FEPFIRST TR EXCH TRD ALPHDX FD
CUSIP 33737J117 · Yahoo Finance ↗ · Google Finance ↗
First Tr Exch Trd Alphdx Fd (FEP) has 128 institutional holders in Filings Flow’s 13F database, together reporting 6.18M shares worth $337M as of Q1 2026. The largest reported holders are First Trust Advisors LP, Morgan Stanley, and Lpl Financial LLC.
Institutional Holders
128
Q1 2026
Reported Value
$337M
Ticker
FEP
Quarters Tracked
29
Ownership Trend
Institutional holders
Total reported value
Holders
··Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| FIRST TRUST ADVISORS LP$140.0B AUM | 0.04% | $59M | 1.08M | Q1 2026 |
| MORGAN STANLEY$1.66T AUM | 0.00% | $49M | 894.0K | Q1 2026 |
| LPL Financial LLC$376.6B AUM | 0.01% | $30M | 540.4K | Q1 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $16M | 289.5K | Q1 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $13M | 241.3K | Q1 2026 |
| UBS Group AG$666.3B AUM | 0.00% | $13M | 237.9K | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.01% | $11M | 204.5K | Q1 2026 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $10M | 177.0K | Q1 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.02% | $10M | 172.6K | Q1 2026 |
| &PARTNERS$20.2B AUM | 0.04% | $8M | 153.4K | Q1 2026 |
| Vontobel Holding Ltd.$29.1B AUM | 0.03% | $8M | 147.6K | Q1 2026 |
| ASSETMARK, INC$49.0B AUM | 0.01% | $7M | 123.1K | Q1 2026 |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $7M | 120.8K | Q1 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $6M | 109.3K | Q1 2026 |
| BENJAMIN EDWARDS INC$10.1B AUM | 0.05% | $5M | 92.3K | Q1 2026 |
| Dunhill Financial, LLC$424M AUM | 1.16% | $5M | 90.3K | Q1 2026 |
| Cambridge Investment Research Advisors, Inc.$38.8B AUM | 0.01% | $4M | 82.3K | Q1 2026 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $4M | 75.1K | Q1 2026 |
| Advisory Services Network, LLC$7.5B AUM | 0.05% | $4M | 71.4K | Q1 2026 |
| Coppell Advisory Solutions LLC$170M AUM | 0.33% | $3M | 61.9K | Q4 2025OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $3M | 59.7K | Q1 2026 |
| Janney Montgomery Scott LLC$40.4B AUM | 0.01% | $3M | 57.8K | Q1 2026 |
| FLOW TRADERS U.S. LLC$3.2B AUM | 0.10% | $3M | 55.8K | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $3M | 49.3K | Q1 2026 |
| Gateway Wealth Partners, LLC$2.6B AUM | 0.10% | $3M | 49.3K | Q1 2026 |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.01% | $2M | 45.1K | Q1 2026 |
| AVANTAX ADVISORY SERVICES, INC.$18.2B AUM | 0.01% | $2M | 50.0K | Q2 2025OLDER |
| Mainsail Financial Group, LLC$240M AUM | 0.96% | $2M | 42.3K | Q1 2026 |
| Prospera Financial Services Inc$6.2B AUM | 0.04% | $2M | 41.7K | Q1 2026 |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.01% | $2M | 41.4K | Q1 2026 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $2M | 40.5K | Q1 2026 |
| IFP Advisors, Inc$4.8B AUM | 0.05% | $2M | 39.9K | Q1 2026 |
| Bank of New York Mellon Corp$543.9B AUM | 0.00% | $2M | 27.5K | Q1 2026 |
| NWF Advisory Services Inc.$886M AUM | 0.17% | $1M | 27.3K | Q1 2026 |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.01% | $1M | 26.5K | Q1 2026 |
| AE Wealth Management LLC$18.5B AUM | 0.01% | $1M | 25.8K | Q1 2026 |
| HRT FINANCIAL LP$40.1B AUM | 0.00% | $1M | 25.4K | Q1 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC$200M AUM | 0.66% | $1M | 24.0K | Q1 2026 |
| HSBC HOLDINGS PLC$191.6B AUM | 0.00% | $1M | 23.5K | Q1 2026 |
| Atria Investments, Inc$8.9B AUM | 0.01% | $1M | 23.3K | Q1 2026 |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $1M | 22.5K | Q1 2026 |
| Farther Finance Advisors, LLC$10.6B AUM | 0.01% | $1M | 20.0K | Q1 2026 |
| SMITH, MOORE & CO.$1.4B AUM | 0.08% | $1M | 19.8K | Q1 2026 |
| Snowden Capital Advisors LLC$3.8B AUM | 0.03% | $1M | 18.8K | Q1 2026 |
| PARK AVENUE SECURITIES LLC$12.8B AUM | 0.01% | $1M | 18.5K | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $1M | 18.5K | Q1 2026 |
| OneAscent Financial Services LLC$1.8B AUM | 0.05% | $956,385 | 17.5K | Q1 2026 |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $822,875 | 15.3K | Q4 2025OLDER |
| Richmond Investment Services, LLC$619M AUM | 0.13% | $814,118 | 14.9K | Q1 2026 |
| RPg Family Wealth Advisory, LLC$479M AUM | 0.17% | $806,301 | 14.8K | Q1 2026 |
| Risk Paradigm Group, LLC$117M AUM | 0.66% | $773,988 | 14.2K | Q1 2026 |
| ABLE Financial Group, LLC$511M AUM | 0.15% | $746,628 | 13.7K | Q1 2026 |
| NewEdge Wealth, LLC$8.4B AUM | 0.01% | $723,444 | 13.2K | Q1 2026 |
| Private Advisory Group LLC$1.5B AUM | 0.06% | $712,956 | 13.9K | Q3 2025OLDER |
| Transamerica Financial Advisors, LLC$1.2B AUM | 0.06% | $706,604 | 12.9K | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $695,273 | 12.7K | Q1 2026 |
| Pacific Excel Wealth Advisors, Inc.$258M AUM | 0.69% | $653,187 | 12.0K | Q1 2026 |
| IAMS WEALTH MANAGEMENT, LLC$332M AUM | 0.23% | $645,953 | 11.8K | Q1 2026 |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $632,019 | 11.6K | Q1 2026 |
| HFG Advisors, Inc.$142M AUM | 0.44% | $626,814 | 11.5K | Q1 2026 |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $592,228 | 10.8K | Q1 2026 |
| HBW ADVISORY SERVICES LLC$949M AUM | 0.06% | $584,764 | 10.7K | Q1 2026 |
| Triad Wealth Partners, LLC$1.3B AUM | 0.04% | $555,111 | 10.2K | Q1 2026 |
| OPPENHEIMER & CO INC$8.2B AUM | 0.01% | $547,902 | 10.0K | Q1 2026 |
| 1776 Wealth LLC$254M AUM | 0.21% | $537,308 | 9.8K | Q1 2026 |
| LaSalle St. Investment Advisors, LLC$710M AUM | 0.08% | $536,647 | 9.8K | Q1 2026 |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.01% | $508,164 | 9.3K | Q1 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $470,629 | 8.6K | Q1 2026 |
| TCFG Investment Advisors, LLC$297M AUM | 0.17% | $454,782 | 8.3K | Q1 2026 |
| TCFG WEALTH MANAGEMENT, LLC$267M AUM | 0.17% | $454,782 | 8.3K | Q1 2026 |
| GTS SECURITIES LLC$2.8B AUM | 0.02% | $443,269 | 8.1K | Q1 2026 |
| Equitable Holdings, Inc.$15.5B AUM | 0.00% | $429,929 | 8.0K | Q1 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.01% | $409,036 | 7.5K | Q1 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM | 0.01% | $407,348 | 7.5K | Q1 2026 |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $350,295 | 6.7K | Q1 2026 |
| RFG Advisory, LLC$5.4B AUM | 0.01% | $347,951 | 6.4K | Q1 2026 |
| MPWM ADVISORY SOLUTIONS, LLC$189M AUM | 0.18% | $343,825 | 6.3K | Q1 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC.$319M AUM | 0.10% | $325,875 | 6.0K | Q1 2026 |
| Envestnet Portfolio Solutions, Inc.$18.1B AUM | 0.00% | $323,182 | 5.9K | Q1 2026 |
| Mutual Advisors, LLC$4.7B AUM | 0.01% | $308,000 | 5.6K | Q1 2026 |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $304,821 | 6.4K | Q2 2025OLDER |
| Pine Valley Investments Ltd Liability Co$2.2B AUM | 0.01% | $303,067 | 5.9K | Q4 2025OLDER |
| WEDBUSH SECURITIES INC$3.4B AUM | 0.01% | $297,000 | 5.4K | Q1 2026 |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $295,604 | 5.4K | Q1 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV$116M AUM | 0.25% | $291,890 | 5.3K | Q1 2026 |
| Traction Financial Partners, LLC$162M AUM | 0.19% | $286,513 | 6.0K | Q2 2025OLDER |
| Pinnacle Family Advisors, LLC$213M AUM | 0.13% | $278,624 | 5.1K | Q1 2026 |
| BlueChip Wealth Advisors LLC$228M AUM | 0.12% | $277,528 | 5.1K | Q1 2026 |
| PFG Advisors$2.1B AUM | 0.01% | $257,997 | 4.7K | Q1 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM | 0.01% | $251,227 | 6.2K | Q1 2026 |
| ProVise Management Group, LLC$1.4B AUM | 0.02% | $242,468 | 4.4K | Q1 2026 |
| StoneX Group Inc.$1.9B AUM | 0.01% | $239,799 | 4.5K | Q4 2025OLDER |
| KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM | 0.01% | $236,571 | 4.3K | Q1 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $236,066 | 4.3K | Q1 2026 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $235,042 | 4.3K | Q1 2026 |
| MGO ONE SEVEN LLC$5.0B AUM | 0.00% | $229,198 | 4.2K | Q1 2026 |
| NOVEM GROUP$873M AUM | 0.02% | $215,561 | 3.9K | Q1 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $213,513 | 4.0K | Q4 2025OLDER |
| Morey & Quinn Wealth Partners, LLC$141M AUM | 0.15% | $208,665 | 3.8K | Q1 2026 |
| Apollon Wealth Management, LLC$6.2B AUM | 0.00% | $207,682 | 3.8K | Q1 2026 |
| Walker Asset Management, LLC$185M AUM | 0.12% | $207,452 | 4.3K | Q2 2025OLDER |
| PRIVATE CLIENT SERVICES, LLC$381M AUM | 0.06% | $207,439 | 3.9K | Q4 2025OLDER |
| Asset Allocation Strategies LLC$563M AUM | 0.04% | $201,610 | 3.7K | Q1 2026 |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $173,568 | 3.4K | Q3 2025OLDER |
| TUCKER ASSET MANAGEMENT LLC$343M AUM | 0.05% | $167,876 | 3.1K | Q4 2025OLDER |
| Topsail Wealth Management, LLC$678M AUM | 0.02% | $163,830 | 3.0K | Q1 2026 |
| ORG Partners LLC$568M AUM | 0.03% | $161,263 | 3.0K | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $144,334 | 2.6K | Q1 2026 |
| COMERICA BANK$25.1B AUM | 0.00% | $143,488 | 2.7K | Q4 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $134,668 | 2.5K | Q1 2026 |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $130,026 | 2.4K | Q1 2026 |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.00% | $119,541 | 2.2K | Q1 2026 |
| PRIVATE TRUST CO NA$1.1B AUM | 0.01% | $113,316 | 2.1K | Q1 2026 |
| REAP Financial Group, LLC$507M AUM | 0.02% | $100,468 | 1.8K | Q1 2026 |
| Roxbury Financial LLC$126M AUM | 0.09% | $100,198 | 1.8K | Q1 2026 |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $93,424 | 1.8K | Q1 2026 |
| BANK OF MONTREAL /CAN/$268.5B AUM | 0.00% | $84,809 | 1.6K | Q1 2026 |
| Synergy Investment Management, LLC$306M AUM | 0.03% | $79,949 | 1.5K | Q1 2026 |
| CITIGROUP INC$234.5B AUM | 0.00% | $79,894 | 1.5K | Q1 2026 |
| Rossby Financial, LCC$489M AUM | 0.02% | $77,020 | 1.4K | Q1 2026 |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $71,628 | 1.3K | Q1 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $60,743 | 1.1K | Q4 2025OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $54,610 | 1.0K | Q1 2026 |
| CX Institutional$3.5B AUM | 0.00% | $38,000 | 697 | Q1 2026 |
| FMR LLC$1.90T AUM | 0.00% | $30,472 | 558 | Q1 2026 |
| DHJJ Financial Advisors, Ltd.$302M AUM | 0.01% | $27,579 | 505 | Q1 2026 |
| Pinnacle Bancorp, Inc.$339M AUM | 0.01% | $27,305 | 500 | Q1 2026 |
| CULLEN/FROST BANKERS, INC.$8.8B AUM | 0.00% | $25,855 | 473 | Q1 2026 |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $22,593 | 431 | Q1 2026 |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $20,081 | 392 | Q3 2025OLDER |
| SOA Wealth Advisors, LLC.$530M AUM | 0.00% | $19,757 | 362 | Q1 2026 |
| Annis Gardner Whiting Capital Advisors, LLC$625M AUM | 0.00% | $19,114 | 350 | Q1 2026 |
| My Portfolio Guide, LLC$181M AUM | 0.01% | $16,990 | 311 | Q1 2026 |
| Signature Equity Partners, LLC$186M AUM | 0.01% | $16,818 | 308 | Q1 2026 |
| Spire Wealth Management$3.3B AUM | 0.00% | $12,506 | 229 | Q1 2026 |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $12,451 | 228 | Q1 2026 |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $12,191 | 223 | Q1 2026 |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $11,987 | 223 | Q4 2025OLDER |
| Luminist Capital LLC$75M AUM | 0.01% | $10,932 | 203 | Q4 2025OLDER |
| Silicon Valley Capital Partners$1.0B AUM | 0.00% | $7,748 | 142 | Q1 2026 |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.00% | $5,835 | 114 | Q3 2025OLDER |
| AMERICAN NATIONAL BANK & TRUST$1.0B AUM | 0.00% | $5,515 | 101 | Q1 2026 |
| AMERIFLEX GROUP, INC.$198M AUM | 0.00% | $4,970 | 91 | Q1 2026 |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $3,658 | 67 | Q1 2026 |
| Transce3nd, LLC$11M AUM | 0.00% | $3,633 | 76 | Q2 2025OLDER |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $2,294 | 42 | Q1 2026 |
| Key Capital Management, INC$151M AUM | 0.00% | $1,966 | 36 | Q1 2026 |
| GAMMA Investing LLC$2.7B AUM | 0.00% | $1,584 | 29 | Q1 2026 |
| Lloyd Advisory Services, LLC.$349M AUM | 0.00% | $1,579 | 29 | Q4 2025OLDER |
| Strive Financial Group ,LLC$189M AUM | 0.00% | $1,000 | 11 | Q1 2026 |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $108 | 2 | Q4 2025OLDER |
| Darwin Wealth Management, LLC$321M AUM | 0.00% | $107 | 2 | Q4 2025OLDER |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC.$0 AUM | — | $0 | 0 | Q2 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.