Managers / Q2 2021 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value

$975M

Q2 2021

Positions

456

Filings on Record

2019–present window

Filed

Aug 10, 2021

original filing

Summary

Wintrust Investments LLC reported $975M in U.S.-listed holdings across 456 positions for Q2 2021.

Its largest position, IVV, represents 4.7% of the portfolio.

Compared with Q1 2021, the fund opened 56 new positions and exited 52.

Portfolio Metrics

Turnover

+11.9%

vs prior filed quarter

Top-10 Concentration

+35.9%

share of reported value

Largest Position

+4.7%

Ishares Core S P 500 Etf S P 500 Index Fd

New / Exited

56 / 52

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 44.1% · $430M
Common Stock · 42.2% · $411M
Other · 12.3% · $120M
ADR · 0.7% · $7M
Closed-End Fund · 0.4% · $4M
REIT · 0.3% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
CALL BAIDU INC ADR	NEW	+38.7K	38.7K	+$9M	$9M
AMZN AMAZON COM INC	NEW	+1.1K	1.1K	+$4M	$4M
CALL ALIBABA GRP HOLDING	NEW	+16.7K	16.7K	+$4M	$4M
BAC BANK OF AMERICA CORP	NEW	+79.3K	79.3K	+$3M	$3M
AXP AMERICAN EXPRESS COMPANY	NEW	+11.4K	11.4K	+$2M	$2M
SRLN SPDR BLACKSTONE ETF SENIOR LOAN	NEW	+40.6K	40.6K	+$2M	$2M
GLOBAL X ETF SUPERDIVIDEND	NEW	+39.2K	39.2K	+$2M	$2M
CAL CALERES INC	NEW	+50.7K	50.7K	+$1M	$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

452 positions (from 456 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	IVV ISHARES CORE S&P 500 ETF S&P 500 INDEX FD history →	ETF	4.66%	$45M	105.6K
2	AAPL APPLE INC history →	COM	4.64%	$45M	330.4K
3	VWO VANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETF history →	ETF	4.52%	$44M	810.7K
4	GOOG ALPHABET INC NON VOTING CAP STK CL C history →	COM	4.35%	$42M	16.9K
5	IJH ISHARES CORE S&P MID ETF ETF history →	ETF	4.25%	$41M	154.1K
6	MSFT MICROSOFT CORP history →	COM	3.63%	$35M	130.4K
7	IWM ISHARES ETF RUSSELL 2000 history →	ETF	3.60%	$35M	152.9K
8	BRK/B BERKSHIRE HATHAWAY INC SERIES B NEW history →	COM	3.33%	$32M	116.6K
9	CALL SPY OPTION	OPT	1.67%	$16M	40.4K
10	SPY SPDR S&P 500 TRUST ETF history →	ETF	1.23%	$12M	28.1K
11	VIG VANGUARD DIVIDEND ETF APPRECIATION history →	ETF	1.15%	$11M	72.3K
12	GILD GILEAD SCIENCES INC history →	COM	1.05%	$10M	148.1K
13	XSOE WISDOMTREE TR ETF EMERGING MKTS EX-STATE OWNED ENTERPRISES FD history →	ETF	1.03%	$10M	237.5K
14	VEA VANGUARD FTSE ETF DEVELOPED MARKETS ETF history →	ETF	1.02%	$10M	192.7K
15	VOO VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEW history →	ETF	1.02%	$10M	25.2K
16	CALL BAIDU INC ADR	OPT	0.88%	$9M	38.7K
17	ARKK ARK ETF TR ETF INNOVATION ETF	ETF	0.84%	$8M	62.5K
18	ACWV ISHARES EDGE MSCI ETF MIN VOL GLOBAL ETF	ETF	0.84%	$8M	79.1K
19	FTCS FIRST TRUST CAPITAL ETF STRENGTH	ETF	0.80%	$8M	103.0K
20	CALL FACEBOOK INC	OPT	0.78%	$8M	26.3K
21	JPM JPMORGAN CHASE & CO	COM	0.73%	$7M	46.0K
22	LMBS FIRST TR ETF IV ETF FIRST TR LOW DURATION MTG OPPORTUNITIES ETF	ETF	0.73%	$7M	140.3K
23	FVD FIRST TR VALUE LINE ETF	ETF	0.68%	$7M	167.6K
24	IJR ISHARES CORE S&P ETF SMALLCAP	ETF	0.63%	$6M	54.6K
25	RSP INVESCO TR ETF S&P 500 EQUAL WEIGHT	ETF	0.62%	$6M	40.4K
26	PUT TESLA INC	OPT	0.62%	$6M	8.8K
27	DRAFTKINGS INC CL A	COM	0.61%	$6M	114.5K
28	QQQ INVESCO QQQ TR ETF UNIT SER 1	ETF	0.61%	$6M	16.7K
29	PUT SPY OPTION	OPT	0.61%	$6M	16.6K
30	JNJ JOHNSON & JOHNSON	COM	0.59%	$6M	34.8K
31	CALL APPLE INC	OPT	0.56%	$6M	39.4K
32	RSG REPUBLIC SVCS INC	COM	0.56%	$6M	50.0K
33	V VISA INC CLASS A	COM	0.54%	$5M	22.6K
34	FIRST TRUST III ETF PREFERRED SECS & INCOME	ETF	0.53%	$5M	250.0K
35	CALL ISHRS MSCI EAFE IDX	OPT	0.53%	$5M	76.3K
36	CALL HOME DEPOT INC	OPT	0.53%	$5M	16.7K
37	CALL INVESCO QQQ TR	OPT	0.52%	$5M	15.3K
38	NEE NEXTERA ENERGY INC	COM	0.51%	$5M	68.3K
39	PYPL PAYPAL HOLDINGS INC	COM	0.51%	$5M	17.0K
40	VHT VANGUARD HEALTH CARE ETF	ETF	0.49%	$5M	19.3K
41	HD HOME DEPOT INC	COM	0.48%	$5M	14.7K
42	DIS DISNEY WALT COMPANY	COM	0.46%	$5M	25.8K
43	USMV ISHARES EDGE MSCI ETF MIN VOL USA ETF	ETF	0.46%	$4M	61.0K
44	EMB ISHARES JP MORGAN ETF USD EMERGING MAKETS BOND	ETF	0.44%	$4M	38.1K
45	META FACEBOOK INC CLASS A	COM	0.43%	$4M	12.0K
46	PSX PHILLIPS 66	COM	0.43%	$4M	48.3K
47	QQEW FIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETF	ETF	0.41%	$4M	35.9K
48	CALL PHILLIPS 66	OPT	0.39%	$4M	49.4K
49	INVESCO EXCHANGE ETF BULLETSHARES 2021 CORPORATE BD	ETF	0.39%	$4M	180.7K
50	AMZN AMAZON COM INC	COM	0.39%	$4M	1.1K
51	ICSH ISHARES TR ETF ISHARES ULTRA SHORT-TERM BD	ETF	0.38%	$4M	72.5K
52	FV FIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUND	ETF	0.37%	$4M	75.2K
53	CALL ALIBABA GRP HOLDING	OPT	0.36%	$4M	16.7K
54	TIP ISHARES TIP BOND ETF	ETF	0.35%	$3M	26.8K
55	BLACKROCK INC	COM	0.35%	$3M	3.9K
56	CALL DISCOVERY INC A	OPT	0.35%	$3M	82.1K
57	CALL CISCO SYSTEMS	OPT	0.35%	$3M	73.2K
58	T AT & T INC	COM	0.35%	$3M	117.3K
59	INVESCO SLF INDXD TR ETF BULLETSHARES 2021 HIGH YIELD CORPORATE BD	ETF	0.34%	$3M	145.0K
60	QUAL ISHARES EDGE MSCI ETF USA QUALITY FACTOR ETF	ETF	0.34%	$3M	24.9K
61	BAC BANK OF AMERICA CORP	COM	0.34%	$3M	79.3K
62	CALL ISHRS EMERG MKTS	OPT	0.32%	$3M	62.2K
63	ISHARES IBOXX & ETF INVESTMENT GRADE CORP BD	ETF	0.31%	$3M	22.8K
64	CALL ALPHABET INC CL C	OPT	0.30%	$3M	1.7K
65	ABBV ABBVIE INC	COM	0.30%	$3M	26.1K
66	ARKG ARK ETF TR ETF GENOMIC REVOLUTION MULTI SECTOR ETF	ETF	0.30%	$3M	31.4K
67	LBRDK LIBERTY BROADBAND CORP COM SER C	COM	0.28%	$3M	16.0K
68	SYNOVUS FINANCIAL CORP	COM	0.28%	$3M	62.5K
69	SHYG ISHARES 0-5 YEAR ETF HIGH YIELD CORPORATE BOND	ETF	0.28%	$3M	58.8K
70	LHX L3HARRIS TECHNOLOGIES INC	COM	0.28%	$3M	12.5K
71	SHY ISHARES ETF 1-3 YR TREASURY BOND	ETF	0.27%	$3M	31.1K
72	TLT ISHARES 20 YEAR ETF TREASURY BOND	ETF	0.27%	$3M	18.5K
73	VTI VANGUARD TOTAL STOCK ETF MARKET ETF	ETF	0.27%	$3M	11.9K
74	BX BLACKSTONE GROUP INC COM	COM	0.27%	$3M	27.3K
75	HON HONEYWELL INTERNATIONAL INC	COM	0.27%	$3M	12.1K
76	EFG ISHARES ETF MSCI EAFE GROWTH	ETF	0.27%	$3M	24.6K
77	MMS MAXIMUS INC	COM	0.27%	$3M	29.9K
78	FIW FIRST TRUST WATER ETF	ETF	0.26%	$3M	30.8K
79	VXF VANGUARD EXTENDED ETF MARKET	ETF	0.26%	$3M	13.6K
80	KMI KINDER MORGAN INC DEL	COM	0.26%	$3M	140.2K
81	INVESCO EXCHANGE ETF BULLETSHARES 2022 CORPORATE BD ETF	ETF	0.26%	$3M	116.5K
82	CSCO CISCO SYSTEMS INC	COM	0.25%	$2M	46.4K
83	CALL PAYPAL HOLDINGS INC	OPT	0.25%	$2M	10.8K
84	ITW ILLINOIS TOOL WORKS INC	COM	0.25%	$2M	10.8K
85	DISCOVERY INC A	COM	0.24%	$2M	77.8K
86	MO ALTRIA GROUP INC	COM	0.24%	$2M	49.7K
87	IJS ISHARES ETF S&P SMALL CAP 600 VALUE	ETF	0.24%	$2M	22.3K
88	WBA WALGREENS BOOTS ALLIANCE INC	COM	0.24%	$2M	44.7K
89	XLV SELECT SECTOR SPDR F ETF HEALTH CARE	ETF	0.24%	$2M	18.5K
90	CME CME GROUP INC	COM	0.24%	$2M	11.0K
91	ABT ABBOTT LABORATORIES	COM	0.24%	$2M	20.0K
92	RIO RIO TINTO PLC SPONSORED ADR	COM	0.23%	$2M	27.0K
93	IYZ ISHARES ETF U S TELECOMMUNICATIONS	ETF	0.23%	$2M	67.8K
94	VB VANGUARD SMALL CAP ETF	ETF	0.23%	$2M	9.8K
95	VTWO VANGUARD RUSSELL ETF 2000	ETF	0.23%	$2M	23.8K
96	CALL HUMANA INC	OPT	0.22%	$2M	5.3K
97	SCHV SCHWAB US LARGE-CAP ETF VALUE	ETF	0.21%	$2M	30.6K
98	CVS CVS HEALTH CORPORATION	COM	0.21%	$2M	24.9K
99	CALL SALESFORCE COM	OPT	0.21%	$2M	8.6K
100	CMI CUMMINS INC	COM	0.21%	$2M	8.4K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2024	$114M	427	Feb 10, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$135M	530	Nov 12, 2024	13F-HR	changes · EDGAR ↗
Q2 2024	$1.2B	488	Aug 13, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$1.1B	478	May 9, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$1.0B	464	Feb 12, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$955M	431	Nov 13, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$997M	450	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$784M	357	May 9, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$765M	395	Feb 13, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$799M	429	Nov 9, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$836M	406	Aug 15, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$1.0B	451	May 11, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$1.1B	461	Feb 4, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$741M	287	Nov 12, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$975M	456	Aug 10, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$967M	452	May 10, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$352M	189	Feb 8, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$728M	371	Nov 12, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$715M	395	Aug 7, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$609M	352	May 14, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$714M	379	Feb 14, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$670M	405	Nov 7, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$659M	384	Aug 5, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$616M	366	May 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.