SEC 13F Intelligence

Managers / Q2 2020 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$140M
Q2 2020
Positions
148
Filings on Record
30
2019–present window
Filed
Jul 28, 2020
original filing

Summary

Roman Butler Fullerton & Co reported $140M in U.S.-listed holdings across 148 positions for Q2 2020.

Its largest position, PFF, represents 10.2% of the portfolio.

Compared with Q1 2020, the fund opened 21 new positions and exited 6.

Portfolio Metrics

Turnover
+6.0%
vs prior filed quarter
Top-10 Concentration
+35.1%
share of reported value
Largest Position
+10.2%
Ishares Tr
New / Exited
21 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 68.9%ETP: 23.0%Closed-End Fund: 4.0%REIT: 2.1%Other: 1.4%ADR: 0.7%
  • Common Stock · 68.9% · $97M
  • ETP · 23.0% · $32M
  • Closed-End Fund · 4.0% · $6M
  • REIT · 2.1% · $3M
  • Other · 1.4% · $2M
  • ADR · 0.7% · $923,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FTCSFIRST TR EXCHANGE TRADED FDNEW+48.8K48.8K+$3M$3M
MRKMERCK & CO INCNEW+15.6K15.6K+$1M$1M
FDISFIDELITYNEW+20.1K20.1K+$1M$1M
NBIXNEUROCRINE BIOSCIENCES INCNEW+7.4K7.4K+$905,000$905,000
VOTVANGUARD INDEX FDSNEW+4.0K4.0K+$667,000$667,000
ADSKAUTODESK INCNEW+2.8K2.8K+$665,000$665,000
GILDGILEAD SCIENCES INCNEW+5.4K5.4K+$417,000$417,000
RSGREPUBLIC SVCS INCNEW+4.9K4.9K+$405,000$405,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

123 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFFISHARES TRS&P US PFD STK · CORE S&P500 ETF · MIN VOL USA ETF · RUS 1000 GRW ETF · MODERT ALLOC ETF · CORE DIV GRWTH · MRNGSTR LG-CP GR · SELECT DIVID ETF · S&P 500 GRWT ETF · GRWT ALLOCAT ETF · CORE HIGH DV ETF · U.S. TECH ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · RUS MDCP VAL ETF · RUS MD CP GR ETF10.22%$14M252.2K
2MSFTMICROSOFT CORPhistory →COM4.72%$7M32.5K
3AAPLAPPLE INChistory →COM3.65%$5M14.0K
4AMZNAMAZON COM INChistory →COM3.25%$5M1.7K
5MAMASTERCARD INCORPORATEDhistory →CL A3.00%$4M14.2K
6PGPROCTER AND GAMBLE COhistory →COM2.44%$3M28.6K
7FTCSFIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF · DJ INTERNT IDX2.18%$3M50.0K
8ADBEADOBE INChistory →COM2.04%$3M6.6K
9FDISFIDELITYMSCI CONSM DIS · CONSMR STAPLES · MSCI HLTH CARE I · MSCI COMMNTN SVC1.83%$3M59.4K
10GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.80%$3M1.8K
11VIGVANGUARD GROUPhistory →DIV APP ETF1.70%$2M20.3K
12TAT&T INChistory →COM1.69%$2M90.0K
13VUGVANGUARD INDEX FDSGROWTH ETF · MCAP GR IDXVIP · TOTAL STK MKT1.67%$2M12.8K
14HDHOME DEPOT INChistory →COM1.60%$2M9.0K
15NVDANVIDIA CORPhistory →COM1.48%$2M5.5K
16METAFACEBOOK INChistory →CL A1.47%$2M9.1K
17EOIEATON VANCE ENHANCED EQ INChistory →COM1.44%$2M142.5K
18BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.32%$2M10.4K
19DISDISNEY WALT COhistory →COM DISNEY1.31%$2M16.5K
20QQQINVESCO QQQ TRhistory →UNIT SER 11.23%$2M6.9K
21PFEPFIZER INChistory →COM1.22%$2M52.3K
22JNJJOHNSON & JOHNSONhistory →COM1.18%$2M11.7K
23NOBLPROSHARES TRhistory →S&P 500 DV ARIST1.14%$2M23.8K
24WMTWALMART INChistory →COM1.09%$2M12.7K
25CICIGNA CORP NEWhistory →COM1.05%$1M7.8K
26VZVERIZON COMMUNICATIONS INChistory →COM1.04%$1M26.4K
27NFLXNETFLIX INCCOM0.95%$1M2.9K
28NOWSERVICENOW INCCOM0.93%$1M3.2K
29VRTXVERTEX PHARMACEUTICALS INCCOM0.90%$1M4.3K
30VRPINVESCO EXCHNG TRADED FD TRVAR RATE PFD · S&P500 LOW VOL0.90%$1M45.7K
31DLRDIGITAL RLTY TR INCCOM0.88%$1M8.7K
32MRKMERCK & CO INCCOM0.86%$1M15.6K
33BACBANK AMER CORP7.25%CNV PFD L · COM0.85%$1M21.6K
34NDAQNASDAQ INCCOM0.82%$1M9.6K
35IPHIINPHI CORPCOM0.82%$1M9.8K
36INTCINTEL CORPCOM0.81%$1M18.9K
37ETWEATON VANCE TXMGD GL BUYWR OCOM0.80%$1M130.3K
38PYPLPAYPAL HLDGS INCCOM0.80%$1M6.4K
39XLVSELECT SECTOR SPDR TRSBI HEALTHCARE0.80%$1M11.2K
40DGDOLLAR GEN CORP NEWCOM0.79%$1M5.8K
41CRMSALESFORCE COM INCCOM0.79%$1M5.9K
42ABTABBOTT LABSCOM0.79%$1M12.1K
43BMYBRISTOL MYERS SQUIBB COCOM0.76%$1M18.1K
44PKWINVESCO EXCHANGE TRADED FD TBUYBACK ACHIEV0.75%$1M18.4K
45AEEAMEREN CORPCOM0.75%$1M14.9K
46ATLASSIAN CORP PLCCL A0.73%$1M5.7K
47CVSCVS HEALTH CORPCOM0.70%$988,00015.2K
48LOWLOWES COS INCCOM0.70%$983,0007.3K
49ORCLORACLE CORPCOM0.69%$974,00017.6K
50PEPPEPSICO INCCOM0.68%$951,0007.2K
51BMRNBIOMARIN PHARMACEUTICAL INCCOM0.67%$936,0007.6K
52NBIXNEUROCRINE BIOSCIENCES INCCOM0.65%$905,0007.4K
53CATCATERPILLAR INC DELCOM0.63%$885,0007.0K
54REGNREGENERON PHARMACEUTICALSCOM0.62%$874,0001.4K
55PHPARKER HANNIFIN CORPCOM0.61%$858,0004.7K
56JPMJPMORGAN CHASE & COCOM0.59%$831,0008.8K
57IGRCBRE CLARION GLOBAL REAL ESTCOM0.57%$803,000134.5K
58CSCOCISCO SYS INCCOM0.57%$799,00017.1K
59KMIKINDER MORGAN INC DELCOM0.56%$783,00051.6K
60EOSEATON VANCE ENH EQTY INC FDCOM0.53%$749,00042.5K
61WBAWALGREENS BOOTS ALLIANCE INCCOM0.53%$742,00017.5K
62ADPAUTOMATIC DATA PROCESSING INCOM0.50%$707,0004.7K
63ADSKAUTODESK INCCOM0.47%$665,0002.8K
64EMREMERSON ELEC COCOM0.47%$662,00010.7K
65FTNTFORTINET INCCOM0.47%$662,0004.8K
66PFXFVANECK VECTORS ETF TRPFD SECS EX FINL · HIGH YLD MUN ETF0.46%$646,00027.1K
67CTASCINTAS CORPCOM0.45%$628,0002.4K
68UNILEVER PLCSPON ADR NEW0.44%$622,00011.3K
69BUDANHEUSER BUSCH INBEV SA/NVSPONSORED ADR0.44%$610,00012.4K
70ASMLFASML HOLDING N VN Y REGISTRY SHS0.43%$596,0001.6K
71VLOVALERO ENERGY CORP NEWCOM0.41%$581,0009.9K
72SRSPIRE INCCOM0.41%$568,0008.6K
73EXMOCEXXON MOBIL CORPCOM0.39%$553,00012.4K
74XYZSQUARE INCCL A0.39%$551,0005.3K
75TGTTARGET CORPCOM0.39%$544,0004.5K
76IRMIRON MTN INC NEWCOM0.37%$514,00019.7K
77GLOBGLOBANT S ACOM0.35%$497,0003.3K
78MCDMCDONALDS CORPCOM0.35%$489,0002.6K
79AMGNAMGEN INCCOM0.33%$464,0002.0K
80IBMINTERNATIONAL BUSINESS MACHSCOM0.33%$462,0003.8K
81CNCCENTENE CORP DELCOM0.33%$460,0007.2K
82PSXPHILLIPS 66COM0.32%$450,0006.3K
83ABBVABBVIE INCCOM0.31%$438,0004.5K
84LLYLILLY ELI & COCOM0.31%$438,0002.7K
85PAYXPAYCHEX INCCOM0.31%$437,0005.8K
86KOCOCA COLA COCOM0.31%$428,0009.6K
87EPAMEPAM SYS INCCOM0.30%$421,0001.7K
88GILDGILEAD SCIENCES INCCOM0.30%$417,0005.4K
89RSGREPUBLIC SVCS INCCOM0.29%$405,0004.9K
90VVISA INCCOM CL A0.27%$374,0001.9K
91NHINATIONAL HEALTH INVS INCCOM0.26%$369,0006.1K
92KMBKIMBERLY CLARK CORPCOM0.26%$366,0002.6K
93DDOMINION ENERGY INCCOM0.25%$355,0004.4K
94NUVNUVEEN MUN VALUE FD INCCOM0.25%$355,00034.8K
95SYYSYSCO CORPCOM0.25%$347,0006.4K
96GENERAL ELECTRIC COCOM0.24%$340,00049.8K
97KRKROGER COCOM0.24%$336,0009.9K
98AMTAMERICAN TOWER CORP NEWCOM0.23%$320,0001.2K
99TMUST MOBILE US INCCOM0.23%$319,0003.1K
100RGRSTURM RUGER & CO INCCOM0.22%$315,0004.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.