SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$44M
Q4 2019
Positions
21
Filings on Record
23
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Roumell Asset Management, LLC reported $44M in U.S.-listed holdings across 21 positions for Q4 2019.

The portfolio is heavily concentrated: Zagg alone accounts for 25.0% of reported value.

Compared with Q3 2019, the fund opened 8 new positions and exited 1.

Portfolio Metrics

Turnover
+23.0%
vs prior filed quarter
Top-10 Concentration
+81.0%
share of reported value
Largest Position
+25.0%
Zagg
New / Exited
8 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 89.4%ADR: 7.8%Other: 2.8%
  • Common Stock · 89.4% · $39M
  • ADR · 7.8% · $3M
  • Other · 2.8% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MIX TELEMATICS LTDNEW+151.1K151.1K+$2M$2M
CRTOCRITEO S ANEW+84.2K84.2K+$1M$1M
AGXARGAN INCNEW+34.0K34.0K+$1M$1M
RICEBRAN TECHNOLOGIESNEW+524.4K524.4K+$771,000$771,000
LBRTLIBERTY OILFIELD SVCS INCNEW+60.2K60.2K+$670,000$670,000
EXTERRAN CORPNEW+68.0K68.0K+$532,000$532,000
MCHXMARCHEX INCNEW+127.6K127.6K+$482,000$482,000
AKAZOO SANEW+47.2K47.2K+$249,000$249,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

21 positions
#IssuerClass% PortfolioValueShares
1ZAGG INCCOM24.96%$11M1.34M
2LQDTLIQUIDITY SERVICES INChistory →COM12.33%$5M903.9K
3ATENA10 NETWORKS INChistory →COM11.41%$5M725.5K
4GSITGSI TECHNOLOGYhistory →COM7.17%$3M441.7K
5MEDLEY CAP CORPCOM5.18%$2M1.04M
6COMSCORE INCCOM5.14%$2M454.9K
7MIX TELEMATICS LTDSPONSORED ADR4.49%$2M151.1K
8SWCHFSIERRA WIRELESS INChistory →COM3.52%$2M161.1K
9LEAFLEAF GROUP LTDhistory →COM3.42%$1M373.0K
10CRTOCRITEO S Ahistory →SPONS ADS3.34%$1M84.2K
11PARATEK PHARMACEUTICALS INCCOM3.14%$1M340.3K
12AGXARGAN INChistory →COM3.12%$1M34.0K
13HWCCHOUSTON WIRE & CABLE COhistory →COM2.35%$1M232.7K
14HC2 HLDGS INCCOM2.25%$983,000452.9K
15RICEBRAN TECHNOLOGIESCOM NEW1.77%$771,000524.4K
16LBRTLIBERTY OILFIELD SVCS INChistory →COM CL A1.53%$670,00060.2K
17EXTERRAN CORPCOM1.22%$532,00068.0K
18SDSANDRIDGE ENERGY INChistory →COM NEW1.12%$488,000115.0K
19MCHXMARCHEX INChistory →CL B1.10%$482,000127.6K
20DXLGDESTINATION XL GROUP INCCOM0.87%$380,000297.1K
21AKAZOO SASHS0.57%$249,00047.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.