SEC 13F Intelligence

Managers / Q3 2019 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value
$670M
Q3 2019
Positions
405
Filings on Record
24
2019–present window
Filed
Nov 7, 2019
original filing

Summary

Wintrust Investments LLC reported $670M in U.S.-listed holdings across 405 positions for Q3 2019.

Its largest position, VWO, represents 5.6% of the portfolio.

Compared with Q2 2019, the fund opened 63 new positions and exited 42.

Portfolio Metrics

Turnover
+8.1%
vs prior filed quarter
Top-10 Concentration
+37.0%
share of reported value
Largest Position
+5.6%
Vanguard Intl Equity Etfindex Fds Ftse Emergingmkts Etf
New / Exited
63 / 42
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $616MQ1 ’19Q2 ’19: $659MQ3 ’19: $670MQ4 ’19: $714MQ4 ’19Q1 ’20: $609MQ2 ’20: $715MQ3 ’20: $728MQ3 ’20Q4 ’20: $352MQ1 ’21: $967MQ2 ’21: $975MQ2 ’21Q3 ’21: $741MQ4 ’21: $1.1BQ1 ’22: $1.0BQ1 ’22Q2 ’22: $836MQ3 ’22: $799MQ4 ’22: $765MQ4 ’22Q1 ’23: $784MQ2 ’23: $997MQ3 ’23: $955MQ3 ’23Q4 ’23: $1.0BQ1 ’24: $1.1BQ2 ’24: $1.2BQ2 ’24Q3 ’24: $135MQ4 ’24: $114Mfilingsflow.com

Portfolio Composition

By security type
ETP: 57.1%Common Stock: 34.8%Other: 7.1%REIT: 0.4%Closed-End Fund: 0.3%Other: 0.3%
  • ETP · 57.1% · $383M
  • Common Stock · 34.8% · $234M
  • Other · 7.1% · $48M
  • REIT · 0.4% · $3M
  • Closed-End Fund · 0.3% · $2M
  • Other · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ALPHABET INC NON VOTINGCAP STK CL CNEW+1.5K1.5K+$2M$2M
ARKKARK ETF TR ETFINNOVATION ETFNEW+31.8K31.8K+$1M$1M
VISA INC CLASS ANEW+6.8K6.8K+$1M$1M
FISVFISERV INCNEW+9.6K9.6K+$995,000$995,000
GARTNER INC NEWNEW+6.9K6.9K+$946,000$946,000
FIXDFIRST TR ETF FD VII ETFTCW OPPORTUNISTIC FXDINCOME ETFNEW+17.2K17.2K+$904,000$904,000
BXBLACKSTONE GROUP INCCL ANEW+18.0K18.0K+$878,000$878,000
FNYFIRST TR MID CAP GRW ETFALPHADEX FUNDNEW+19.4K19.4K+$867,000$867,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

354 positions (from 405 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VWOVANGUARD INTL EQUITY ETFINDEX FDS FTSE EMERGINGMKTS ETFhistory →ETF5.61%$38M934.3K
2IVVISHARES CORE S&P 500 ETFS&P 500 INDEX FDhistory →ETF4.90%$33M110.0K
3IJHISHARES CORE S&P MID ETFETFhistory →ETF4.55%$31M157.9K
4BRK/BBERKSHIRE HATHAWAY INCSERIES B NEWCOM · OPT3.61%$24M116.4K
5SPYSPDR S&P 500 TRUST ETFOPT · ETF3.58%$24M86.4K
6IWMISHARES ETFRUSSELL 2000history →ETF3.28%$22M145.1K
7AAPLAPPLE INCCOM · OPT3.14%$21M94.1K
8ACWVISHARES EDGE MSCI ETFMIN VOL GLOBAL ETFhistory →ETF2.97%$20M210.0K
9GOOGALPHABET INC NON VOTINGCAP STK CL CCOM · OPT2.72%$18M15.0K
10VEAVANGUARD FTSE ETFDEVELOPED MARKETS ETFhistory →ETF2.63%$18M428.8K
11TLTISHARES 20 YEAR ETFTREASURY BONDhistory →ETF2.06%$14M96.4K
12MSFTMICROSOFT CORPhistory →COM1.89%$13M91.3K
13USMVISHARES EDGE MSCI ETFMIN VOL USA ETFhistory →ETF1.60%$11M167.1K
14JPMJPMORGAN CHASE & COhistory →COM1.54%$10M87.6K
15AMZNAMAZON COM INChistory →COM1.33%$9M5.1K
16VOOVANGUARD INDEX FDS ETFS&P 500 ETF SHS NEWhistory →ETF1.21%$8M29.9K
17VIGVANGUARD DIVIDEND ETFAPPRECIATIONhistory →ETF1.12%$8M63.0K
18IEMGISHARES INC ETFCORE MSCI EMERGING MKTShistory →ETF1.03%$7M140.3K
19TFLOISHARES TREASURY ETFFLOATING RATE ETFhistory →ETF1.02%$7M136.3K
20FVDFIRST TR VALUE LINE ETFETF0.99%$7M190.4K
21FTCSFIRST TRUST CAPITAL ETFSTRENGTHETF0.98%$7M115.1K
22METAFACEBOOK INCCLASS AOPT · COM0.90%$6M31.8K
23IJRISHARES CORE S&P ETFSMALLCAPETF0.89%$6M76.5K
24EEMVISHARES EDGE MSCI ETFMIN VOL EMERGING MARKETSETFETF0.77%$5M90.5K
25FTCFIRST TRUST LARGE ETFCAP GROWTH OPPORTUNITIESALPHADEX FUNDETF0.76%$5M73.0K
26VVISA INC CLASS ACOM · OPT0.76%$5M29.7K
27EFAVISHARES ETFEDGE MSCI MIN VOL EAFEETF0.73%$5M66.7K
28NFLXNETFLIX COM INCETF0.66%$4M16.6K
29RSGREPUBLIC SVCS INCCOM0.64%$4M49.5K
30BACBANK OF AMERICA CORPCOM · OPT0.62%$4M136.5K
31GILDGILEAD SCIENCES INCCOM0.61%$4M65.0K
32FTAFIRST TRUST LARGE ETFCAP VALUE OPPORTUNITIESETF0.61%$4M79.9K
33BGC PARTNERS INC CL ACOM0.60%$4M729.6K
34FTSMFIRST TR ENHANCED ETFSHORT MATURITYETF0.58%$4M64.3K
35NEENEXTERA ENERGY INCCOM0.56%$4M16.1K
36DISDISNEY WALT COMPANYCOM · OPT0.54%$4M28.0K
37FEPFIRST TR EUROPE ETFALPHADEX FUNDETF0.52%$4M102.3K
38RSPINVESCO TR ETFS&P 500 EQUAL WEIGHTETF0.52%$3M32.3K
39VBVANGUARD SMALL CAP ETFETF0.48%$3M21.0K
40ISHARES IBOXX & ETFINVESTMENT GRADE CORP BDETF0.47%$3M24.8K
41FIRST TRUST III ETFPREFERRED SECS & INCOMEETF0.46%$3M157.2K
42ISHARES TR ETFEXPONENTIAL TECHNOLOGIESETF0.45%$3M78.6K
43VHTVANGUARD HEALTH CARE ETFETF0.45%$3M17.9K
44JNJJOHNSON & JOHNSONCOM0.44%$3M22.8K
45FXHFIRST TRST HLTH CAREETFALPHADEX FUNDETF0.43%$3M39.3K
46JPSTJPMORGAN ETFULTRA-SHORT INCOMEETF0.43%$3M57.1K
47BLACKROCK INCCOM0.41%$3M6.2K
48LMBSFIRST TR ETF IV ETFFIRST TR LOW DURATIONMTG OPPORTUNITIES ETFETF0.40%$3M51.6K
49FEMFIRST TR EMERGING ETFMARKETS ALPHADEX FUNDETF0.38%$3M109.1K
50CMECME GROUP INCCOM0.37%$3M11.9K
51HDHOME DEPOT INCCOM0.37%$2M10.6K
52VBKVANGUARD SMALL CAP ETFGROWTHETF0.36%$2M13.1K
53EMBISHARES JP MORGAN ETFUSD EMERGING MAKETS BONDETF0.35%$2M20.9K
54UVVUNIVERSAL CORP VIRGINIACOM0.35%$2M42.4K
55CCITIGROUP INC NEWCOM · OPT0.35%$2M33.1K
56NMRKNEWMARK GRP INCCL ACOM0.34%$2M255.1K
57FXLFIRST TRUST TECHNLGY ETFALPHADEX FUNDETF0.34%$2M34.8K
58IEFAISHARES CORE MSCI ETFEAFE ETFETF0.34%$2M37.1K
59VEUVANGUARD INTL EQTY ETFINDEX FDS FTSE ALL WORLDEX USETF0.33%$2M45.0K
60VNQVANGUARD INDEX FDS ETFREAL ESTATE INDEX FDETF0.30%$2M21.9K
61FEXFIRST TRUST LARGE ETFCAP CORE ALPHADEX FUNDETF0.30%$2M32.9K
62QQQINVESCO QQQ TR ETFUNIT SER 1ETF · OPT0.29%$2M10.3K
63LMTLOCKHEED MARTIN CORPCOM0.28%$2M4.9K
64WBAWALGREENS BOOTSALLIANCE INCCOM · OPT0.28%$2M33.3K
65WMTWALMART INCCOM · OPT0.28%$2M15.7K
66GLWCORNING INCCOM · OPT0.28%$2M63.4K
67CBOECBOE GLOBAL MARKETS INCCOM0.28%$2M16.2K
68INVESCO ETFBULLETSHARES 2019 HIGHYIELD CORPORATE BDETF0.27%$2M76.8K
69PYPLPAYPAL HOLDINGS INCCOM0.27%$2M17.5K
70VTIVANGUARD TOTAL STOCK ETFMARKET ETFETF0.26%$2M11.7K
71ABBVABBVIE INCCOM · OPT0.26%$2M22.6K
72HONHONEYWELL INTERNATIONALINCCOM0.26%$2M10.2K
73TAT & T INCCOM0.25%$2M45.1K
74ITWILLINOIS TOOL WORKS INCCOM0.25%$2M10.6K
75SCHVSCHWAB US LARGE-CAP ETFVALUEETF0.25%$2M29.1K
76AMGNAMGEN INCCOM · OPT0.25%$2M8.3K
77VCSHVANGUARD SHORT TERM ETFCORP BDETF0.24%$2M20.2K
78LRGFISHARES EDGE MSCI ETFMULTIFACTOR USAETF0.24%$2M50.1K
79VFCV F CORPORATIONCOM0.23%$2M17.0K
80MRKMERCK & CO INC NEWCOM0.22%$1M17.7K
81LBRDKLIBERTY BROADBANDCORP COM SER CCOM0.22%$1M14.2K
82ABTABBOTT LABORATORIESCOM0.22%$1M17.4K
83QQEWFIRST TRUST NASDAQ 1 ETFEQUAL WEIGHTED INDEX ETFETF0.21%$1M21.2K
84VXFVANGUARD EXTENDED ETFMARKETETF0.21%$1M12.1K
85FDXFEDEX CORPORATIONOPT · COM0.21%$1M7.5K
86INVESCO EXCHANGE ETFSELF INDXE TR BULLETSHS2019 CORPORATE BDETF0.21%$1M65.5K
87DHRDANAHER CORPCOM0.21%$1M9.5K
88MCKMCKESSON CORPORATIONOPT · COM0.21%$1M9.4K
89MARMARRIOTT INTL INC NEWCL ACOM · OPT0.20%$1M11.0K
90ARKKARK ETF TR ETFINNOVATION ETFETF0.20%$1M31.8K
91INVESCO EXCHANGE ETFBULLETSHARES 2020CORPORATE BD ETFETF0.20%$1M63.1K
92XMLVINVESCO TR II ETFS&P MIDCAP LOWVOLATILITYETF0.20%$1M25.3K
93LIBERTY MEDIA CORP DELCOM SER A SIRIUSXM GRPCOM0.20%$1M31.5K
94PMPHILIP MORRISINTERNATIONAL INCCOM0.20%$1M17.3K
95ITGARTNER INC NEWOPT · COM0.19%$1M9.3K
96FYXFIRST TRUST SMALL ETFCAP CORE ALPHADEX FUNDETF0.19%$1M21.0K
97SLBSCHLUMBERGER LTDOPT · COM0.19%$1M29.6K
98EMLPFIRST TRUST FD IV ETFNORTH AMERICAN ENERGYINFRASTRUCTURE FUNDETF0.19%$1M48.6K
99BMYBRISTOL MYERS SQUIBBCOCOM0.18%$1M24.4K
100MCDMCDONALDS CORPCOM0.18%$1M5.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$114M427Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$135M530Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B488Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B478May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.0B464Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$955M431Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$997M450Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$784M357May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$765M395Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$799M429Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$836M406Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.0B451May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B461Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$741M287Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$975M456Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$967M452May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$352M189Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$728M371Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$715M395Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$609M352May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M379Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$670M405Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$659M384Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$616M366May 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.