SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$51M
Q2 2023
Positions
22
Filings on Record
23
2019–present window
Filed
Aug 11, 2023
original filing

Summary

Roumell Asset Management, LLC reported $51M in U.S.-listed holdings across 22 positions for Q2 2023.

Its largest position, Nextier Oilfield Solutions, represents 11.6% of the portfolio.

Compared with Q1 2023, the fund opened 3 new positions and exited 1.

Portfolio Metrics

Turnover
+21.1%
vs prior filed quarter
Top-10 Concentration
+72.0%
share of reported value
Largest Position
+11.6%
Nextier Oilfield Solutions
New / Exited
3 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.1%Other: 24.2%REIT: 6.0%Closed-End Fund: 5.8%ADR: 3.9%
  • Common Stock · 60.1% · $31M
  • Other · 24.2% · $12M
  • REIT · 6.0% · $3M
  • Closed-End Fund · 5.8% · $3M
  • ADR · 3.9% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IGRCBRE GBL REAL ESTATE INC FDNEW+395.0K395.0K+$2M$2M
XAI OCTAGON FLOATING RATE &NEW+141.4K141.4K+$944,766$944,766
ECCEAGLE POINT CREDIT COMPANY INEW+85.0K85.0K+$863,600$863,600
INVEIDENTIV INCADDED+314.1K331.3K+$3M$3M
GSITGSI TECHNOLOGY INCSOLD OUT1.70M0$3M$0
RWAYRUNWAY GROWTH FINANCE CORPADDED+123.7K261.9K+$2M$3M
OPRAOPERA LTDTRIMMED533.2K91.9K$5M$2M
KRGKITE RLTY GROUP TRADDED+55.0K136.8K+$1M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

22 positions
#IssuerClass% PortfolioValueShares
1NEXTIER OILFIELD SOLUTIONSCOM11.55%$6M657.6K
2COLLPLANT BIOTECHNOLOGIES LTSHS NEW9.21%$5M577.9K
3LBRTLIBERTY ENERGY INChistory →COM CL A8.76%$4M333.4K
4STRATASYS LTDSHS8.20%$4M235.0K
5RWAYRUNWAY GROWTH FINANCE CORPhistory →COM6.36%$3M261.9K
6LQDTLIQUIDITY SVCS INChistory →COM6.28%$3M193.6K
7KRGKITE RLTY GROUP TRhistory →COM NEW6.01%$3M136.8K
8INVEIDENTIV INChistory →COM NEW5.48%$3M331.3K
9WTTRSELECT WATER SOLUTIONS INChistory →CL A COM5.17%$3M325.0K
10ALLOT LTDSHS4.95%$3M797.4K
11ACTGACACIA RESH CORPhistory →ACACIA TCH COM4.87%$2M595.4K
12IGRCBRE GBL REAL ESTATE INC FDhistory →COM4.06%$2M395.0K
13OPRAOPERA LTDhistory →SPONSORED ADS3.59%$2M91.9K
14QUANTUM CORPCOM NEW3.58%$2M1.69M
15COMSCORE INCCOM2.93%$1M1.84M
16ENZBENZO BIOCHEM INChistory →COM2.46%$1M681.4K
17XAI OCTAGON FLOATING RATE &COM1.86%$944,766141.4K
18KVHIKVH INDS INChistory →COM1.78%$904,96199.0K
19ECCEAGLE POINT CREDIT COMPANY Ihistory →COM1.70%$863,60085.0K
20SOFOSONIC FDRY INCCOM NEW0.70%$356,756405.4K
21SPARK NETWORKS SESPONSORED ADS0.31%$158,429502.8K
22ARDSARIDIS PHARMACEUTICALS INCCOM0.19%$98,205446.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.