SEC 13F Intelligence

Managers / Q4 2022 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$193M
Q4 2022
Positions
190
Filings on Record
30
2019–present window
Filed
Jan 23, 2023
original filing

Summary

Roman Butler Fullerton & Co reported $193M in U.S.-listed holdings across 190 positions for Q4 2022.

Its largest position, AAPL, represents 3.9% of the portfolio.

Compared with Q3 2022, the fund opened 32 new positions and exited 11.

Portfolio Metrics

Turnover
+7.3%
vs prior filed quarter
Top-10 Concentration
+25.1%
share of reported value
Largest Position
+3.9%
Apple
New / Exited
32 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 65.0%ETP: 27.5%Closed-End Fund: 3.8%REIT: 1.6%Other: 1.3%Other: 0.8%
  • Common Stock · 65.0% · $126M
  • ETP · 27.5% · $53M
  • Closed-End Fund · 3.8% · $7M
  • REIT · 1.6% · $3M
  • Other · 1.3% · $2M
  • Other · 0.8% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+18.7K18.7K+$3M$3M
VANGUARD INTL EQUITY INDEX FNEW+25.7K25.7K+$1M$1M
ULTAULTA BEAUTY INCNEW+2.5K2.5K+$1M$1M
ASML HOLDING N VNEW+1.8K1.8K+$1M$1M
SCHWAB STRATEGIC TRNEW+12.9K12.9K+$879,638$879,638
SEDGSOLAREDGE TECHNOLOGIES INCNEW+2.7K2.7K+$872,463$872,463
STLDSTEEL DYNAMICS INCNEW+7.3K7.3K+$803,800$803,800
INCYINCYTE CORPNEW+8.6K8.6K+$702,005$702,005

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P SCP ETF · RUS 1000 VAL ETF · PFD AND INCM SEC · CORE S&P500 ETF · MSCI USA MIN VOL6.00%$12M148.7K
2AAPLAPPLE INChistory →COM3.90%$8M55.5K
3MSFTMICROSOFT CORPhistory →COM3.38%$7M27.2K
4MAMASTERCARD INCORPORATEDhistory →CL A3.17%$6M16.3K
5SPDR S&P 500 ETF TRTR UNIT3.02%$6M14.7K
6AMZNAMAZON COM INChistory →COM2.26%$4M45.5K
7VANGUARD SPECIALIZED FUNDSDIV APP ETF2.13%$4M26.5K
8LLYLILLY ELI & COhistory →COM2.00%$4M10.8K
9EOIEATON VANCE ENHANCED EQUITYCOM1.92%$4M232.9K
10PGPROCTER AND GAMBLE COhistory →COM1.89%$4M24.3K
11FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF1.74%$3M44.3K
12BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.63%$3M10.0K
13PROSHARES TRS&P 500 DV ARIST1.60%$3M33.1K
14HDHOME DEPOT INChistory →COM1.59%$3M9.4K
15PFEPFIZER INChistory →COM1.34%$3M56.2K
16GOOGALPHABET INChistory →CAP STK CL C1.33%$3M27.9K
17CATCATERPILLAR INChistory →COM1.19%$2M9.0K
18JNJJOHNSON & JOHNSONhistory →COM1.12%$2M12.6K
19WMTWALMART INChistory →COM1.11%$2M14.9K
20VRTXVERTEX PHARMACEUTICALS INCCOM0.96%$2M5.9K
21VUGVANGUARD INDEX FDSGROWTH ETF0.90%$2M7.7K
22UNHUNITEDHEALTH GROUP INCCOM0.90%$2M3.6K
23DEDEERE & COCOM0.88%$2M3.9K
24NDAQNASDAQ INCCOM0.87%$2M26.7K
25BMRNBIOMARIN PHARMACEUTICAL INCCOM0.85%$2M14.6K
26JPMJPMORGAN CHASE & COCOM0.84%$2M11.6K
27SELECT SECTOR SPDR TRSBI HEALTHCARE0.80%$2M11.5K
28EATON VANCE TAX-MANAGED GLOBCOM0.79%$2M187.1K
29BABOEING COCOM0.79%$2M7.2K
30IGRCBRE GBL REAL ESTATE INC FDCOM0.78%$2M232.1K
31PANWPALO ALTO NETWORKS INCCOM0.77%$1M10.4K
32LOWLOWES COS INCCOM0.76%$1M7.0K
33BMYBRISTOL-MYERS SQUIBB COCOM0.76%$1M20.2K
34MRKMERCK & CO INCCOM0.72%$1M12.6K
35VANGUARD INTL EQUITY INDEX FALLWRLD EX US0.72%$1M25.7K
36VLOVALERO ENERGY CORPCOM0.71%$1M10.0K
37ORCLORACLE CORPCOM0.70%$1M15.3K
38ARRYARRAY TECHNOLOGIES INCCOM SHS0.69%$1M56.3K
39ABTABBOTT LABSCOM0.68%$1M11.6K
40SCHWAB STRATEGIC TRUS DIVIDEND EQ0.67%$1M16.8K
41HUMHUMANA INCCOM0.67%$1M2.6K
42NBIXNEUROCRINE BIOSCIENCES INCCOM0.66%$1M11.9K
43AEEAMEREN CORPCOM0.66%$1M14.3K
44EMREMERSON ELEC COCOM0.66%$1M13.9K
45ULTAULTA BEAUTY INCCOM0.63%$1M2.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.