SEC 13F Intelligence

Managers / Q4 2022 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$40M
Q4 2022
Positions
21
Filings on Record
23
2019–present window
Filed
Feb 13, 2023
original filing

Summary

Roumell Asset Management, LLC reported $40M in U.S.-listed holdings across 21 positions for Q4 2022.

Its largest position, OPRA, represents 13.9% of the portfolio.

Compared with Q3 2022, the fund opened 3 new positions and exited 3.

Portfolio Metrics

Turnover
+19.2%
vs prior filed quarter
Top-10 Concentration
+76.9%
share of reported value
Largest Position
+13.9%
Opera
New / Exited
3 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 58.5%Other: 24.2%ADR: 14.7%REIT: 2.6%
  • Common Stock · 58.5% · $24M
  • Other · 24.2% · $10M
  • ADR · 14.7% · $6M
  • REIT · 2.6% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
STRATASYS LTDNEW+165.0K165.0K+$2M$2M
CVCOCAVCO INDS INC DELNEW+5.5K5.5K+$1M$1M
LQDTLIQUIDITY SVCS INCNEW+85.0K85.0K+$1M$1M
ASTLALGOMA STL GROUP INCSOLD OUT−225.0K0−$1M$0
NODKNI HLDGS INCSOLD OUT−82.1K0−$1M$0
CMTLCOMTECH TELECOMMUNICATIONS CSOLD OUT−101.6K0−$1M$0
MGNIMAGNITE INCTRIMMED−528.8K201.6K−$3M$2M
BARNES & NOBLE ED INCTRIMMED−382.0K490.8K−$1M$858,886

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

21 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1OPRAOPERA LTDhistory →SPONSORED ADS13.94%$6M895.1K
2COLLPLANT BIOTECHNOLOGIES LTSHS NEW12.52%$5M605.4K
3TTITETRA TECHNOLOGIES INC DELhistory →COM8.47%$3M988.4K
4ENZBENZO BIOCHEM INChistory →COM7.54%$3M2.13M
5GSITGSI TECHNOLOGY INChistory →COM7.41%$3M1.73M
6ALLOT LTDSHS6.79%$3M797.4K
7MGNIMAGNITE INChistory →COM5.28%$2M201.6K
8COMSCORE INCCOM5.28%$2M1.84M
9STRATASYS LTDSHS4.85%$2M165.0K
10QUANTUM CORPCOM NEW4.80%$2M1.78M
11ETONETON PHARMACEUTICALS INChistory →COM3.12%$1M449.4K
12KVHIKVH INDS INChistory →COM3.12%$1M123.1K
13CVCOCAVCO INDS INC DELhistory →COM3.05%$1M5.5K
14LQDTLIQUIDITY SVCS INChistory →COM2.96%$1M85.0K
15KRGKITE RLTY GROUP TRhistory →COM NEW2.61%$1M50.0K
16QUMU CORPCOM2.46%$992,9551.11M
17BARNES & NOBLE ED INCCOM2.13%$858,886490.8K
18ARDSARIDIS PHARMACEUTICALS INChistory →COM1.30%$526,974446.6K
19SOFOSONIC FDRY INCCOM NEW0.85%$343,905405.4K
20SPARK NETWORKS SESPONSORED ADS0.80%$322,187502.8K
21VVIAIMEDIA BRANDS INCCOM CL A0.74%$298,913467.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.