SEC 13F Intelligence

Managers / Q4 2020 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$169M
Q4 2020
Positions
170
Filings on Record
30
2019–present window
Filed
Feb 1, 2021
original filing

Summary

Roman Butler Fullerton & Co reported $169M in U.S.-listed holdings across 170 positions for Q4 2020.

Its largest position, PFF, represents 8.4% of the portfolio.

Compared with Q3 2020, the fund opened 27 new positions and exited 10.

Portfolio Metrics

Turnover
+6.4%
vs prior filed quarter
Top-10 Concentration
+33.9%
share of reported value
Largest Position
+8.4%
Ishares Tr
New / Exited
27 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 69.5%ETP: 20.9%Closed-End Fund: 4.1%REIT: 2.0%ADR: 2.0%Other: 1.5%
  • Common Stock · 69.5% · $118M
  • ETP · 20.9% · $35M
  • Closed-End Fund · 4.1% · $7M
  • REIT · 2.0% · $3M
  • ADR · 2.0% · $3M
  • Other · 1.5% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CIGCOMPANHIA ENERGETICA DE MINANEW+128.8K128.8K+$1M$1M
ENTGENTEGRIS INCNEW+8.4K8.4K+$812,000$812,000
DQDAQO NEW ENERGY CORPNEW+10.6K10.6K+$610,000$610,000
IPHIINPHI CORPNEW+3.8K3.8K+$610,000$610,000
PANWPALO ALTO NETWORKS INCNEW+1.5K1.5K+$542,000$542,000
RENEWABLE ENERGY GROUP INCNEW+7.1K7.1K+$504,000$504,000
TTDTHE TRADE DESK INCNEW+505505+$405,000$405,000
TERTERADYNE INCNEW+3.1K3.1K+$372,000$372,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

149 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFFISHARES TRS&P US PFD STK · CORE S&P500 ETF · MIN VOL USA ETF · MODERT ALLOC ETF · CORE DIV GRWTH · SELECT DIVID ETF · S&P 500 GRWT ETF · GRWT ALLOCAT ETF · U.S. TECH ETF · CORE HIGH DV ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · RUS MD CP GR ETF · RUS MDCP VAL ETF · RUSSELL 2000 ETF8.44%$14M253.6K
2AAPLAPPLE INChistory →COM4.94%$8M63.1K
3MSFTMICROSOFT CORPhistory →COM4.23%$7M32.2K
4AMZNAMAZON COM INChistory →COM3.13%$5M1.6K
5MAMASTERCARD INCORPORATEDhistory →CL A2.75%$5M13.0K
6PGPROCTER AND GAMBLE COhistory →COM2.35%$4M28.7K
7VUGVANGUARD INDEX FDSGROWTH ETF · MCAP GR IDXVIP · TOTAL STK MKT2.20%$4M16.0K
8FTCSFIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF · DJ INTERNT IDX2.08%$4M49.7K
9GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.97%$3M1.9K
10VIGVANGUARD GROUPhistory →DIV APP ETF1.85%$3M22.3K
11ADBEADOBE INChistory →COM1.81%$3M6.1K
12DISDISNEY WALT COhistory →COM DISNEY1.78%$3M16.7K
13NVDANVIDIA CORPhistory →COM1.59%$3M5.2K
14HDHOME DEPOT INChistory →COM1.58%$3M10.0K
15QQQINVESCO QQQ TRhistory →UNIT SER 11.53%$3M8.3K
16METAFACEBOOK INChistory →CL A1.48%$3M9.2K
17EOIEATON VANCE ENHANCED EQ INChistory →COM1.42%$2M149.2K
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.40%$2M10.2K
19NOBLPROSHARES TRhistory →S&P 500 DV ARIST1.16%$2M24.6K
20WMTWALMART INChistory →COM1.14%$2M13.4K
21PFEPFIZER INChistory →COM1.11%$2M50.9K
22JNJJOHNSON & JOHNSONhistory →COM1.09%$2M11.7K
23NOWSERVICENOW INChistory →COM1.04%$2M3.2K
24NFLXNETFLIX INCCOM1.00%$2M3.1K
25VZVERIZON COMMUNICATIONS INCCOM0.95%$2M27.4K
26VRPINVESCO EXCHNG TRADED FD TRVAR RATE PFD · S&P500 LOW VOL · SOLAR ETF0.95%$2M47.1K
27TAT&T INCCOM0.94%$2M55.4K
28ETWEATON VANCE TXMGD GL BUYWR OCOM0.83%$1M145.5K
29JPMJPMORGAN CHASE & COCOM0.81%$1M10.8K
30PYPLPAYPAL HLDGS INCCOM0.81%$1M5.8K
31CRMSALESFORCE COM INCCOM0.79%$1M6.0K
32INTCINTEL CORPCOM0.79%$1M26.7K
33ATLASSIAN CORP PLCCL A0.78%$1M5.7K
34ABTABBOTT LABSCOM0.78%$1M12.1K
35XLVSELECT SECTOR SPDR TRSBI HEALTHCARE0.78%$1M11.6K
36NDAQNASDAQ INCCOM0.76%$1M9.7K
37CIGCOMPANHIA ENERGETICA DE MINASP ADR N-V PFD0.75%$1M128.8K
38FDXFEDEX CORPCOM0.74%$1M4.8K
39DLRDIGITAL RLTY TR INCCOM0.72%$1M8.7K
40PHPARKER HANNIFIN CORPCOM0.71%$1M4.4K
41FSTAFIDELITYCONSMR STAPLES · MSCI HLTH CARE I0.71%$1M25.3K
42DGDOLLAR GEN CORP NEWCOM0.70%$1M5.6K
43AEEAMEREN CORPCOM0.69%$1M14.9K
44ADSKAUTODESK INCCOM0.69%$1M3.8K
45LOWLOWES COS INCCOM0.69%$1M7.3K
46MRKMERCK & CO INCCOM0.68%$1M14.1K
47ORCLORACLE CORPCOM0.66%$1M17.3K
48PEPPEPSICO INCCOM0.65%$1M7.4K
49IGRCBRE CLARION GLOBAL REAL ESTCOM0.65%$1M159.1K
50BMYBRISTOL MYERS SQUIBB COCOM0.65%$1M17.6K
51ASMLFASML HOLDING N VN Y REGISTRY SHS0.64%$1M2.2K
52EOSEATON VANCE ENH EQTY INC FDCOM0.62%$1M48.7K
53TGTTARGET CORPCOM0.62%$1M5.9K
54PKWINVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV0.62%$1M14.2K
55CVSCVS HEALTH CORPCOM0.59%$1M14.8K
56AMDADVANCED MICRO DEVICES INCCOM0.58%$988,00010.8K
57BUDANHEUSER BUSCH INBEV SA/NVSPONSORED ADR0.54%$909,00013.0K
58GLOBGLOBANT S ACOM0.52%$878,0004.0K
59XYZSQUARE INCCL A0.51%$861,0004.0K
60EMREMERSON ELEC COCOM0.50%$851,00010.6K
61BACBANK AMER CORPCOM0.50%$845,00027.9K
62ENPHENPHASE ENERGY INCCOM0.50%$840,0004.8K
63CTASCINTAS CORPCOM0.49%$834,0002.4K
64ADPAUTOMATIC DATA PROCESSING INCOM0.48%$817,0004.6K
65ENTGENTEGRIS INCCOM0.48%$812,0008.4K
66MCDMCDONALDS CORPCOM0.47%$803,0003.7K
67CATCATERPILLAR INC DELCOM0.47%$803,0004.4K
68CSCOCISCO SYS INCCOM0.46%$781,00017.5K
69EPAMEPAM SYS INCCOM0.45%$758,0002.1K
70SRSPIRE INCCOM0.42%$708,00011.1K
71UNILEVER PLCSPON ADR NEW0.40%$682,00011.3K
72NHINATIONAL HEALTH INVS INCCOM0.37%$619,0009.0K
73KMIKINDER MORGAN INC DELCOM0.36%$616,00045.1K
74IRMIRON MTN INC NEWCOM0.36%$614,00020.8K
75IPHIINPHI CORPCOM0.36%$610,0003.8K
76DQDAQO NEW ENERGY CORPSPNSRD ADR NEW0.36%$610,00010.6K
77WBAWALGREENS BOOTS ALLIANCE INCCOM0.34%$573,00014.4K
78VLOVALERO ENERGY CORP NEWCOM0.34%$573,00010.1K
79PFXFVANECK VECTORS ETF TRPFD SECS EX FINL0.34%$570,00027.7K
80IBMINTERNATIONAL BUSINESS MACHSCOM0.33%$554,0004.4K
81PANWPALO ALTO NETWORKS INCCOM0.32%$542,0001.5K
82CICIGNA CORP NEWCOM0.32%$540,0002.6K
83PAYXPAYCHEX INCCOM0.31%$532,0005.7K
84VVISA INCCOM CL A0.31%$518,0002.4K
85GENERAL ELECTRIC COCOM0.30%$505,00046.8K
86RENEWABLE ENERGY GROUP INCCOM NEW0.30%$504,0007.1K
87KOCOCA COLA COCOM0.30%$501,0009.1K
88LLYLILLY ELI & COCOM0.29%$489,0002.9K
89AMGNAMGEN INCCOM0.28%$467,0002.0K
90SYYSYSCO CORPCOM0.28%$466,0006.3K
91RSGREPUBLIC SVCS INCCOM0.27%$459,0004.8K
92GMGENERAL MTRS COCOM0.27%$455,00010.9K
93VTRVENTAS INCCOM0.25%$418,0008.5K
94ABBVABBVIE INCCOM0.25%$416,0003.9K
95TMUST MOBILE US INCCOM0.24%$413,0003.1K
96CNCCENTENE CORP DELCOM0.24%$412,0006.9K
97TTDTHE TRADE DESK INCCOM CL A0.24%$405,000505
98PSXPHILLIPS 66COM0.24%$400,0005.7K
99NUVNUVEEN MUN VALUE FD INCCOM0.23%$387,00034.8K
100HONHONEYWELL INTL INCCOM0.23%$383,0001.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.