SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$42M
Q3 2019
Positions
14
Filings on Record
23
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Roumell Asset Management, LLC reported $42M in U.S.-listed holdings across 14 positions for Q3 2019.

Its largest position, Zagg, represents 19.9% of the portfolio.

Compared with Q2 2019, the fund opened 1 new position and exited 5.

Portfolio Metrics

Turnover
+23.5%
vs prior filed quarter
Top-10 Concentration
+92.4%
share of reported value
Largest Position
+19.9%
Zagg
New / Exited
1 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 97.5%Other: 2.5%
  • Common Stock · 97.5% · $41M
  • Other · 2.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
COMSCORE INCNEW+1.38M1.38M+$3M$3M
ENZBENZO BIOCHEM INCSOLD OUT1.24M0$4M$0
CALAMP CORPSOLD OUT137.4K0$2M$0
IMIINTERMOLECULAR INCSOLD OUT1.05M0$1M$0
TLRDQTAILORED BRANDS INCSOLD OUT198.0K0$1M$0
ALYAFALITHYA GROUP INCSOLD OUT259.4K0$680,000$0
LEAFLEAF GROUP LTDADDED+170.6K384.1K+$31,000$2M
ZAGG INCADDED+441.3K1.35M+$2M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

14 positions
#IssuerClass% PortfolioValueShares
1ZAGG INCCOM19.93%$8M1.35M
2LQDTLIQUIDITY SERVICES INChistory →COM14.31%$6M818.7K
3SEACHANGE INTL INCCOM11.94%$5M1.76M
4GSITGSI TECHNOLOGYhistory →COM9.22%$4M445.8K
5ATENA10 NETWORKS INChistory →COM8.70%$4M530.7K
6PARATEK PHARMACEUTICALS INCCOM7.69%$3M753.9K
7MEDLEY CAP CORPCOM6.41%$3M1.05M
8COMSCORE INCCOM6.23%$3M1.38M
9SWCHFSIERRA WIRELESS INChistory →COM4.13%$2M163.2K
10LEAFLEAF GROUP LTDhistory →COM3.81%$2M384.1K
11HWCCHOUSTON WIRE & CABLE COhistory →COM2.62%$1M235.3K
12HC2 HLDGS INCCOM2.54%$1M457.1K
13SDSANDRIDGE ENERGY INChistory →COM NEW1.28%$541,000115.0K
14DXLGDESTINATION XL GROUP INChistory →COM1.19%$502,000297.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.