SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$44M
Q1 2023
Positions
20
Filings on Record
23
2019–present window
Filed
May 12, 2023
original filing

Summary

Roumell Asset Management, LLC reported $44M in U.S.-listed holdings across 20 positions for Q1 2023.

Its largest position, OPRA, represents 14.4% of the portfolio.

Compared with Q4 2022, the fund opened 6 new positions and exited 7.

Portfolio Metrics

Turnover
+31.0%
vs prior filed quarter
Top-10 Concentration
+73.7%
share of reported value
Largest Position
+14.4%
Opera
New / Exited
6 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 59.8%Other: 21.2%ADR: 15.2%REIT: 3.9%
  • Common Stock · 59.8% · $26M
  • Other · 21.2% · $9M
  • ADR · 15.2% · $7M
  • REIT · 3.9% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LBRTLIBERTY ENERGY INCNEW+265.0K265.0K+$3M$3M
NEXTIER OILFIELD SOLUTIONSNEW+425.0K425.0K+$3M$3M
WTTRSELECT ENERGY SVCS INCNEW+325.0K325.0K+$2M$2M
ACTGACACIA RESH CORPNEW+470.2K470.2K+$2M$2M
RWAYRUNWAY GROWTH FINANCE CORPNEW+138.2K138.2K+$2M$2M
INVEIDENTIV INCNEW+17.2K17.2K+$105,663$105,663
LQDTLIQUIDITY SVCS INCADDED+108.6K193.6K+$1M$3M
TTITETRA TECHNOLOGIES INC DELSOLD OUT988.4K0$3M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

20 positions
#IssuerClass% PortfolioValueShares
1OPRAOPERA LTDhistory →SPONSORED ADS14.40%$6M625.1K
2COLLPLANT BIOTECHNOLOGIES LTSHS NEW9.19%$4M577.9K
3LBRTLIBERTY ENERGY INChistory →COM CL A7.69%$3M265.0K
4NEXTIER OILFIELD SOLUTIONSCOM7.65%$3M425.0K
5STRATASYS LTDSHS7.11%$3M190.0K
6GSITGSI TECHNOLOGY INChistory →COM6.63%$3M1.70M
7LQDTLIQUIDITY SVCS INChistory →COM5.77%$3M193.6K
8COMSCORE INCCOM5.12%$2M1.84M
9WTTRSELECT ENERGY SVCS INChistory →CL A COM5.12%$2M325.0K
10ENZBENZO BIOCHEM INChistory →COM4.98%$2M905.3K
11ALLOT LTDSHS4.86%$2M797.4K
12QUANTUM CORPCOM NEW4.39%$2M1.69M
13ACTGACACIA RESH CORPhistory →ACACIA TCH COM4.11%$2M470.2K
14KRGKITE RLTY GROUP TRhistory →COM NEW3.88%$2M81.8K
15RWAYRUNWAY GROWTH FINANCE CORPhistory →COM3.80%$2M138.2K
16KVHIKVH INDS INChistory →COM3.17%$1M123.1K
17SOFOSONIC FDRY INCCOM NEW0.80%$354,283405.4K
18SPARK NETWORKS SESPONSORED ADS0.76%$337,472502.8K
19ARDSARIDIS PHARMACEUTICALS INCCOM0.32%$140,273446.6K
20INVEIDENTIV INCCOM NEW0.24%$105,66317.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.