SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Roumell Asset Management, LLC

CIK 0001331693 · 2 WISCONSIN CIR, SUITE 700, CHEVY CHASE, MD, 20815 · 301-656-8500

Reported Value
$46M
Q3 2022
Positions
21
Filings on Record
23
2019–present window
Filed
Nov 10, 2022
original filing

Summary

Roumell Asset Management, LLC reported $46M in U.S.-listed holdings across 21 positions for Q3 2022.

Its largest position, GSIT, represents 12.0% of the portfolio.

Compared with Q2 2022, the fund opened 1 new position and exited 1.

Portfolio Metrics

Turnover
+6.6%
vs prior filed quarter
Top-10 Concentration
+79.7%
share of reported value
Largest Position
+12.0%
Gsi Technology
New / Exited
1 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $48MQ4 ’18Q1 ’19: $41MQ2 ’19: $42MQ3 ’19: $42MQ3 ’19Q4 ’19: $44MQ1 ’20: $37MQ2 ’20: $41MQ2 ’20Q3 ’20: $50MQ4 ’20: $64MQ1 ’21: $69MQ1 ’21Q2 ’21: $86MQ3 ’21: $75MQ4 ’21: $75MQ4 ’21Q1 ’22: $62MQ2 ’22: $51MQ3 ’22: $46MQ3 ’22Q4 ’22: $40MQ1 ’23: $44MQ2 ’23: $51MQ2 ’23Q3 ’23: $50MQ4 ’23: $47MQ1 ’24: $53MQ1 ’24Q2 ’24: $53Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 73.1%Other: 14.5%ADR: 10.5%REIT: 1.9%
  • Common Stock · 73.1% · $34M
  • Other · 14.5% · $7M
  • ADR · 10.5% · $5M
  • REIT · 1.9% · $861,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KRGKITE RLTY GROUP TRNEW+50.0K50.0K+$861,000$861,000
TTITETRA TECHNOLOGIES INC DELADDED+559.1K988.4K+$2M$4M
AMYRIS INCSOLD OUT−430.0K0−$796,000$0
MGNIMAGNITE INCADDED+145.0K730.3K−$400,000$5M
ASTLALGOMA STL GROUP INCADDED+40.0K225.0K−$212,000$1M
COMSCORE INCTRIMMED−250.0K1.84M−$1M$3M
GSITGSI TECHNOLOGY INCHELD−18.7K1.94M−$1M$6M
COLLPLANT BIOTECHNOLOGIES LTHELD+0605.4K−$787,000$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

21 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GSITGSI TECHNOLOGY INChistory →COM11.95%$6M1.94M
2ENZBENZO BIOCHEM INChistory →COM11.54%$5M2.39M
3MGNIMAGNITE INChistory →COM10.39%$5M730.3K
4COLLPLANT BIOTECHNOLOGIES LTSHS NEW8.96%$4M605.4K
5OPRAOPERA LTDhistory →SPONSORED ADS8.42%$4M895.1K
6TTITETRA TECHNOLOGIES INC DELhistory →COM7.68%$4M988.4K
7COMSCORE INCCOM6.57%$3M1.84M
8ALLOT LTDSHS5.54%$3M652.4K
9BARNES & NOBLE ED INCCOM4.54%$2M872.8K
10QUANTUM CORPCOM NEW4.16%$2M1.78M
11ASTLALGOMA STL GROUP INChistory →COM3.14%$1M225.0K
12KVHIKVH INDS INChistory →COM2.46%$1M123.1K
13NODKNI HLDGS INChistory →COM2.38%$1M82.1K
14CMTLCOMTECH TELECOMMUNICATIONS Chistory →COM NEW2.20%$1M101.6K
15SPARK NETWORKS SESPONSORED ADS2.08%$960,000502.8K
16ETONETON PHARMACEUTICALS INChistory →COM2.04%$944,000449.4K
17KRGKITE RLTY GROUP TRhistory →COM NEW1.86%$861,00050.0K
18QUMU CORPCOM1.47%$678,0001.11M
19SOFOSONIC FDRY INChistory →COM NEW1.08%$499,000405.4K
20ARDSARIDIS PHARMACEUTICALS INCCOM0.90%$415,000446.6K
21VVIAIMEDIA BRANDS INCCOM CL A0.65%$299,000467.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$53M16Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$53M17May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$47M15Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$50M19Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$51M22Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$44M20May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$40M21Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$46M21Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$51M21Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$62M19May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$75M21Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$75M17Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$86M18Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$69M14May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$64M16Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$50M14Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$41M20Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$37M22May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$44M21Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$42M14Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$42M18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$41M20May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$48M22Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.