Managers / Q1 2021 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value

$967M

Q1 2021

Positions

452

Filings on Record

2019–present window

Filed

May 10, 2021

original filing

Summary

Wintrust Investments LLC reported $967M in U.S.-listed holdings across 452 positions for Q1 2021.

Its largest position, IVV, represents 4.9% of the portfolio.

Compared with Q4 2020, the fund opened 275 new positions and exited 12.

Portfolio Metrics

Turnover

+7.1%

vs prior filed quarter

Top-10 Concentration

+36.7%

share of reported value

Largest Position

+4.9%

Ishares Core S P 500 Etfs P 500 Index Fd

New / Exited

275 / 12

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 50.6% · $489M
Common Stock · 38.2% · $369M
Other · 10.1% · $98M
ADR · 0.4% · $4M
Closed-End Fund · 0.4% · $4M
REIT · 0.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
IVV ISHARES CORE S&P 500 ETFS&P 500 INDEX FD	NEW	+118.1K	118.1K	+$47M	$47M
AAPL APPLE INC	NEW	+338.2K	338.2K	+$41M	$41M
IJH ISHARES CORE S&P MID ETFETF	NEW	+156.2K	156.2K	+$41M	$41M
VWO VANGUARD INTL EQUITY ETFINDEX FDS FTSE EMERGINGMKTS ETF	NEW	+779.4K	779.4K	+$41M	$41M
IWM ISHARES ETFRUSSELL 2000	NEW	+148.9K	148.9K	+$33M	$33M
BRK/B BERKSHIRE HATHAWAY INCSERIES B NEW	NEW	+120.1K	120.1K	+$31M	$31M
FTCS FIRST TRUST CAPITAL ETFSTRENGTH	NEW	+188.9K	188.9K	+$13M	$13M
ACWV ISHARES EDGE MSCI ETFMIN VOL GLOBAL ETF	NEW	+124.3K	124.3K	+$12M	$12M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

398 positions (from 452 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	IVV ISHARES CORE S&P 500 ETFS&P 500 INDEX FD history →	ETF	4.86%	$47M	118.1K
2	AAPL APPLE INC	COM · OPT	4.31%	$42M	341.6K
3	VWO VANGUARD INTL EQUITY ETFINDEX FDS FTSE EMERGINGMKTS ETF	ETF · OPT	4.21%	$41M	781.4K
4	IJH ISHARES CORE S&P MID ETFETF history →	ETF	4.20%	$41M	156.2K
5	GOOG ALPHABET INC NON VOTINGCAP STK CL C	COM · OPT	4.00%	$39M	19.1K
6	SPY SPDR S&P 500 TRUST ETF	OPT · ETF	3.55%	$34M	89.6K
7	IWM ISHARES ETFRUSSELL 2000 history →	ETF	3.40%	$33M	148.9K
8	BRK/B BERKSHIRE HATHAWAY INCSERIES B NEW	COM · OPT	3.27%	$32M	125.0K
9	MSFT MICROSOFT CORP history →	COM	3.26%	$32M	133.9K
10	META FACEBOOK INCCLASS A	OPT · COM	1.64%	$16M	56.6K
11	FTCS FIRST TRUST CAPITAL ETFSTRENGTH history →	ETF	1.38%	$13M	188.9K
12	ACWV ISHARES EDGE MSCI ETFMIN VOL GLOBAL ETF history →	ETF	1.27%	$12M	124.3K
13	QQQ INVESCO QQQ TR ETFUNIT SER 1	ETF · OPT	1.17%	$11M	35.2K
14	USMV ISHARES EDGE MSCI ETFMIN VOL USA ETF history →	ETF	1.11%	$11M	154.9K
15	VIG VANGUARD DIVIDEND ETFAPPRECIATION history →	ETF	1.08%	$10M	71.1K
16	LMBS FIRST TR ETF IV ETFFIRST TR LOW DURATIONMTG OPPORTUNITIES ETF history →	ETF	1.06%	$10M	200.4K
17	GILD GILEAD SCIENCES INC	COM · OPT	0.99%	$10M	148.5K
18	FVD FIRST TR VALUE LINE ETF	ETF	0.98%	$9M	248.4K
19	XSOE WISDOMTREE TR ETFEMERGING MKTS EX-STATEOWNED ENTERPRISES FD	ETF	0.97%	$9M	230.7K
20	ARKK ARK ETF TR ETFINNOVATION ETF	ETF	0.94%	$9M	75.8K
21	VOO VANGUARD INDEX FDS ETFS&P 500 ETF SHS NEW	ETF	0.91%	$9M	24.2K
22	VEA VANGUARD FTSE ETFDEVELOPED MARKETS ETF	ETF	0.91%	$9M	178.7K
23	QQEW FIRST TRUST NASDAQ 1 ETFEQUAL WEIGHTED INDEX ETF	ETF	0.80%	$8M	74.8K
24	DRAFTKINGS INCCL A	COM	0.74%	$7M	116.5K
25	RSP INVESCO TR ETFS&P 500 EQUAL WEIGHT	ETF · OPT	0.74%	$7M	52.0K
26	IJR ISHARES CORE S&P ETFSMALLCAP	ETF	0.73%	$7M	65.0K
27	TSLA TESLA INC	OPT · COM	0.72%	$7M	10.0K
28	JPM JPMORGAN CHASE & CO	COM	0.69%	$7M	43.9K
29	V VISA INC CLASS A	COM · OPT	0.66%	$6M	31.5K
30	EFA ISHARES MSCI EAFE IN ETF	OPT · ETF	0.63%	$6M	89.7K
31	JNJ JOHNSON & JOHNSON	COM	0.62%	$6M	36.2K
32	CSCO CISCO SYSTEMS INC	OPT · COM	0.61%	$6M	120.9K
33	PYPL PAYPAL HOLDINGS INC	COM · OPT	0.57%	$6M	23.7K
34	FIRST TRUST III ETFPREFERRED SECS & INCOME	ETF	0.56%	$5M	266.3K
35	DIS DISNEY WALT COMPANY	COM · OPT	0.55%	$5M	30.4K
36	ESGU ISHARES TRUST ETFISHARES ESG AWARE MSCIUSA	ETF	0.54%	$5M	57.2K
37	PSX PHILLIPS 66	COM · OPT	0.53%	$5M	66.4K
38	RSG REPUBLIC SVCS INC	COM	0.51%	$5M	50.0K
39	HD HOME DEPOT INC	COM · OPT	0.51%	$5M	16.1K
40	NEE NEXTERA ENERGY INC	COM	0.50%	$5M	64.5K
41	RDVY FIRST TRUST RISING ETFDIVIDEND ACHIEVERS	ETF	0.44%	$4M	93.4K
42	FDN FIRST TRUST DOW JONE ETFINTERNET INDEX FUND	ETF	0.44%	$4M	19.5K
43	VHT VANGUARD HEALTH CARE ETF	ETF	0.44%	$4M	18.6K
44	CVS CVS HEALTHCORPORATION	COM · OPT	0.41%	$4M	58.3K
45	EMB ISHARES JP MORGAN ETFUSD EMERGING MAKETS BOND	ETF	0.41%	$4M	36.8K
46	EFAV ISHARES ETFEDGE MSCI MIN VOL EAFE	ETF	0.40%	$4M	53.2K
47	MTUM ISHARES ETFEDGE MSCI MOMENTUMFACTOR ETF	ETF	0.40%	$4M	23.8K
48	CRM SALESFORCE COM	OPT · COM	0.39%	$4M	16.7K
49	INVESCO EXCHANGE ETFBULLETSHARES 2021CORPORATE BD	ETF	0.39%	$4M	178.7K
50	T AT & T INC	COM · OPT	0.39%	$4M	124.4K
51	ISHARES IBOXX & ETFINVESTMENT GRADE CORP BD	ETF	0.37%	$4M	27.5K
52	ICSH ISHARES TR ETFISHARES ULTRA SHORT-TERMBD	ETF	0.37%	$4M	70.3K
53	IEFA ISHARES CORE MSCI ETFEAFE ETF	ETF	0.37%	$4M	49.3K
54	FV FIRST TR DORSEY ETFWRIGHT FOCUS FIVE FUND	ETF	0.36%	$4M	78.7K
55	EEM ISHARES MSCI ETFEMERGING MARKETS	OPT · ETF	0.36%	$3M	69.6K
56	RTX RAYTHEON TECHNOLOGIESCORP	OPT · COM	0.35%	$3M	50.8K
57	MAR MARRIOTT INTL INC NEWCL A	COM · OPT	0.34%	$3M	25.4K
58	FTA FIRST TRUST LARGE ETFCAP VALUE OPPORTUNITIES	ETF	0.33%	$3M	50.5K
59	INVESCO SLF INDXD TR ETFBULLETSHARES 2021 HIGHYIELD CORPORATE BD	ETF	0.33%	$3M	138.4K
60	TIP ISHARES TIP BOND ETF	ETF	0.32%	$3M	24.7K
61	QUAL ISHARES EDGE MSCI ETFUSA QUALITY FACTOR ETF	ETF	0.32%	$3M	25.2K
62	BLACKROCK INC	COM	0.32%	$3M	4.1K
63	LHX L3HARRIS TECHNOLOGIESINC	COM	0.32%	$3M	14.9K
64	FPXI FIRST TR ETF II ETFINTL IPO ETF	ETF	0.31%	$3M	45.5K
65	FEP FIRST TR EUROPE ETFALPHADEX FUND	ETF	0.31%	$3M	73.3K
66	VLUE ISHARES EDGE MSCI ETFUSA VALUE FACTOR ETF	ETF	0.30%	$3M	28.2K
67	ESGE ISHARES INC ETFISHARES ESG AWARE MSCIEM	ETF	0.30%	$3M	66.2K
68	SYNOVUS FINANCIAL CORP	COM	0.29%	$3M	62.0K
69	DISCOVERY INC A	COM · OPT	0.29%	$3M	64.3K
70	HON HONEYWELL INTERNATIONALINC	COM · OPT	0.29%	$3M	13.4K
71	ABBV ABBVIE INC	COM	0.29%	$3M	25.8K
72	IJS ISHARES ETFS&P SMALL CAP 600 VALUE	ETF	0.29%	$3M	27.6K
73	SHYG ISHARES 0-5 YEAR ETFHIGH YIELD CORPORATEBOND	ETF	0.28%	$3M	60.1K
74	KMI KINDER MORGAN INC DEL	COM · OPT	0.28%	$3M	164.9K
75	VXF VANGUARD EXTENDED ETFMARKET	ETF	0.28%	$3M	15.2K
76	MCK MCKESSON CORPORATION	OPT · COM	0.27%	$3M	16.4K
77	ABT ABBOTT LABORATORIES	COM	0.27%	$3M	21.6K
78	ARKG ARK ETF TR ETFGENOMIC REVOLUTION MULTISECTOR ETF	ETF	0.27%	$3M	29.2K
79	VTI VANGUARD TOTAL STOCK ETFMARKET ETF	ETF	0.27%	$3M	12.5K
80	MO ALTRIA GROUP INC	COM	0.26%	$3M	49.9K
81	ITW ILLINOIS TOOL WORKS INC	COM	0.26%	$3M	11.3K
82	WBA WALGREENS BOOTSALLIANCE INC	COM · OPT	0.26%	$3M	45.7K
83	INVESCO EXCHANGE ETFBULLETSHARES 2022CORPORATE BD ETF	ETF	0.26%	$3M	115.5K
84	SHY ISHARES ETF1-3 YR TREASURY BOND	ETF	0.26%	$2M	28.7K
85	HUM HUMANA INC	OPT · COM	0.25%	$2M	6.2K
86	EFG ISHARES ETFMSCI EAFE GROWTH	ETF	0.25%	$2M	24.1K
87	FIW FIRST TRUST WATER ETF	ETF	0.25%	$2M	30.6K
88	LBRDK LIBERTY BROADBANDCORP COM SER C	COM	0.25%	$2M	16.0K
89	CME CME GROUP INC	COM	0.23%	$2M	11.0K
90	VTWO VANGUARD RUSSELL ETF2000	ETF	0.23%	$2M	12.5K
91	CMI CUMMINS INC	COM	0.22%	$2M	8.2K
92	FTSM FIRST TR ENHANCED ETFSHORT MATURITY	ETF	0.22%	$2M	35.5K
93	C CITIGROUP INC NEW	COM · OPT	0.22%	$2M	33.6K
94	XLV SELECT SECTOR SPDR F ETFHEALTH CARE	ETF	0.22%	$2M	18.1K
95	TLT ISHARES 20 YEAR ETFTREASURY BOND	ETF	0.22%	$2M	15.4K
96	BX BLACKSTONE GROUP INCCOM	COM	0.22%	$2M	27.9K
97	IYZ ISHARES ETFU S TELECOMMUNICATIONS	ETF	0.21%	$2M	64.2K
98	DGRO ISHARES CORE ETFDIVIDEND GROWTH	ETF	0.21%	$2M	42.7K
99	VB VANGUARD SMALL CAP ETF	ETF	0.21%	$2M	9.5K
100	DD DUPONT DE NEMOURSINC	COM · OPT	0.21%	$2M	31.5K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2024	$114M	427	Feb 10, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$135M	530	Nov 12, 2024	13F-HR	changes · EDGAR ↗
Q2 2024	$1.2B	488	Aug 13, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$1.1B	478	May 9, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$1.0B	464	Feb 12, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$955M	431	Nov 13, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$997M	450	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$784M	357	May 9, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$765M	395	Feb 13, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$799M	429	Nov 9, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$836M	406	Aug 15, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$1.0B	451	May 11, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$1.1B	461	Feb 4, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$741M	287	Nov 12, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$975M	456	Aug 10, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$967M	452	May 10, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$352M	189	Feb 8, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$728M	371	Nov 12, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$715M	395	Aug 7, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$609M	352	May 14, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$714M	379	Feb 14, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$670M	405	Nov 7, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$659M	384	Aug 5, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$616M	366	May 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.