62% | $1M | 3.4K |
| 39 | AEEAMEREN CORP | COM | 0.62% | $1M | 16.9K |
| 40 | ASML HOLDING N V | N Y REGISTRY SHS | 0.61% | $1M | 2.1K |
| 41 | INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV · S&P500 EQL WGT | 0.61% | $1M | 13.1K |
| 42 | SMCIUSDSUPER MICRO COMPUTER INC | COM | 0.60% | $1M | 4.4K |
| 43 | NDAQNASDAQ INC | COM | 0.58% | $1M | 24.9K |
| 44 | VLOVALERO ENERGY CORP | COM | 0.58% | $1M | 9.7K |
| 45 | ARRYARRAY TECHNOLOGIES INC | COM SHS | 0.57% | $1M | 62.3K |
| 46 | MRKMERCK & CO INC | COM | 0.56% | $1M | 11.5K |
| 47 | ACLSAXCELIS TECHNOLOGIES INC | COM NEW | 0.55% | $1M | 7.3K |
| 48 | EXMOCEXXON MOBIL CORP | COM | 0.54% | $1M | 10.3K |
| 49 | IGRCBRE GBL REAL ESTATE INC FD | COM | 0.53% | $1M | 258.5K |
| 50 | VVISA INC | COM CL A | 0.53% | $1M | 4.7K |
| 51 | DDOGDATADOG INC | CL A COM | 0.52% | $1M | 12.6K |
| 52 | CATCATERPILLAR INC | COM | 0.52% | $1M | 4.1K |
| 53 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.51% | $1M | 4.4K |
| 54 | EMREMERSON ELEC CO | COM | 0.51% | $1M | 11.4K |
| 55 | BMYBRISTOL-MYERS SQUIBB CO | COM | 0.51% | $1M | 19.1K |
| 56 | INVESCO EXCH TRADED FD TR II | VAR RATE PFD · S&P500 LOW VOL | 0.50% | $1M | 37.9K |
| 57 | PEPPEPSICO INC | COM | 0.49% | $1M | 6.5K |
| 58 | FIDELITY COVINGTON TRUST | MSCI HLTH CARE I · CONSMR STAPLES | 0.48% | $1M | 19.4K |
| 59 | IRON MTN INC DEL | COM | 0.48% | $1M | 16.9K |
| 60 | VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 0.46% | $981,127 | 19.0K |
| 61 | CVSCVS HEALTH CORP | COM | 0.46% | $964,097 | 13.5K |
| 62 | ABTABBOTT LABS | COM | 0.45% | $952,299 | 10.5K |
| 63 | FQIDIGITAL RLTY TR INC | COM | 0.44% | $940,112 | 7.7K |
| 64 | CSCOCISCO SYS INC | COM | 0.43% | $920,921 | 17.1K |
| 65 | MCDMCDONALDS CORP | COM | 0.43% | $902,818 | 3.6K |
| 66 | UNHUNITEDHEALTH GROUP INC | COM | 0.39% | $815,806 | 1.5K |
| 67 | SWSSMITH & WESSON BRANDS INC | COM | 0.38% | $805,107 | 56.9K |
| 68 | J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 0.37% | $790,517 | 15.8K |
| 69 | NUVEEN MUN VALUE FD INC | COM | 0.37% | $775,524 | 94.3K |
| 70 | RSGREPUBLIC SVCS INC | COM | 0.35% | $733,593 | 5.0K |
| 71 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.34% | $722,917 | 5.2K |
| 72 | ABBVABBVIE INC | COM | 0.33% | $694,609 | 4.7K |
| 73 | BACVERIZON COMMUNICATIONS INC | COM | 0.33% | $694,504 | 22.6K |
| 74 | CITCINTAS CORP | COM | 0.32% | $685,291 | 1.3K |
| 75 | CRSCARPENTER TECHNOLOGY CORP | COM | 0.30% | $632,113 | 9.8K |
| 76 | AMGNAMGEN INC | COM | 0.30% | $626,539 | 2.2K |
| 77 | VPUVANGUARD WORLD FDS | UTILITIES ETF · INF TECH ETF | 0.30% | $625,720 | 3.3K |
| 78 | FCXFREEPORT-MCMORAN INC | CL B | 0.28% | $590,888 | 16.7K |
| 79 | GENERAL ELECTRIC CO | COM NEW | 0.28% | $590,281 | 5.4K |
| 80 | KMIKINDER MORGAN INC DEL | COM | 0.28% | $585,302 | 34.2K |
| 81 | KRKROGER CO | COM | 0.27% | $579,641 | 13.1K |
| 82 | DGDOLLAR GEN CORP NEW | COM | 0.27% | $575,736 | 5.2K |
| 83 | SRSPIRE INC | COM | 0.27% | $571,742 | 9.9K |
| 84 | VANECK ETF TRUST | PREFERRED SECURT | 0.27% | $562,152 | 35.0K |
| 85 | VANGUARD STAR FDS | VG TL INTL STK F | 0.26% | $552,670 | 10.4K |
| 86 | I8RIROBOT CORP | COM | 0.25% | $525,638 | 13.7K |
| 87 | DYHTARGET CORP | COM | 0.25% | $524,285 | 4.7K |
| 88 | PYPLPAYPAL HLDGS INC | COM | 0.25% | $522,879 | 9.4K |
| 89 | KOCOCA COLA CO | COM | 0.24% | $518,297 | 9.8K |
| 90 | TAT&T INC | COM | 0.24% | $517,297 | 36.0K |
| 91 | UNILEVER PLC | SPON ADR NEW | 0.24% | $514,486 | 10.8K |
| 92 | SYYSYSCO CORP | COM | 0.23% | $484,404 | 7.7K |
| 93 | MODMODINE MFG CO | COM | 0.23% | $483,662 | 10.8K |
| 94 | PAYXPAYCHEX INC | COM | 0.22% | $472,285 | 4.0K |
| 95 | DVNDEVON ENERGY CORP NEW | COM | 0.22% | $468,372 | 9.7K |
| 96 | FTAI AVIATION LTD | SHS | 0.22% | $458,769 | 13.5K |
| 97 | NATIONAL HEALTH INVS INC | COM | 0.22% | $457,880 | 9.2K |
| 98 | ARCCARES CAPITAL CORP | COM | 0.22% | $457,758 | 24.1K |
| 99 | SPDR SER TR | PORTFOLIO LN TSR | 0.21% | $448,939 | 17.4K |
| 100 | WMWASTE MGMT INC DEL | COM | 0.21% | $445,891 | 2.8K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $364M | 267 | Apr 30, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $381M | 264 | Jan 26, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $373M | 256 | Nov 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $339M | 242 | Jul 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $258M | 221 | Apr 21, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $315M | 229 | Jan 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $332M | 249 | Oct 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $309M | 226 | Jul 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $267M | 211 | Apr 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $257M | 207 | Jan 31, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $212M | 181 | Oct 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $218M | 187 | Jul 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $201M | 189 | Apr 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $193M | 190 | Jan 23, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $157M | 169 | Oct 17, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $180M | 175 | Jul 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $216M | 193 | May 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $226M | 178 | Jan 24, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $214M | 185 | Nov 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $205M | 183 | Jul 29, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $200M | 193 | Apr 22, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $169M | 170 | Feb 1, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $153M | 153 | Oct 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $140M | 148 | Jul 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $113M | 133 | Apr 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $152M | 161 | Jan 27, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $145M | 162 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $149M | 172 | Jul 22, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $143M | 173 | Apr 24, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $118M | 159 | Feb 4, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.