SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$47M
Q4 2023
Positions
15
Filings on Record
23
2019–present window
Filed
Feb 13, 2024
original filing

Summary

Roumell Asset Management, LLC reported $47M in U.S.-listed holdings across 15 positions for Q4 2023.

Its largest position, LBRT, represents 13.0% of the portfolio.

Compared with Q3 2023, the fund opened 2 new positions and exited 6.

Portfolio Metrics

Turnover
+18.8%
vs prior filed quarter
Top-10 Concentration
+84.4%
share of reported value
Largest Position
+13.0%
Liberty Energy
New / Exited
2 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 66.6%ADR: 10.7%REIT: 9.9%Other: 8.1%Closed-End Fund: 4.6%
  • Common Stock · 66.6% · $31M
  • ADR · 10.7% · $5M
  • REIT · 9.9% · $5M
  • Other · 8.1% · $4M
  • Closed-End Fund · 4.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SITCSITE CTRS CORPNEW+110.0K110.0K+$1M$1M
SCORCOMSCORE INCNEW+50.7K50.7K+$847,191$847,191
OPRAOPERA LTDADDED+236.9K376.9K+$3M$5M
RWAYRUNWAY GROWTH FINANCE CORPSOLD OUT261.9K0$3M$0
STRATASYS LTDSOLD OUT235.0K0$3M$0
ALLOT LTDSOLD OUT567.4K0$1M$0
COMSCORE INCSOLD OUT1.84M0$1M$0
QUANTUM CORPSOLD OUT1.69M0$1M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

15 positions
#IssuerClass% PortfolioValueShares
1LBRTLIBERTY ENERGY INChistory →COM CL A13.00%$6M333.4K
2MGNIMAGNITE INChistory →COM12.50%$6M622.5K
3OPRAOPERA LTDhistory →SPONSORED ADS10.72%$5M376.9K
4PTENPATTERSON-UTI ENERGY INChistory →COM9.39%$4M404.5K
5INVEIDENTIV INChistory →COM NEW7.55%$4M426.3K
6LQDTLIQUIDITY SVCS INChistory →COM7.16%$3M193.6K
7KRGKITE RLTY GROUP TRhistory →COM NEW6.72%$3M136.8K
8ACTGACACIA RESH CORPhistory →ACACIA TCH COM6.13%$3M727.5K
9COLLPLANT BIOTECHNOLOGIES LTSHS NEW5.94%$3M432.6K
10WTTRSELECT WATER SOLUTIONS INChistory →CL A COM5.30%$2M325.0K
11IGRCBRE GBL REAL ESTATE INC FDhistory →COM4.61%$2M395.0K
12KVHIKVH INDS INChistory →COM3.75%$2M331.7K
13SITCSITE CTRS CORPhistory →COM3.22%$1M110.0K
14XAI OCTAGON FLOATING RATE &COM2.17%$1M141.4K
15SCORCOMSCORE INChistory →COM NEW1.82%$847,19150.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.