SEC 13F Intelligence

Managers / Q1 2022 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$216M
Q1 2022
Positions
193
Filings on Record
30
2019–present window
Filed
May 5, 2022
original filing

Summary

Roman Butler Fullerton & Co reported $216M in U.S.-listed holdings across 193 positions for Q1 2022.

Its largest position, PFF, represents 9.5% of the portfolio.

Compared with Q4 2021, the fund opened 37 new positions and exited 22.

Portfolio Metrics

Turnover
+17.2%
vs prior filed quarter
Top-10 Concentration
+37.0%
share of reported value
Largest Position
+9.5%
Ishares Tr
New / Exited
37 / 22
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 69.3%ETP: 23.4%Closed-End Fund: 3.8%REIT: 1.7%Other: 0.8%Other: 1.0%
  • Common Stock · 69.3% · $150M
  • ETP · 23.4% · $51M
  • Closed-End Fund · 3.8% · $8M
  • REIT · 1.7% · $4M
  • Other · 0.8% · $2M
  • Other · 1.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IWDISHARES TRNEW+22.1K22.1K+$4M$4M
XLESELECT SECTOR SPDR TRNEW+40.1K40.1K+$3M$3M
FANGDIAMONDBACK ENERGY INCNEW+14.5K14.5K+$2M$2M
STRATEGY SHSNEW+50.1K50.1K+$2M$2M
IEOISHARES TRNEW+20.2K20.2K+$2M$2M
SIGNIFY HEALTH INCNEW+85.9K85.9K+$2M$2M
MRVLMARVELL TECHNOLOGY INCNEW+17.9K17.9K+$1M$1M
DANAOS CORPORATIONNEW+11.8K11.8K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

163 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFFISHARES TRPFD AND INCM SEC · RUS 1000 VAL ETF · CORE S&P500 ETF · US OIL GS EX ETF · MSCI USA MIN VOL · CORE DIV GRWTH · MORNINGSTAR GRWT · SELECT DIVID ETF · S&P 500 GRWT ETF · GRWT ALLOCAT ETF · CORE S&P SCP ETF · MODERT ALLOC ETF · CORE HIGH DV ETF · U.S. TECH ETF · TIPS BD ETF · RUS MDCP VAL ETF · 1 3 YR TREAS BD · RUS MD CP GR ETF9.51%$21M282.9K
2AAPLAPPLE INChistory →COM5.35%$12M66.2K
3MSFTMICROSOFT CORPhistory →COM5.23%$11M36.7K
4GOOGLALPHABET INCCAP STK CL A · CAP STK CL C3.02%$7M2.3K
5MAMASTERCARD INCORPORATEDhistory →CL A2.95%$6M17.9K
6NVDANVIDIA CORPORATIONhistory →COM2.46%$5M19.5K
7XLESELECT SECTOR SPDR TRENERGY · SBI HEALTHCARE · FINANCIAL2.31%$5M60.2K
8AMZNAMAZON COM INChistory →COM2.14%$5M1.4K
9VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF2.02%$4M26.9K
10PGPROCTER AND GAMBLE COhistory →COM2.00%$4M28.2K
11VUGVANGUARD INDEX FDSGROWTH ETF · MCAP GR IDXVIP · SM CP VAL ETF · REAL ESTATE ETF · TOTAL STK MKT1.99%$4M19.5K
12EOIEATON VANCE ENHANCED EQUITYCOM1.70%$4M192.4K
13ITWILLINOIS TOOL WKS INChistory →COM1.65%$4M1.7K
14BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.57%$3M9.6K
15FTCSFIRST TR EXCHANGE-TRADED FDhistory →CAP STRENGTH ETF1.55%$3M42.9K
16PANWPALO ALTO NETWORKS INChistory →COM1.51%$3M5.2K
17NOBLPROSHARES TRhistory →S&P 500 DV ARIST1.40%$3M31.9K
18FNCLFIDELITY COVINGTON TRUSTMSCI FINLS IDX · MSCI HLTH CARE I · CONSMR STAPLES1.30%$3M49.7K
19HDHOME DEPOT INChistory →COM1.25%$3M9.0K
20PFEPFIZER INChistory →COM1.23%$3M51.2K
21DEDEERE & COhistory →COM1.04%$2M5.4K
22CNCCENTENE CORP DELhistory →COM1.04%$2M26.7K
23LLYLILLY ELI & COhistory →COM1.04%$2M7.8K
24DISDISNEY WALT COCOM0.94%$2M14.8K
25WMTWALMART INCCOM0.94%$2M13.6K
26FANGDIAMONDBACK ENERGY INCCOM0.92%$2M14.5K
27JNJJOHNSON & JOHNSONCOM0.92%$2M11.2K
28IGRCBRE GBL REAL ESTATE INC FDCOM0.83%$2M198.7K
29STRATEGY SHSDAY HAGAN NED0.82%$2M50.1K
30AMDADVANCED MICRO DEVICES INCCOM0.79%$2M15.5K
31ETWEATON VANCE TAX-MANAGED GLOBCOM0.78%$2M165.1K
32NDAQNASDAQ INCCOM0.73%$2M8.8K
33SIGNIFY HEALTH INCCL A COM0.72%$2M85.9K
34BMYBRISTOL-MYERS SQUIBB COCOM0.68%$1M20.2K
35ABTABBOTT LABSCOM0.67%$1M12.2K
36PKWINVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV · S&P500 EQL WGT0.67%$1M14.1K
37JPMJPMORGAN CHASE & COCOM0.66%$1M10.5K
38LOWLOWES COS INCCOM0.66%$1M7.1K
39VRPINVESCO EXCH TRADED FD TR IIVAR RATE PFD · S&P500 LOW VOL0.66%$1M47.6K
40AEEAMEREN CORPCOM0.62%$1M14.3K
41ORCLORACLE CORPCOM0.62%$1M16.1K
42MRVLMARVELL TECHNOLOGY INCCOM0.59%$1M17.9K
43TGTTARGET CORPCOM0.59%$1M6.0K
44BACBK OF AMERICA CORPCOM0.57%$1M30.1K
45METAMETA PLATFORMS INCCL A0.57%$1M5.5K
46CVSCVS HEALTH CORPCOM0.56%$1M12.0K
47DANAOS CORPORATIONSHS0.56%$1M11.8K
48ADBEADOBE SYSTEMS INCORPORATEDCOM0.54%$1M2.6K
49DLRDIGITAL RLTY TR INCCOM0.53%$1M8.1K
50DGDOLLAR GEN CORP NEWCOM0.53%$1M5.1K
51VZVERIZON COMMUNICATIONS INCCOM0.53%$1M22.3K
52PYPLPAYPAL HLDGS INCCOM0.52%$1M9.7K
53PHPARKER-HANNIFIN CORPCOM0.51%$1M3.9K
54FCXFREEPORT-MCMORAN INCCL B0.47%$1M20.6K
55VLOVALERO ENERGY CORPCOM0.47%$1M10.1K
56FTNTFORTINET INCCOM0.47%$1M3.0K
57PEPPEPSICO INCCOM0.47%$1M6.0K
58IRMIRON MTN INC NEWCOM0.46%$996,00018.0K
59ASMLFASML HOLDING N VN Y REGISTRY SHS0.45%$971,0001.5K
60EMREMERSON ELEC COCOM0.45%$968,0009.9K
61ADPAUTOMATIC DATA PROCESSING INCOM0.44%$946,0004.2K
62MRKMERCK & CO INCCOM0.43%$935,00011.4K
63INTCINTEL CORPCOM0.41%$878,00017.7K
64CSCOCISCO SYS INCCOM0.40%$874,00015.7K
65SWBISMITH & WESSON BRANDS INCCOM0.40%$873,00057.7K
66MCDMCDONALDS CORPCOM0.40%$859,0003.5K
67FFORD MTR CO DELCOM0.38%$824,00048.7K
68CATCATERPILLAR INCCOM0.38%$820,0003.7K
69MUMICRON TECHNOLOGY INCCOM0.37%$804,00010.3K
70KRKROGER COCOM0.37%$800,00014.0K
71TAT&T INCCOM0.35%$759,00032.1K
72CTASCINTAS CORPCOM0.35%$755,0001.8K
73MPMP MATERIALS CORPCOM CL A0.34%$731,00012.7K
74STMSTMICROELECTRONICS N VNY REGISTRY0.34%$725,00016.8K
75VVISA INCCOM CL A0.32%$699,0003.1K
76SRSPIRE INCCOM0.31%$680,0009.5K
77KMIKINDER MORGAN INC DELCOM0.31%$672,00035.5K
78BUDANHEUSER BUSCH INBEV SA/NVSPONSORED ADR0.31%$670,00011.2K
79ABBVABBVIE INCCOM0.31%$670,0004.1K
80VPUVANGUARD WORLD FDSUTILITIES ETF · INF TECH ETF0.31%$670,0003.1K
81RSGREPUBLIC SVCS INCCOM0.30%$646,0004.9K
82PFXFVANECK ETF TRUSTPREFERRED SECURT0.30%$640,00031.2K
83IBMINTERNATIONAL BUSINESS MACHSCOM0.29%$633,0004.9K
84KOCOCA COLA COCOM0.28%$605,0009.8K
85FDXFEDEX CORPCOM0.27%$592,0002.6K
86CVXCHEVRON CORP NEWCOM0.26%$572,0003.5K
87QQQINVESCO QQQ TRUNIT SER 10.26%$571,0001.6K
88CICIGNA CORP NEWCOM0.26%$561,0002.3K
89RIVNRIVIAN AUTOMOTIVE INCCOM CL A0.25%$550,00011.0K
90WBAWALGREENS BOOTS ALLIANCE INCCOM0.25%$548,00012.2K
91UNILEVER PLCSPON ADR NEW0.25%$541,00011.9K
92VTRVENTAS INCCOM0.25%$534,0008.6K
93CNXCCONCENTRIX CORPCOM0.24%$524,0003.1K
94PAYXPAYCHEX INCCOM0.24%$518,0003.8K
95EXMOCEXXON MOBIL CORPCOM0.24%$513,0006.2K
96XYZBLOCK INCCL A0.23%$499,0003.7K
97SYYSYSCO CORPCOM0.23%$497,0006.1K
98AMGNAMGEN INCCOM0.23%$496,0002.0K
99DEODIAGEO PLCSPON ADR NEW0.22%$486,0002.4K
100UNHUNITEDHEALTH GROUP INCCOM0.22%$486,000953

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.