SEC 13F Intelligence

Managers / Q3 2022 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$157M
Q3 2022
Positions
169
Filings on Record
30
2019–present window
Filed
Oct 17, 2022
original filing

Summary

Roman Butler Fullerton & Co reported $157M in U.S.-listed holdings across 169 positions for Q3 2022.

Its largest position, PFF, represents 7.5% of the portfolio.

Compared with Q2 2022, the fund opened 10 new positions and exited 16.

Portfolio Metrics

Turnover
+6.2%
vs prior filed quarter
Top-10 Concentration
+34.7%
share of reported value
Largest Position
+7.5%
Ishares Tr
New / Exited
10 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 71.7%ETP: 21.1%Closed-End Fund: 4.2%REIT: 1.7%ADR: 0.7%Other: 0.6%
  • Common Stock · 71.7% · $113M
  • ETP · 21.1% · $33M
  • Closed-End Fund · 4.2% · $7M
  • REIT · 1.7% · $3M
  • ADR · 0.7% · $1M
  • Other · 0.6% · $991,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
REGNREGENERON PHARMACEUTICALSNEW+1.8K1.8K+$1M$1M
NBIXNEUROCRINE BIOSCIENCES INCNEW+10.6K10.6K+$1M$1M
MOHMOLINA HEALTHCARE INCNEW+3.1K3.1K+$1M$1M
LNGCHENIERE ENERGY INCNEW+5.2K5.2K+$882,000$882,000
ALBALBEMARLE CORPNEW+2.8K2.8K+$775,000$775,000
GLNGGOLAR LNG LTDNEW+28.1K28.1K+$709,000$709,000
ARRYARRAY TECHNOLOGIES INCNEW+38.4K38.4K+$653,000$653,000
ICSHISHARES TRNEW+11.4K11.4K+$569,000$569,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

144 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFFISHARES TRPFD AND INCM SEC · CORE S&P500 ETF · MSCI USA MIN VOL · CORE DIV GRWTH · SELECT DIVID ETF · MORNINGSTAR GRWT · BLACKROCK ULTRA · S&P 500 GRWT ETF · CORE S&P SCP ETF · CORE HIGH DV ETF · GRWT ALLOCAT ETF · U.S. TECH ETF · TIPS BD ETF · RUS MDCP VAL ETF · CORE S&P MCP ETF7.48%$12M223.5K
2AAPLAPPLE INChistory →COM5.19%$8M58.7K
3MSFTMICROSOFT CORPhistory →COM4.44%$7M31.0K
4AMZNAMAZON COM INChistory →COM3.23%$5M45.2K
5MAMASTERCARD INCORPORATEDhistory →CL A3.05%$5M16.8K
6GOOGALPHABET INCCAP STK CL C · CAP STK CL A2.80%$4M45.1K
7VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF2.25%$4M26.1K
8LLYLILLY ELI & COhistory →COM2.25%$4M10.8K
9EOIEATON VANCE ENHANCED EQUITYCOM2.11%$3M225.3K
10PGPROCTER AND GAMBLE COhistory →COM1.90%$3M24.1K
11VUGVANGUARD INDEX FDSGROWTH ETF · MCAP GR IDXVIP · TOTAL STK MKT · REAL ESTATE ETF · SM CP VAL ETF1.88%$3M17.7K
12FTCSFIRST TR EXCHANGE-TRADED FDhistory →CAP STRENGTH ETF1.86%$3M43.2K
13NOBLPROSHARES TRhistory →S&P 500 DV ARIST1.68%$3M32.4K
14HDHOME DEPOT INChistory →COM1.68%$3M9.3K
15BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.66%$3M9.8K
16PFEPFIZER INChistory →COM1.41%$2M52.8K
17XLVSELECT SECTOR SPDR TRSBI HEALTHCARE · FINANCIAL · ENERGY1.22%$2M22.6K
18JNJJOHNSON & JOHNSONhistory →COM1.20%$2M11.6K
19WMTWALMART INChistory →COM1.16%$2M13.8K
20VRTXVERTEX PHARMACEUTICALS INChistory →COM1.13%$2M6.0K
21PANWPALO ALTO NETWORKS INChistory →COM1.03%$2M10.3K
22HUMHUMANA INCCOM0.98%$2M3.1K
23NDAQNASDAQ INCCOM0.97%$2M26.4K
24ETWEATON VANCE TAX-MANAGED GLOBCOM0.94%$1M187.7K
25BMYBRISTOL-MYERS SQUIBB COCOM0.90%$1M20.3K
26LOWLOWES COS INCCOM0.89%$1M7.1K
27FHLCFIDELITY COVINGTON TRUSTMSCI HLTH CARE I · CONSMR STAPLES0.86%$1M26.3K
28REGNREGENERON PHARMACEUTICALSCOM0.86%$1M1.8K
29IGRCBRE GBL REAL ESTATE INC FDCOM0.83%$1M232.1K
30VRPINVESCO EXCH TRADED FD TR IIVAR RATE PFD · S&P500 LOW VOL0.81%$1M48.1K
31DDOGDATADOG INCCL A COM0.80%$1M15.2K
32ABTABBOTT LABSCOM0.79%$1M12.2K
33FANGDIAMONDBACK ENERGY INCCOM0.79%$1M8.9K
34DGDOLLAR GEN CORP NEWCOM0.78%$1M5.1K
35PKWINVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV · S&P500 EQL WGT0.77%$1M14.1K
36NBIXNEUROCRINE BIOSCIENCES INCCOM0.72%$1M10.6K
37AEEAMEREN CORPCOM0.71%$1M14.2K
38JPMJPMORGAN CHASE & COCOM0.70%$1M10.8K
39BMRNBIOMARIN PHARMACEUTICAL INCCOM0.69%$1M12.4K
40MOHMOLINA HEALTHCARE INCCOM0.68%$1M3.1K
41CVSCVS HEALTH CORPCOM0.68%$1M12.1K
42VLOVALERO ENERGY CORPCOM0.67%$1M9.6K
43MRKMERCK & CO INCCOM0.67%$1M11.5K
44SPYSPDR S&P 500 ETF TRTR UNIT0.65%$1M2.9K
45EMREMERSON ELEC COCOM0.64%$1M12.9K
46STRATEGY SHSDAY HAGAN NED0.63%$985,00034.1K
47PEPPEPSICO INCCOM0.62%$980,0006.0K
48PHPARKER-HANNIFIN CORPCOM0.62%$971,0003.8K
49ORCLORACLE CORPCOM0.62%$968,00015.5K
50BACBK OF AMERICA CORPCOM0.60%$951,00031.9K
51TGTTARGET CORPCOM0.60%$946,0006.1K
52ADPAUTOMATIC DATA PROCESSING INCOM0.60%$941,0004.2K
53LNGCHENIERE ENERGY INCCOM NEW0.56%$882,0005.2K
54MCDMCDONALDS CORPCOM0.55%$872,0003.7K
55IRMIRON MTN INC DELCOM0.53%$827,00018.0K
56PYPLPAYPAL HLDGS INCCOM0.51%$809,0009.7K
57EXMOCEXXON MOBIL CORPCOM0.51%$806,0008.2K
58ALBALBEMARLE CORPCOM0.49%$775,0002.8K
59ADBEADOBE SYSTEMS INCORPORATEDCOM0.49%$772,0002.7K
60VZVERIZON COMMUNICATIONS INCCOM0.49%$767,00021.3K
61DLRDIGITAL RLTY TR INCCOM0.46%$716,0008.0K
62GLNGGOLAR LNG LTDSHS0.45%$709,00028.1K
63DISDISNEY WALT COCOM0.45%$703,0007.6K
64METAMETA PLATFORMS INCCL A0.45%$703,0005.5K
65CTASCINTAS CORPCOM0.44%$698,0001.8K
66CICIGNA CORP NEWCOM0.44%$693,0002.4K
67CATCATERPILLAR INCCOM0.44%$690,0003.8K
68VVISA INCCOM CL A0.42%$662,0003.7K
69CSCOCISCO SYS INCCOM0.42%$660,00016.7K
70ARRYARRAY TECHNOLOGIES INCCOM SHS0.42%$653,00038.4K
71NVDANVIDIA CORPORATIONCOM0.41%$646,0005.6K
72SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ0.41%$646,0009.6K
73CNCCENTENE CORP DELCOM0.40%$633,0008.4K
74RSGREPUBLIC SVCS INCCOM0.40%$627,0004.8K
75SWBISMITH & WESSON BRANDS INCCOM0.39%$613,00059.7K
76KMIKINDER MORGAN INC DELCOM0.39%$610,00035.5K
77SRSPIRE INCCOM0.37%$584,0009.2K
78IBMINTERNATIONAL BUSINESS MACHSCOM0.37%$578,0004.9K
79KRKROGER COCOM0.37%$576,00012.6K
80UNHUNITEDHEALTH GROUP INCCOM0.36%$574,0001.1K
81FFORD MTR CO DELCOM0.36%$573,00049.5K
82ABBVABBVIE INCCOM0.36%$572,0004.0K
83FCXFREEPORT-MCMORAN INCCL B0.36%$570,00019.5K
84KOCOCA COLA COCOM0.34%$542,00010.0K
85PFXFVANECK ETF TRUSTPREFERRED SECURT0.34%$528,00031.5K
86AMGNAMGEN INCCOM0.32%$509,0002.1K
87STMSTMICROELECTRONICS N VNY REGISTRY0.32%$509,00016.5K
88UNILEVER PLCSPON ADR NEW0.31%$482,00011.1K
89MMM3M COCOM0.30%$479,0004.4K
90SYYSYSCO CORPCOM0.29%$449,0006.1K
91TAT&T INCCOM0.28%$444,00030.0K
92INTCINTEL CORPCOM0.28%$443,00017.7K
93NHINATIONAL HEALTH INVS INCCOM0.27%$418,0008.1K
94ENPHENPHASE ENERGY INCCOM0.27%$417,0001.6K
95BUDANHEUSER BUSCH INBEV SA/NVSPONSORED ADR0.26%$416,0009.3K
96PAYXPAYCHEX INCCOM0.26%$412,0003.8K
97CVXCHEVRON CORP NEWCOM0.25%$395,0002.5K
98PSXPHILLIPS 66COM0.25%$394,0004.4K
99DEODIAGEO PLCSPON ADR NEW0.25%$393,0002.4K
100DOWDOW INCCOM0.24%$375,0008.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.