SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$37M
Q1 2020
Positions
22
Filings on Record
23
2019–present window
Filed
May 14, 2020
original filing

Summary

Roumell Asset Management, LLC reported $37M in U.S.-listed holdings across 22 positions for Q1 2020.

Its largest position, LQDT, represents 11.9% of the portfolio.

Compared with Q4 2019, the fund opened 5 new positions and exited 4.

Portfolio Metrics

Turnover
+28.7%
vs prior filed quarter
Top-10 Concentration
+75.5%
share of reported value
Largest Position
+11.9%
Liquidity Services
New / Exited
5 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 83.9%ADR: 13.3%Other: 2.8%
  • Common Stock · 83.9% · $31M
  • ADR · 13.3% · $5M
  • Other · 2.8% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RSTROSETTA STONE INCNEW+129.0K129.0K+$2M$2M
AMYRIS INCNEW+533.1K533.1K+$1M$1M
SEACHANGE INTL INCNEW+333.8K333.8K+$1M$1M
CIT GROUP INCNEW+56.4K56.4K+$973,000$973,000
PORTMAN RIDGE FIN CORPNEW+747.3K747.3K+$699,000$699,000
LBRTLIBERTY OILFIELD SVCS INCADDED+457.6K517.8K+$723,000$1M
AKAZOO SAADDED+324.0K371.2K+$790,000$1M
MCHXMARCHEX INCADDED+737.6K865.2K+$773,000$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

22 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LQDTLIQUIDITY SERVICES INChistory →COM11.88%$4M1.12M
2GSITGSI TECHNOLOGYhistory →COM10.61%$4M556.4K
3ZAGG INCCOM10.15%$4M1.19M
4ATENA10 NETWORKS INChistory →COM9.43%$3M554.4K
5CRTOCRITEO S Ahistory →SPONS ADS8.99%$3M413.0K
6COMSCORE INCCOM7.66%$3M991.8K
7RSTROSETTA STONE INChistory →COM4.95%$2M129.0K
8MIX TELEMATICS LTDSPONSORED ADR4.30%$2M181.6K
9LBRTLIBERTY OILFIELD SVCS INChistory →COM CL A3.81%$1M517.8K
10AMYRIS INCCOM NEW3.74%$1M533.1K
11MCHXMARCHEX INChistory →CL B3.44%$1M865.2K
12SEACHANGE INTL INCCOM3.40%$1M333.8K
13SWCHFSIERRA WIRELESS INChistory →COM3.33%$1M214.1K
14AKAZOO SASHS2.85%$1M371.2K
15CIT GROUP INCCOM NEW2.66%$973,00056.4K
16PORTMAN RIDGE FIN CORPCOM1.91%$699,000747.3K
17LEAFLEAF GROUP LTDhistory →COM1.74%$634,000473.4K
18MEDLEY CAP CORPCOM1.64%$598,0001.03M
19RICEBRAN TECHNOLOGIESCOM NEW1.57%$575,000575.0K
20HWCCHOUSTON WIRE & CABLE COhistory →COM1.38%$505,000230.4K
21DXLGDESTINATION XL GROUP INCCOM0.28%$104,000297.1K
22SDSANDRIDGE ENERGY INCCOM NEW0.28%$103,000115.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.