Managers / Q1 2021 · view latest →
ROMAN BUTLER FULLERTON & CO
CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652
Reported Value
$200M
Q1 2021
Positions
193
Filings on Record
30
2019–present window
Filed
Apr 22, 2021
original filing
Summary
Roman Butler Fullerton & Co reported $200M in U.S.-listed holdings across 193 positions for Q1 2021.
Its largest position, AAPL, represents 4.3% of the portfolio.
Compared with Q4 2020, the fund opened 35 new positions and exited 12.
Portfolio Metrics
Turnover
+6.4%
vs prior filed quarter
Top-10 Concentration
+25.1%
share of reported value
Largest Position
+4.3%
Apple
New / Exited
35 / 12
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 66.6% · $133M
- ETP · 22.6% · $45M
- Closed-End Fund · 3.8% · $8M
- Other · 3.5% · $7M
- REIT · 1.9% · $4M
- Other · 1.6% · $3M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ISHARES TR | NEW | +25.2K | 25.2K | +$3M | $3M |
| ISHARES TR | NEW | +9.7K | 9.7K | +$2M | $2M |
| MUMICRON TECHNOLOGY INC | NEW | +14.9K | 14.9K | +$1M | $1M |
| DEDEERE & CO | NEW | +3.4K | 3.4K | +$1M | $1M |
| AMATAPPLIED MATLS INC | NEW | +8.7K | 8.7K | +$1M | $1M |
| FTNTFORTINET INC | NEW | +5.5K | 5.5K | +$1M | $1M |
| ISHARES TR | NEW | +8.2K | 8.2K | +$1M | $1M |
| LPXLOUISIANA PAC CORP | NEW | +15.1K | 15.1K | +$987,000 | $987,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2021
45 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ISHARES TR | S&P US PFD STK · SP SMCP600VL ETF · CORE S&P500 ETF · RUS 1000 VAL ETF · MIN VOL USA ETF | 6.13% | $12M | 187.8K |
| 2 | AAPLAPPLE INChistory → | COM | 4.26% | $9M | 63.1K |
| 3 | MSFTMICROSOFT CORPhistory → | COM | 4.25% | $8M | 32.7K |
| 4 | AMZNAMAZON COM INChistory → | COM | 2.84% | $6M | 1.6K |
| 5 | MAMASTERCARD INCORPORATEDhistory → | CL A | 2.59% | $5M | 13.4K |
| 6 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 2.25% | $5M | 1.9K |
| 7 | PGPROCTER AND GAMBLE COhistory → | COM | 1.96% | $4M | 28.5K |
| 8 | VANGUARD GROUP | DIV APP ETF | 1.73% | $3M | 22.8K |
| 9 | FIRST TR EXCHANGE TRADED FD | CAP STRENGTH ETF | 1.72% | $3M | 46.8K |
| 10 | NVDANVIDIA CORPhistory → | COM | 1.66% | $3M | 5.1K |
| 11 | HDHOME DEPOT INChistory → | COM | 1.56% | $3M | 9.7K |
| 12 | DISDISNEY WALT COhistory → | COM DISNEY | 1.55% | $3M | 16.7K |
| 13 | ADBEADOBE INChistory → | COM | 1.50% | $3M | 6.1K |
| 14 | METAFACEBOOK INChistory → | CL A | 1.50% | $3M | 9.7K |
| 15 | BRK/BBERKSHIRE HATHAWAY INC DELhistory → | CL B NEW | 1.40% | $3M | 10.4K |
| 16 | INTCINTEL CORPhistory → | COM | 1.36% | $3M | 41.9K |
| 17 | EOIEATON VANCE ENHANCED EQ INChistory → | COM | 1.32% | $3M | 148.9K |
| 18 | VUGVANGUARD INDEX FDShistory → | GROWTH ETF | 1.22% | $2M | 8.8K |
| 19 | PROSHARES TR | S&P 500 DV ARIST | 1.20% | $2M | 27.3K |
| 20 | PFEPFIZER INC | COM | 0.98% | $2M | 52.3K |
| 21 | WMTWALMART INC | COM | 0.97% | $2M | 13.8K |
| 22 | JNJJOHNSON & JOHNSON | COM | 0.95% | $2M | 11.8K |
| 23 | TAT&T INC | COM | 0.93% | $2M | 55.4K |
| 24 | NFLXNETFLIX INC | COM | 0.90% | $2M | 3.3K |
| 25 | NOWSERVICENOW INC | COM | 0.88% | $2M | 3.2K |
| 26 | LOWLOWES COS INC | COM | 0.84% | $2M | 8.2K |
| 27 | PYPLPAYPAL HLDGS INC | COM | 0.82% | $2M | 6.0K |
| 28 | JPMJPMORGAN CHASE & CO | COM | 0.79% | $2M | 10.4K |
| 29 | NDAQNASDAQ INC | COM | 0.77% | $2M | 9.7K |
| 30 | ASML HOLDING N V | N Y REGISTRY SHS | 0.76% | $2M | 2.2K |
| 31 | ABTABBOTT LABS | COM | 0.75% | $2M | 12.1K |
| 32 | ATLASSIAN CORP PLC | CL A | 0.75% | $1M | 5.7K |
| 33 | EATON VANCE TXMGD GL BUYWR O | COM | 0.70% | $1M | 145.5K |
| 34 | PHPARKER HANNIFIN CORP | COM | 0.70% | $1M | 4.4K |
| 35 | SELECT SECTOR SPDR TR | SBI HEALTHCARE | 0.69% | $1M | 11.5K |
| 36 | ORCLORACLE CORP | COM | 0.68% | $1M | 17.4K |
| 37 | MUMICRON TECHNOLOGY INC | COM | 0.67% | $1M | 14.9K |
| 38 | DEDEERE & CO | COM | 0.65% | $1M | 3.4K |
| 39 | FQIDIGITAL RLTY TR INC | COM | 0.65% | $1M | 8.8K |
| 40 | AEEAMEREN CORP | COM | 0.63% | $1M | 14.9K |
| 41 | NDQINVESCO QQQ TR | UNIT SER 1 | 0.62% | $1M | 3.6K |
| 42 | IGRCBRE CLARION GLOBAL REAL EST | COM | 0.62% | $1M | 152.3K |
| 43 | INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 0.62% | $1M | 14.2K |
| 44 | EPAMEPAM SYS INC | COM | 0.62% | $1M | 2.8K |
| 45 | DYHTARGET CORP | COM | 0.61% | $1M | 6.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $364M | 267 | Apr 30, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $381M | 264 | Jan 26, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $373M | 256 | Nov 6, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $339M | 242 | Jul 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $258M | 221 | Apr 21, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $315M | 229 | Jan 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $332M | 249 | Oct 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $309M | 226 | Jul 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $267M | 211 | Apr 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $257M | 207 | Jan 31, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $212M | 181 | Oct 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $218M | 187 | Jul 25, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $201M | 189 | Apr 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $193M | 190 | Jan 23, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $157M | 169 | Oct 17, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $180M | 175 | Jul 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $216M | 193 | May 5, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $226M | 178 | Jan 24, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $214M | 185 | Nov 10, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $205M | 183 | Jul 29, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $200M | 193 | Apr 22, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $169M | 170 | Feb 1, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $153M | 153 | Oct 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $140M | 148 | Jul 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $113M | 133 | Apr 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $152M | 161 | Jan 27, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $145M | 162 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $149M | 172 | Jul 22, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $143M | 173 | Apr 24, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $118M | 159 | Feb 4, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.