SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$41M
Q1 2019
Positions
20
Filings on Record
23
2019–present window
Filed
May 14, 2019
original filing

Summary

Roumell Asset Management, LLC reported $41M in U.S.-listed holdings across 20 positions for Q1 2019.

Its largest position, ENZB, represents 12.6% of the portfolio.

Compared with Q4 2018, the fund opened 5 new positions and exited 7.

Portfolio Metrics

Turnover
+25.3%
vs prior filed quarter
Top-10 Concentration
+76.3%
share of reported value
Largest Position
+12.6%
Enzo Biochem
New / Exited
5 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 97.6%Other: 2.4%
  • Common Stock · 97.6% · $40M
  • Other · 2.4% · $969,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TLRDQTAILORED BRANDS INCNEW+174.5K174.5K+$1M$1M
IMIINTERMOLECULAR INCNEW+1.05M1.05M+$1M$1M
SDSANDRIDGE ENERGY INCNEW+115.0K115.0K+$922,000$922,000
HWCCHOUSTON WIRE & CABLE CONEW+139.2K139.2K+$881,000$881,000
LEAFLEAF GROUP LTDNEW+100.2K100.2K+$804,000$804,000
SANDSTORM GOLD LTDSOLD OUT814.8K0$4M$0
MCHXMARCHEX INCSOLD OUT1.35M0$4M$0
CRTOCRITEO S ASOLD OUT89.3K0$2M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

20 positions
#IssuerClass% PortfolioValueShares
1ENZBENZO BIOCHEM INChistory →COM12.61%$5M1.90M
2ATENA10 NETWORKS INChistory →COM9.24%$4M535.5K
3LQDTLIQUIDITY SERVICES INChistory →COM9.03%$4M481.3K
4GSITGSI TECHNOLOGYhistory →COM8.60%$4M455.2K
5PARATEK PHARMACEUTICALS INCCOM8.57%$4M657.7K
6MEDLEY CAP CORPCOM8.12%$3M1.07M
7SWCHFSIERRA WIRELESS INChistory →COM6.67%$3M221.6K
8RUBICON PROJ INCCOM5.97%$2M403.4K
9ALYAFALITHYA GROUP INChistory →CL A SUB VTG3.98%$2M511.1K
10ZAGG INCCOM3.50%$1M158.6K
11TLRDQTAILORED BRANDS INChistory →COM3.33%$1M174.5K
12SEACHANGE INTL INCCOM3.17%$1M979.4K
13IMIINTERMOLECULAR INChistory →COM2.94%$1M1.05M
14EGOELDORADO GOLD CORP NEWhistory →COM2.42%$994,000214.8K
15HC2 HLDGS INCCOM2.36%$969,000395.4K
16SDSANDRIDGE ENERGY INChistory →COM NEW2.24%$922,000115.0K
17HWCCHOUSTON WIRE & CABLE COhistory →COM2.14%$881,000139.2K
18DXLGDESTINATION XL GROUP INChistory →COM2.02%$831,000339.3K
19LEAFLEAF GROUP LTDhistory →COM1.96%$804,000100.2K
20HALLMARK FINL SVCS INC ECCOM NEW1.15%$471,00045.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.