Managers / Q4 2020 · view latest →
Roumell Asset Management, LLC
CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500
Summary
Roumell Asset Management, LLC reported $64M in U.S.-listed holdings across 16 positions for Q4 2020.
Its largest position, GSIT, represents 15.6% of the portfolio.
Compared with Q3 2020, the fund opened 6 new positions and exited 4.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 81.9% · $52M
- Other · 18.1% · $12M
Quarter-over-Quarter Changes full breakdown →
vs Q3 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ACTGACACIA RESH CORP | NEW | +971.3K | 971.3K | +$4M | $4M |
| FLOTEK INDS INC DEL | NEW | +1.07M | 1.07M | +$2M | $2M |
| LEAFLEAF GROUP LTD | NEW | +471.1K | 471.1K | +$2M | $2M |
| SWCHFSIERRA WIRELESS INC | NEW | +138.2K | 138.2K | +$2M | $2M |
| STREAMLINE HEALTH SOLUTIONS | NEW | +791.0K | 791.0K | +$1M | $1M |
| SEACHANGE INTL INC | NEW | +601.8K | 601.8K | +$824,000 | $824,000 |
| RICEBRAN TECHNOLOGIES | ADDED | +2.70M | 3.90M | +$2M | $2M |
| MGNIMAGNITE INC | SOLD OUT | −634.9K | 0 | −$4M | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2020
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | GSITGSI TECHNOLOGYhistory → | COM | 15.57% | $10M | 1.34M |
| 2 | TTITETRA TECHNOLOGIES INC DELhistory → | COM | 13.94% | $9M | 10.29M |
| 3 | ALLOT LTD | SHS | 12.61% | $8M | 762.3K |
| 4 | COMSCORE INC | COM | 11.74% | $7M | 3.00M |
| 5 | ENZBENZO BIOCHEM INChistory → | COM | 10.97% | $7M | 2.77M |
| 6 | ACTGACACIA RESH CORPhistory → | ACACIA TCH COM | 6.02% | $4M | 971.3K |
| 7 | BARNES & NOBLE ED INC | COM | 4.37% | $3M | 597.5K |
| 8 | ASYSAMTECH SYS INChistory → | COM PAR $0.01N | 4.05% | $3M | 403.4K |
| 9 | RICEBRAN TECHNOLOGIES | COM NEW | 3.74% | $2M | 3.90M |
| 10 | FLOTEK INDS INC DEL | COM | 3.55% | $2M | 1.07M |
| 11 | LEAFLEAF GROUP LTDhistory → | COM | 3.44% | $2M | 471.1K |
| 12 | SWCHFSIERRA WIRELESS INChistory → | COM | 3.18% | $2M | 138.2K |
| 13 | BCDABIOCARDIA INChistory → | COM | 3.07% | $2M | 565.1K |
| 14 | STREAMLINE HEALTH SOLUTIONS | COM | 1.94% | $1M | 791.0K |
| 15 | SEACHANGE INTL INC | COM | 1.30% | $824,000 | 601.8K |
| 16 | MCHXMARCHEX INC | CL B | 0.53% | $338,000 | 172.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2024 | $53M | 16 | Aug 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $53M | 17 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $47M | 15 | Feb 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $50M | 19 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $51M | 22 | Aug 11, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $44M | 20 | May 12, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $40M | 21 | Feb 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $46M | 21 | Nov 10, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $51M | 21 | Aug 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $62M | 19 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $75M | 21 | Feb 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $75M | 17 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $86M | 18 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $69M | 14 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $64M | 16 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $50M | 14 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $41M | 20 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $37M | 22 | May 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $44M | 21 | Feb 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $42M | 14 | Nov 13, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $42M | 18 | Aug 13, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $41M | 20 | May 14, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $48M | 22 | Feb 14, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.