SEC 13F Intelligence

Managers / Q2 2023 · view latest →

ROMAN BUTLER FULLERTON & CO

CIK 0000733444 · 680 CRAIG ROAD, STE 201, ST LOUIS, MO, 63141 · 314-997-1652

Reported Value
$218M
Q2 2023
Positions
187
Filings on Record
30
2019–present window
Filed
Jul 25, 2023
original filing

Summary

Roman Butler Fullerton & Co reported $218M in U.S.-listed holdings across 187 positions for Q2 2023.

Its largest position, AAPL, represents 5.2% of the portfolio.

Compared with Q1 2023, the fund opened 14 new positions and exited 16.

Portfolio Metrics

Turnover
+8.6%
vs prior filed quarter
Top-10 Concentration
+29.7%
share of reported value
Largest Position
+5.2%
Apple
New / Exited
14 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $118MQ4 ’18Q1 ’19: $143MQ2 ’19: $149MQ3 ’19: $145MQ4 ’19: $152MQ4 ’19Q1 ’20: $113MQ2 ’20: $140MQ3 ’20: $153MQ4 ’20: $169MQ4 ’20Q1 ’21: $200MQ2 ’21: $205MQ3 ’21: $214MQ4 ’21: $226MQ4 ’21Q1 ’22: $216MQ2 ’22: $180MQ3 ’22: $157MQ4 ’22: $193MQ4 ’22Q1 ’23: $201MQ2 ’23: $218MQ3 ’23: $212MQ4 ’23: $257MQ4 ’23Q1 ’24: $267MQ2 ’24: $309MQ3 ’24: $332MQ4 ’24: $315MQ4 ’24Q1 ’25: $258MQ2 ’25: $339MQ3 ’25: $373MQ4 ’25: $381MQ4 ’25Q1 ’26: $364Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 66.3%ETP: 26.2%Closed-End Fund: 3.5%REIT: 1.7%Other: 1.2%Other: 1.0%
  • Common Stock · 66.3% · $145M
  • ETP · 26.2% · $57M
  • Closed-End Fund · 3.5% · $8M
  • REIT · 1.7% · $4M
  • Other · 1.2% · $3M
  • Other · 1.0% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AEHRAEHR TEST SYSNEW+34.6K34.6K+$2M$2M
AMPHAMPHASTAR PHARMACEUTICALS INNEW+24.7K24.7K+$2M$2M
SMCIUSDSUPER MICRO COMPUTER INCNEW+4.9K4.9K+$1M$1M
ISHARES TRNEW+1.9K1.9K+$986,212$986,212
ESSESSEX PPTY TR INCNEW+1.2K1.2K+$296,946$296,946
PHMPULTE GROUP INCNEW+3.4K3.4K+$274,812$274,812
UPSUNITED PARCEL SERVICE INCNEW+1.3K1.3K+$240,756$240,756
DFSEURDISCOVER FINL SVCSNEW+1.9K1.9K+$230,555$230,555

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

46 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM5.22%$11M58.3K
2MSFTMICROSOFT CORPhistory →COM4.43%$10M27.2K
3ISHARES TRCORE S&P SCP ETF · PFD AND INCM SEC · CORE S&P500 ETF · MSCI USA MIN VOL4.19%$9M143.2K
4SPDR S&P 500 ETF TRTR UNIT4.14%$9M19.8K
5MAMASTERCARD INCORPORATEDhistory →CL A3.07%$7M16.8K
6AMZNAMAZON COM INChistory →COM3.07%$7M49.4K
7NVDANVIDIA CORPORATIONhistory →COM2.34%$5M10.8K
8LLYLILLY ELI & COhistory →COM2.06%$4M9.9K
9VANGUARD SPECIALIZED FUNDSDIV APP ETF2.01%$4M26.7K
10EOIEATON VANCE ENHANCED EQUITYCOM1.96%$4M245.5K
11PGPROCTER AND GAMBLE COhistory →COM1.83%$4M26.5K
12FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF1.57%$3M45.1K
13PROSHARES TRS&P 500 DV ARIST1.57%$3M34.3K
14GOOGALPHABET INChistory →CAP STK CL C1.54%$3M27.4K
15BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.51%$3M9.6K
16HDHOME DEPOT INChistory →COM1.39%$3M9.5K
17NDQINVESCO QQQ TRhistory →UNIT SER 11.33%$3M7.5K
18METAMETA PLATFORMS INChistory →CL A1.32%$3M9.1K
19WMTWALMART INChistory →COM1.18%$3M16.6K
20PANWPALO ALTO NETWORKS INChistory →COM1.14%$2M10.1K
21VUGVANGUARD INDEX FDShistory →GROWTH ETF1.07%$2M7.9K
22JNJJOHNSON & JOHNSONhistory →COM1.01%$2M13.9K
23PFEPFIZER INCCOM0.99%$2M58.9K
24VRTXVERTEX PHARMACEUTICALS INCCOM0.97%$2M5.9K
25CRMSALESFORCE INCCOM0.89%$2M8.3K
26CITHE CIGNA GROUPCOM0.82%$2M6.1K
27LOWLOWES COS INCCOM0.81%$2M7.6K
28ORCLORACLE CORPCOM0.80%$2M14.7K
29JPMJPMORGAN CHASE & COCOM0.79%$2M11.2K
30AEHRAEHR TEST SYSCOM0.79%$2M34.6K
31SCHWAB STRATEGIC TRUS DIVIDEND EQ0.78%$2M22.9K
32EATON VANCE TAX-MANAGED GLOBCOM0.75%$2M192.6K
33ANETEURARISTA NETWORKS INCCOM0.73%$2M9.0K
34SELECT SECTOR SPDR TRSBI HEALTHCARE0.73%$2M11.9K
35AMPHAMPHASTAR PHARMACEUTICALS INCOM0.71%$2M24.7K
36ACLSAXCELIS TECHNOLOGIES INCCOM NEW0.69%$2M8.2K
37DDOGDATADOG INCCL A COM0.69%$2M13.0K
38SMCIUSDSUPER MICRO COMPUTER INCCOM0.68%$1M4.9K
39STRATEGY SHSDAY HAGAN NED0.66%$1M39.3K
40ADBEADOBE SYSTEMS INCORPORATEDCOM0.65%$1M2.7K
41PHPARKER-HANNIFIN CORPCOM0.65%$1M3.5K
42AEEAMEREN CORPCOM0.64%$1M16.4K
43IGRCBRE GBL REAL ESTATE INC FDCOM0.63%$1M252.0K
44ASML HOLDING N VN Y REGISTRY SHS0.63%$1M1.9K
45NDAQNASDAQ INCCOM0.59%$1M25.7K
46MRKMERCK & CO INCCOM0.59%$1M12.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$364M267Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025$381M264Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$373M256Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$339M242Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$258M221Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$315M229Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$332M249Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$309M226Jul 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$267M211Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$257M207Jan 31, 202413F-HRchanges · EDGAR ↗
Q3 2023$212M181Oct 18, 202313F-HRchanges · EDGAR ↗
Q2 2023$218M187Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$201M189Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$193M190Jan 23, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M169Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$180M175Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$216M193May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$226M178Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$214M185Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$205M183Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$200M193Apr 22, 202113F-HRchanges · EDGAR ↗
Q4 2020$169M170Feb 1, 202113F-HRchanges · EDGAR ↗
Q3 2020$153M153Oct 15, 202013F-HRchanges · EDGAR ↗
Q2 2020$140M148Jul 28, 202013F-HRchanges · EDGAR ↗
Q1 2020$113M133Apr 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$152M161Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$145M162Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$149M172Jul 22, 201913F-HRchanges · EDGAR ↗
Q1 2019$143M173Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$118M159Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.