SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$50M
Q3 2023
Positions
19
Filings on Record
23
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Roumell Asset Management, LLC reported $50M in U.S.-listed holdings across 19 positions for Q3 2023.

Its largest position, LBRT, represents 12.4% of the portfolio.

Compared with Q2 2023, the fund opened 2 new positions and exited 5.

Portfolio Metrics

Turnover
+25.4%
vs prior filed quarter
Top-10 Concentration
+75.3%
share of reported value
Largest Position
+12.4%
Liberty Energy
New / Exited
2 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 69.9%Other: 17.4%REIT: 5.9%Closed-End Fund: 3.6%ADR: 3.2%
  • Common Stock · 69.9% · $35M
  • Other · 17.4% · $9M
  • REIT · 5.9% · $3M
  • Closed-End Fund · 3.6% · $2M
  • ADR · 3.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PTENPATTERSON-UTI ENERGY INCNEW+404.5K404.5K+$6M$6M
MGNIMAGNITE INCNEW+542.5K542.5K+$4M$4M
KVHIKVH INDS INCADDED+232.6K331.7K+$786,469$2M
NEXTIER OILFIELD SOLUTIONSSOLD OUT−657.6K0−$6M$0
ENZBENZO BIOCHEM INCSOLD OUT−681.4K0−$1M$0
ECCEAGLE POINT CREDIT COMPANY ISOLD OUT−85.0K0−$863,600$0
SPARK NETWORKS SESOLD OUT−502.8K0−$158,429$0
ARDSARIDIS PHARMACEUTICALS INCSOLD OUT−446.6K0−$98,205$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

19 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LBRTLIBERTY ENERGY INChistory →COM CL A12.41%$6M333.4K
2PTENPATTERSON-UTI ENERGY INChistory →COM11.25%$6M404.5K
3MGNIMAGNITE INChistory →COM8.22%$4M542.5K
4LQDTLIQUIDITY SVCS INChistory →COM6.86%$3M193.6K
5RWAYRUNWAY GROWTH FINANCE CORPhistory →COM6.75%$3M261.9K
6COLLPLANT BIOTECHNOLOGIES LTSHS NEW6.54%$3M577.9K
7STRATASYS LTDSHS6.43%$3M235.0K
8KRGKITE RLTY GROUP TRhistory →COM NEW5.89%$3M136.8K
9INVEIDENTIV INChistory →COM NEW5.62%$3M331.3K
10ACTGACACIA RESH CORPhistory →ACACIA TCH COM5.34%$3M727.5K
11WTTRSELECT WATER SOLUTIONS INChistory →CL A COM5.19%$3M325.0K
12IGRCBRE GBL REAL ESTATE INC FDhistory →COM3.57%$2M395.0K
13KVHIKVH INDS INChistory →COM3.40%$2M331.7K
14OPRAOPERA LTDhistory →SPONSORED ADS3.17%$2M140.0K
15ALLOT LTDSHS2.49%$1M567.4K
16COMSCORE INCCOM2.27%$1M1.84M
17QUANTUM CORPCOM NEW2.07%$1M1.69M
18XAI OCTAGON FLOATING RATE &COM1.98%$982,952141.4K
19SOFOSONIC FDRY INCCOM NEW0.54%$266,594405.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.