SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$48M
Q4 2018
Positions
22
Filings on Record
23
2019–present window
Filed
Feb 14, 2019
original filing

Summary

Roumell Asset Management, LLC reported $48M in U.S.-listed holdings across 22 positions for Q4 2018.

Its largest position, LQDT, represents 11.3% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+71.4%
share of reported value
Largest Position
+11.3%
Liquidity Services

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 93.6%ADR: 4.2%Other: 2.2%
  • Common Stock · 93.6% · $45M
  • ADR · 4.2% · $2M
  • Other · 2.2% · $1M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
LQDTLIQUIDITY SERVICES INCNEW+883.2K883.2K+$5M$5M
RUBICON PROJ INCNEW+1.37M1.37M+$5M$5M
SANDSTORM GOLD LTDNEW+814.8K814.8K+$4M$4M
MCHXMARCHEX INCNEW+1.35M1.35M+$4M$4M
MEDLEY CAP CORPNEW+1.17M1.17M+$3M$3M
ENZBENZO BIOCHEM INCNEW+1.11M1.11M+$3M$3M
ATENA10 NETWORKS INCNEW+466.2K466.2K+$3M$3M
GSITGSI TECHNOLOGYNEW+531.6K531.6K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

22 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LQDTLIQUIDITY SERVICES INChistory →COM11.26%$5M883.2K
2RUBICON PROJ INCCOM10.54%$5M1.37M
3SANDSTORM GOLD LTDCOM NEW7.76%$4M814.8K
4MCHXMARCHEX INChistory →CL B7.38%$4M1.35M
5MEDLEY CAP CORPCOM6.43%$3M1.17M
6ENZBENZO BIOCHEM INChistory →COM6.35%$3M1.11M
7ATENA10 NETWORKS INChistory →COM6.01%$3M466.2K
8GSITGSI TECHNOLOGYhistory →COM5.65%$3M531.6K
9SWCHFSIERRA WIRELESS INChistory →COM5.20%$3M187.4K
10PARATEK PHARMACEUTICALS INCCOM4.78%$2M450.4K
11CRTOCRITEO S Ahistory →SPONS ADS4.19%$2M89.3K
12DXLGDESTINATION XL GROUP INChistory →COM3.59%$2M800.4K
13FPHFIVE POINT HOLDINGS LLChistory →COM CL A3.57%$2M249.0K
14ZAGG INCCOM3.17%$2M156.7K
15GMGENERAL MTRS COhistory →COM2.76%$1M39.9K
16SEACHANGE INTL INCCOM2.56%$1M984.8K
17ALYAFALITHYA GROUP INChistory →CL A SUB VTG2.50%$1M513.9K
18HC2 HLDGS INCCOM2.17%$1M397.4K
19EGOELDORADO GOLD CORP NEWhistory →COM1.66%$802,000278.5K
20HALLMARK FINL SVCS INC ECCOM NEW1.04%$502,00046.9K
21CAPITALA FIN CORPCOM0.95%$460,00064.2K
22TSEMTOWER SEMICONDUCTOR LTDSHS NEW0.50%$242,00016.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.