SEC 13F Intelligence

FLOTEK INDS INC DEL

CUSIP 343389102

Flotek Inds Inc Del has 32 institutional holders in Filings Flow’s 13F database, together reporting 13.55M shares worth $14M as of Q4 2022. The largest reported holders are Nierenberg Investment Management Company, LLC, Masters Capital Management LLC, and Manatuck Hill Partners, LLC.

Institutional Holders
32
Q4 2022
Reported Value
$14M
Ticker
unmapped
private placement or foreign
Quarters Tracked
7

Ownership Trend

Institutional holders
Q4 ’18: 68Q4 ’18Q1 ’19: 60Q1 ’19Q2 ’19: 60Q2 ’19Q3 ’19: 59Q3 ’19Q2 ’21: 40Q2 ’21Q4 ’21: 33Q4 ’21Q4 ’22: 32Q4 ’22filingsflow.com
Total reported value
Q4 ’18: $194MQ4 ’18Q1 ’19: $422MQ1 ’19Q2 ’19: $83MQ2 ’19Q3 ’19: $55MQ3 ’19Q2 ’21: $28MQ2 ’21Q4 ’21: $17MQ4 ’21Q4 ’22: $14MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Nierenberg Investment Management Company, LLC$201M AUM3.54%$5M7.04MQ2 2023
Manatuck Hill Partners, LLC$370M AUM0.41%$861,280769.0KQ4 2022OLDER
Delta Investment Management, LLC$559M AUM0.07%$239,628326.5KQ2 2023
MASTERS CAPITAL MANAGEMENT LLC$3.0B AUM0.06%$1M2.00MQ2 2023
ROBOTTI ROBERT$641M AUM0.02%$100,000100.0KQ3 2022OLDER
DISCIPLINED GROWTH INVESTORS INC /MN$4.9B AUM0.01%$552,776753.1KQ2 2023
TIEDEMANN ADVISORS, LLC$2.3B AUM0.00%$113,770155.0KQ2 2023
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.00%$183,280249.7KQ2 2023
SFMG, LLC$1.5B AUM0.00%$40,37055.0KQ2 2023
Mountain Capital Investment Advisors Inc.$674M AUM0.00%$8,91710.4KQ2 2023
MARATHON CAPITAL MANAGEMENT$445M AUM0.00%$11,01015.0KQ2 2023
Valeo Financial Advisors, LLC$4.7B AUM0.00%$37,95055.0KQ1 2023OLDER
Carolina Wealth Advisors, LLC$255M AUM0.00%$2,0001.8KQ3 2022OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$812,9401.11MQ2 2023
B. Riley Wealth Advisors, Inc.$1.6B AUM0.00%$32,00031.5KQ3 2022OLDER
HHM Wealth Advisors, LLC$869M AUM0.00%$3,6705.0KQ2 2023
Stone House Investment Management, LLC$558M AUM0.00%$1,4682.0KQ2 2023
DARK FOREST CAPITAL MANAGEMENT LP$1.1B AUM0.00%$1,5291.4KQ4 2022OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$11,05615.1KQ2 2023
Kestra Advisory Services, LLC$26.4B AUM0.00%$36,03649.1KQ2 2023
Modera Wealth Management, LLC$8.3B AUM0.00%$10,27614.0KQ2 2023
COMERICA SECURITIES,INC.$1.2B AUM0.00%$2,4642.2KQ4 2022OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.00%$11,17015.2KQ2 2023
MEEDER ASSET MANAGEMENT INC$1.7B AUM0.00%$990884Q4 2022OLDER
Ancora Advisors LLC$4.7B AUM0.00%$2,9364.0KQ2 2023
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$450,389613.6KQ2 2023
Baird Financial Group, Inc.$64.0B AUM0.00%$17,25025.0KQ1 2023OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$13,93119.0KQ2 2023
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$1722.8KQ2 2023
CITADEL ADVISORS LLC$618.5B AUM0.00%$101,757138.6KQ2 2023
Mariner, LLC$85.7B AUM0.00%$7,34010.0KQ2 2023
NORTHERN TRUST CORP$756.6B AUM0.00%$85,137116.0KQ2 2023
Bank of New York Mellon Corp$543.9B AUM0.00%$57,16577.9KQ2 2023
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$4,0525.3KQ2 2023
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$24,57733.5KQ2 2023
LPL Financial LLC$376.6B AUM0.00%$9,24112.6KQ2 2023
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$23,45932.0KQ2 2023
GROUP ONE TRADING LLC$52.2B AUM0.00%$1,2891.9KQ1 2023OLDER
UBS Group AG$666.3B AUM0.00%$10,84715.7KQ1 2023OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$10,80414.7KQ2 2023
RHUMBLINE ADVISERS$116.9B AUM0.00%$1,6142.2KQ2 2023
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$607827Q2 2023
BARCLAYS PLC$416.3B AUM$014Q2 2023
HAP Trading, LLC$1.1B AUM$012.9KQ1 2023OLDER
AdvisorNet Financial, Inc$1.9B AUM$0150Q3 2022OLDER
SIMPLEX TRADING, LLC$149.1B AUM$097Q2 2023

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.