SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$41M
Q2 2020
Positions
20
Filings on Record
23
2019–present window
Filed
Aug 14, 2020
original filing

Summary

Roumell Asset Management, LLC reported $41M in U.S.-listed holdings across 20 positions for Q2 2020.

Its largest position, GSIT, represents 13.4% of the portfolio.

Compared with Q1 2020, the fund opened 5 new positions and exited 7.

Portfolio Metrics

Turnover
+38.4%
vs prior filed quarter
Top-10 Concentration
+83.2%
share of reported value
Largest Position
+13.4%
Gsi Technology
New / Exited
5 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 93.9%ADR: 6.1%
  • Common Stock · 93.9% · $39M
  • ADR · 6.1% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TTITETRA TECHNOLOGIES INC DELNEW+7.74M7.74M+$4M$4M
BARNES & NOBLE ED INCNEW+895.3K895.3K+$1M$1M
ENZBENZO BIOCHEM INCNEW+611.8K611.8K+$1M$1M
BCDABIOCARDIA INCNEW+333.0K333.0K+$796,000$796,000
RBCNRUBICON TECHNOLOGY INCNEW+99.4K99.4K+$663,000$663,000
MCHXMARCHEX INCADDED+2.43M3.29M+$4M$5M
LEAFLEAF GROUP LTDADDED+802.4K1.28M+$4M$5M
SEACHANGE INTL INCADDED+512.5K846.3K+$36,000$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

20 positions
#IssuerClass% PortfolioValueShares
1GSITGSI TECHNOLOGYhistory →COM13.38%$6M773.2K
2MCHXMARCHEX INChistory →CL B12.54%$5M3.29M
3LEAFLEAF GROUP LTDhistory →COM11.28%$5M1.28M
4COMSCORE INCCOM10.28%$4M1.38M
5TTITETRA TECHNOLOGIES INC DELhistory →COM9.97%$4M7.74M
6CRTOCRITEO S Ahistory →SPONS ADS6.07%$3M221.1K
7LQDTLIQUIDITY SERVICES INChistory →COM5.86%$2M408.1K
8ZAGG INCCOM5.76%$2M761.6K
9ATENA10 NETWORKS INChistory →COM4.58%$2M278.9K
10BARNES & NOBLE ED INCCOM3.45%$1M895.3K
11ENZBENZO BIOCHEM INChistory →COM3.30%$1M611.8K
12SEACHANGE INTL INCCOM3.08%$1M846.3K
13BCDABIOCARDIA INChistory →COM1.92%$796,000333.0K
14MEDLEY CAP CORPCOM1.89%$784,0001.02M
15RBCNRUBICON TECHNOLOGY INChistory →COM NEW1.60%$663,00099.4K
16PORTMAN RIDGE FIN CORPCOM1.52%$630,000573.1K
17RICEBRAN TECHNOLOGIESCOM NEW1.39%$578,000698.7K
18HWCCHOUSTON WIRE & CABLE COhistory →COM1.30%$541,000229.4K
19DXLGDESTINATION XL GROUP INCCOM0.47%$193,000297.1K
20SDSANDRIDGE ENERGY INCCOM NEW0.36%$148,000115.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.