SEC 13F Intelligence

Managers / Q1 2019 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$143M
Q1 2019
Positions
173
Filings on Record
30
2019–present window
Filed
Apr 24, 2019
original filing

Summary

Roman Butler Fullerton & Co reported $143M in U.S.-listed holdings across 173 positions for Q1 2019.

Its largest position, IVW, represents 12.6% of the portfolio.

Compared with Q4 2018, the fund opened 30 new positions and exited 16.

Portfolio Metrics

Turnover
+7.8%
vs prior filed quarter
Top-10 Concentration
+34.5%
share of reported value
Largest Position
+12.6%
Ishares Tr
New / Exited
30 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 66.3%ETP: 25.1%Closed-End Fund: 3.2%REIT: 2.6%Other: 1.6%ADR: 1.2%
  • Common Stock · 66.3% · $95M
  • ETP · 25.1% · $36M
  • Closed-End Fund · 3.2% · $5M
  • REIT · 2.6% · $4M
  • Other · 1.6% · $2M
  • ADR · 1.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MAMASTERCARD INCORPORATEDNEW+17.0K17.0K+$4M$4M
ARKKARK ETF TRNEW+17.6K17.6K+$822,000$822,000
MCHIISHARES TRNEW+10.9K10.9K+$683,000$683,000
SSNCSS&C TECHNOLOGIES HLDGS INCNEW+10.6K10.6K+$674,000$674,000
ULTAULTA BEAUTY INCNEW+1.7K1.7K+$592,000$592,000
NVDANVIDIA CORPNEW+3.2K3.2K+$582,000$582,000
VUGVANGUARD INDEX FDSNEW+3.6K3.6K+$556,000$556,000
EEFTEURONET WORLDWIDE INCNEW+3.7K3.7K+$523,000$523,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

149 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVWISHARES TRS&P 500 GRWT ETF · S&P US PFD STK · CORE S&P500 ETF · RUS 1000 GRW ETF · MIN VOL USA ETF · SELECT DIVID ETF · CORE HIGH DV ETF · CORE S&P SCP ETF · MODERT ALLOC ETF · MSCI CHINA ETF · CORE DIV GRWTH · S&P SML 600 GWT · GRWT ALLOCAT ETF · RUS MDCP VAL ETF · MRNGSTR LG-CP GR · U.S. TECH ETF · RUS MD CP GR ETF12.59%$18M228.6K
2DIASPDR DOW JONES INDL AVRG ETFhistory →UT SER 13.09%$4M17.1K
3AAPLAPPLE INChistory →COM2.93%$4M22.0K
4MAMASTERCARD INCORPORATEDhistory →CL A2.80%$4M17.0K
5TAT&T INChistory →COM2.45%$4M111.6K
6MSFTMICROSOFT CORPhistory →COM2.33%$3M28.2K
7BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.32%$3M16.6K
8AMZNAMAZON COM INChistory →COM2.09%$3M1.7K
9PGPROCTER AND GAMBLE COhistory →COM2.08%$3M28.7K
10PFEPFIZER INChistory →COM1.78%$3M60.0K
11GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.77%$3M2.2K
12HDHOME DEPOT INChistory →COM1.63%$2M12.2K
13ADBEADOBE INChistory →COM1.59%$2M8.5K
14DISDISNEY WALT COhistory →COM DISNEY1.35%$2M17.4K
15JNJJOHNSON & JOHNSONhistory →COM1.23%$2M12.6K
16XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE1.12%$2M20.2K
17EOIEATON VANCE ENHANCED EQ INChistory →COM1.11%$2M110.1K
18MRKMERCK & CO INChistory →COM1.07%$2M18.4K
19VRPINVESCO EXCHNG TRADED FD TRVAR RATE PFD · S&P500 LOW VOL1.07%$2M54.2K
20FSTAFIDELITYCONSMR STAPLES · MSCI COMMNTN SVC · MSCI HLTH CARE I1.01%$1M40.9K
21WBAWALGREENS BOOTS ALLIANCE INCCOM0.98%$1M22.1K
22INTCINTEL CORPCOM0.98%$1M26.0K
23METAFACEBOOK INCCL A0.95%$1M8.1K
24CICIGNA CORP NEWCOM0.92%$1M8.2K
25NOBLPROSHARES TRS&P 500 DV ARIST0.83%$1M17.6K
26BACBANK AMER CORP7.25%CNV PFD L · COM0.82%$1M18.7K
27ISRGINTUITIVE SURGICAL INCCOM NEW0.82%$1M2.1K
28NFLXNETFLIX INCCOM0.81%$1M3.3K
29SCHBSCHWAB STRATEGIC TRUS BRD MKT ETF0.81%$1M16.9K
30PKWINVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV0.80%$1M19.2K
31DLRDIGITAL RLTY TR INCCOM0.78%$1M9.3K
32VIGVANGUARD GROUPDIV APP ETF0.77%$1M10.0K
33ORCLORACLE CORPCOM0.77%$1M20.5K
34CSCOCISCO SYS INCCOM0.77%$1M20.6K
35AEEAMEREN CORPCOM0.75%$1M14.5K
36VUGVANGUARD INDEX FDSGROWTH ETF · TOTAL STK MKT · REAL ESTATE ETF0.73%$1M7.9K
37WMTWALMART INCCOM0.70%$1M10.3K
38VZVERIZON COMMUNICATIONS INCCOM0.70%$1M17.0K
39PEPPEPSICO INCCOM0.70%$1M8.2K
40CINFCINCINNATI FINL CORPCOM0.69%$994,00011.6K
41JPMJPMORGAN CHASE & COCOM0.68%$968,0009.5K
42ABTABBOTT LABSCOM0.66%$946,00011.8K
43ETWEATON VANCE TXMGD GL BUYWR OCOM0.65%$933,00095.5K
44LOWLOWES COS INCCOM0.64%$919,0008.4K
45KIESPDR SERIES TRUSTS&P INS ETF0.64%$917,00029.7K
46VTYVERINT SYS INCCOM0.63%$905,00015.1K
47NDAQNASDAQ INCCOM0.61%$877,00010.0K
48CRMSALESFORCE COM INCCOM0.61%$866,0005.5K
49BMYBRISTOL MYERS SQUIBB COCOM0.60%$860,00018.0K
50AMGNAMGEN INCCOM0.59%$844,0004.4K
51ARKKARK ETF TRINNOVATION ETF0.57%$822,00017.6K
52VLOVALERO ENERGY CORP NEWCOM0.57%$810,0009.6K
53IRMIRON MTN INC NEWCOM0.54%$773,00021.8K
54DGDOLLAR GEN CORP NEWCOM0.53%$752,0006.3K
55CVSCVS HEALTH CORPCOM0.51%$730,00013.5K
56PANWPALO ALTO NETWORKS INCCOM0.51%$726,0003.0K
57ARISTA NETWORKS INCCOM0.50%$718,0002.3K
58NOWSERVICENOW INCCOM0.49%$704,0002.9K
59SSNCSS&C TECHNOLOGIES HLDGS INCCOM0.47%$674,00010.6K
60LULULULULEMON ATHLETICA INCCOM0.47%$668,0004.1K
61DDOMINION ENERGY INCCOM0.47%$668,0008.7K
62GILDGILEAD SCIENCES INCCOM0.46%$659,00010.1K
63EMREMERSON ELEC COCOM0.46%$657,0009.6K
64CATCATERPILLAR INC DELCOM0.46%$654,0004.8K
65PAYXPAYCHEX INCCOM0.45%$649,0008.1K
66ATLASSIAN CORP PLCCL A0.45%$640,0005.7K
67VTRVENTAS INCCOM0.44%$628,0009.8K
68ADPAUTOMATIC DATA PROCESSING INCOM0.43%$617,0003.9K
69TTDTHE TRADE DESK INCCOM CL A0.43%$613,0003.1K
70QQQINVESCO QQQ TRUNIT SER 10.42%$599,0003.3K
71NHINATIONAL HEALTH INVS INCCOM0.42%$599,0007.6K
72GMGENERAL MTRS COCOM0.42%$597,00016.1K
73UNILEVER PLCSPON ADR NEW0.42%$596,00010.3K
74CNCCENTENE CORP DELCOM0.41%$593,00011.2K
75ULTAULTA BEAUTY INCCOM0.41%$592,0001.7K
76MCDMCDONALDS CORPCOM0.41%$586,0003.1K
77NVDANVIDIA CORPCOM0.41%$582,0003.2K
78PSXPHILLIPS 66COM0.39%$551,0005.8K
79EOSEATON VANCE ENH EQTY INC FDCOM0.38%$549,00033.3K
80IGRCBRE CLARION GLOBAL REAL ESTCOM0.38%$542,00072.5K
81TGTTARGET CORPCOM0.38%$541,0006.7K
82EEFTEURONET WORLDWIDE INCCOM0.37%$523,0003.7K
83BABOEING COCOM0.36%$522,0001.4K
84CYBERARK SOFTWARE LTDSHS0.36%$518,0004.4K
85TRTOOTSIE ROLL INDS INCCOM0.35%$502,00013.5K
86ESNTESSENT GROUP LTDCOM0.35%$494,00011.4K
87AVGOBROADCOM INCCOM0.34%$492,0001.6K
88XYZSQUARE INCCL A0.34%$490,0006.5K
89BUDANHEUSER BUSCH INBEV SA/NVSPONSORED ADR0.34%$487,0005.8K
90ABIOMED INCCOM0.34%$480,0001.7K
91EXMOCEXXON MOBIL CORPCOM0.33%$478,0005.9K
92CMCDN IMPERIAL BK COMM TORONTOCOM0.33%$473,0006.0K
93CTASCINTAS CORPCOM0.32%$452,0002.2K
94SPYSPDR S&P 500 ETF TRTR UNIT0.31%$448,0001.6K
95PFXFVANECK VECTORS ETF TRPFD SECS EX FINL0.31%$446,00023.0K
96VVISA INCCOM CL A0.31%$443,0002.8K
97SYYSYSCO CORPCOM0.30%$435,0006.5K
98GLOBGLOBANT S ACOM0.30%$434,0006.1K
99PYPLPAYPAL HLDGS INCCOM0.29%$416,0004.0K
100DEODIAGEO P L CSPON ADR NEW0.29%$411,0002.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.